Dr. Emory M. Ghana v. J. T. Holland

226 F.3d 175, 2000 U.S. App. LEXIS 22152, 2000 WL 1224729
CourtCourt of Appeals for the Third Circuit
DecidedAugust 29, 2000
Docket97-7043
StatusPublished
Cited by72 cases

This text of 226 F.3d 175 (Dr. Emory M. Ghana v. J. T. Holland) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dr. Emory M. Ghana v. J. T. Holland, 226 F.3d 175, 2000 U.S. App. LEXIS 22152, 2000 WL 1224729 (3d Cir. 2000).

Opinion

OPINION OF THE COURT

SLOVITER, Circuit Judge.

Appellant Emory M. Ghana filed a Bivens action against the warden of the federal prison in which he was then housed claiming the warden had violated his First Amendment rights. The District Court dismissed the suit for failure to exhaust administrative remedies. This appeal requires us to decide whether the exhaustion requirement contained in § 803 of the Prison Litigation Reform Act (“PLRA”) and codified at 42 U.S.C. § 1997e(a) applies to cases pending on the date of enactment of the statute.

*178 I.

FACTS AND PROCEDURE

Ghana was convicted of murder in New Jersey in 1972 and was imprisoned in a state facility. In April of 1991 he was transferred to the U.S. Bureau of Prisons (“BOP”) Federal Correctional Institute at Allenwood (“FCI Allenwood”) pursuant to the Interstate Corrections Compact. Defendant J.T. Holland was the warden of FCI Allenwood during the period relevant to this appeal.

The facts of this case can be summarized briefly. Because this is an appeal from the dismissal of Ghana’s complaint, we accept them as true. According to his complaint, Ghana is “a believer in Afrikan Hebrewism, which is associated with the tenets of Rastafarianism.” App. at 5. Since his incarceration in 1972 he has participated in religious activities and observed the dietary restrictions of his faith. His lawsuit alleges that two actions taken against him at Allenwood violated his right to free exercise of his religion.

First, Ghana challenges his removal from the Common Fare (“CF”) diet the BOP makes available to prisoners with special religious dietary needs. Ghana applied for and was permitted to participate in the CF program in September 1995. He was removed in December of that year, apparently because a staff member observed him eating food that was not part of the CF diet. Ghana alleges that BOP regulations permit participants in the CF diet to consume certain items from the “main line.” App. at 3.

Second, Ghana alleges that while he was in administrative segregation from October 4, 1995 until November 16, 1995, he was denied access to a cassette player and Rastafarian religious cassettes despite the fact that “[pjortable radios, and headphones are permitted in SHU [the Special Housing Unit] for prisoners’ use.” App. at 5.

BOP regulations provide “a process through which inmates may seek formal review of an issue which relates to any aspect of their confinement.” 28 C.F.R. § 542.10. Prior to filing suit, Ghana pursued the first two stages of the BOP grievance procedure for each incident. He first filed informal complaints with the staff at FCI Allenwood, which were denied. See 28 C.F.R. § 542.13(a) (inmate with a grievance shall first present issue informally to prison staff). He then appealed to Warden Holland by filing Requests for Administrative Remedy. Holland denied both Requests on January 22,1996.

An inmate dissatisfied with the warden’s disposition of his Request for Administrative Remedy may appeal within 20 days to the BOP’s Regional Director, see 28 C.F.R. § 542.15(a), who has 30 calendar days to respond, see 28 C.F.R. § 542.18, and may appeal within 30 days from the Regional Director’s decision to the BOP’s General Counsel, see 28 C.F.R. § 542.15(a), who must respond within 40 days, see 28 C.F.R. § 542.18. It is undisputed that Ghana took neither of these steps. 1

*179 Instead, on February 2, 1996, he filed suit pro se in the United States District Court for the Middle District of Pennsylvania pursuant to Bivens v. Six Unknown Named Agents of Fed. Bureau of Narcotics, 403 U.S. 388, 91 S.Ct. 1999, 29 L.Ed.2d 619 (1971). The complaint named Holland in both his individual and official capacities as the only defendant. Although the complaint purported to state claims under the First, Eighth, and Fourteenth Amendments, Ghana’s essential allegation is that his removal from the CF program and the denial of religious cassettes while he was in the SHU violated the Free Exercise clause of the First Amendment. He also alleged, but subsequently abandoned, a claim under the Religious Freedom Restoration Act, 42 U.S.C. § 2000bb et seq. Ghana sought $100,000 in compensatory and $200,000 in punitive damages. He also sought a wide range of injunctive and declaratory relief, the precise nature of which is not relevant here.

On May 7, 1996, Holland filed a motion to dismiss and a separate motion for summary judgment, asserting that Ghana had failed to exhaust the available administrative process. Holland subsequently filed a motion to stay discovery pending the court’s resolution of the dispositive motions. The District Court held that the summary judgment motion was premature and dismissed it without prejudice but stayed discovery while it considered the motion to dismiss.

By order and opinion dated November 27, 1996, the court dismissed Ghana’s claims without prejudice, holding that Ghana had failed to exhaust his administrative remedies as required by the PLRA, 42 U.S.C. § 1997e(a). Although the PLRA became effective on April 26, 1996, see Whitley v. Hunt, 158 F.3d 882, 885 (5th Cir.1998), and Ghana had filed his complaint before that date, the court held that § 1997e(a), “[a]s a procedural and/or jurisdictional rule, ... does not raise concerns about retroactivity and may be applied to litigation pending on the date of the statutory enactment.” Ghana v. Holland, No. 1:CV-96-0191, slip op. at 4 n. 5 (M.D.Pa. Nov. 27, 1996) (herein, “November 27 order”). In the alternative, the court held that even if the PLRA did not apply to Ghana’s complaint, the law prior to the enactment of § 1997e(a) likewise required exhaustion of administrative remedies unless “money damages were the only relief requested.” Id. at 4. Because Ghana’s complaint requested declaratory and in-junctive relief in addition to money damages, the court held that pre-PLRA law also required dismissal.

On November 25, 1996, two days before the court issued this order, Ghana filed a motion for leave to file an amended complaint in which he dropped his requests for injunctive and declaratory relief.

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Bluebook (online)
226 F.3d 175, 2000 U.S. App. LEXIS 22152, 2000 WL 1224729, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dr-emory-m-ghana-v-j-t-holland-ca3-2000.