WISDOM, Circuit Judge.
This appeal presents a single question — the admissibility in evidence of a newspaper to show that the Dallas County Courthouse in Selma, Alabama, was damaged by fire in 1901. We hold that the newspaper was admissible, and affirm the judgment below.
On a bright, sunny morning, July 7, 1957, the clock tower of the Dallas County Courthouse at Selma, Alabama, commenced to lean, made loud cracking and popping noises, then fell, and telescoped into the courtroom. Fortunately, the collapse of the tower took place on a Sunday morning; no one was injured, but damage to the courthouse exceeded $100,-000. An examination of the tower debris showed the presence of charcoal and charred timbers. The State Toxicologist, called in by Dallas County, reported the char was evidence that lightning struck the courthouse. Later, several residents of Selma reported that a bolt of lightning struck the courthouse July 2, 1957. On this information, Dallas County concluded that a lightning bolt had hit the building causing the collapse of the clock tower five days later. Dallas County carried insurance for loss to its courthouse caused by fire or lightning. The insurers’ engineers and investigators found that the courthouse collapsed of its own weight. They reported that the courthouse had not been struck by lightning; that lightning could not have caused the collapse of the tower; that the collapse of the tower was caused by structural weaknesses attributable to a faulty design, poor construction, gradual deterioration of the structure, and overloading-brought about by remodeling and the recent installation of an air-conditioning system, part of which was constructed over the courtroom trusses. In their opinion, the char was the result of a fire in the courthouse tower and roof that must have occurred many, many years before July 2, 1957. The insurers denied liability.
The County sued its insurers in the Circuit Court of Dallas County. As many of the suits as could be removed, seven, were removed to the United States District Court for the Southern District of Alabama, and were consolidated for trial. The case went to the jury on one issue: did lightning cause the collapse of the clock tower ?
The record contains ample evidence to support a jury verdict either way. The County produced witnesses who testified they saw lightning strike the clock tower; the insurers produced witnesses who testified an examination of the debris showed that lightning did not strike the clock tower. Some witnesses said the char was fresh and smelled smoky; other witnesses said it was obviously old and had no fresh smoky smell at all. Both sides presented a great mass of engineering testimony bearing on the design, construction, overload or lack of overload. All of this was for the jury to evaluate. The jury chose to believe the insurers’ witnesses and brought in a verdict for the defendants.
During the trial the defendants introduced a copy of the Morning Times of Selma for June 9, 1901. This issue carried an unsigned article describing a fire that occurred at two in the morning of June 9, 1901, while the courthouse was still under construction. The article stated, in part: “The unfinished dome of the County’s new courthouse was in flames at the top, and * * * soon fell in. The fire was soon under control and the main building was saved. * * * ” The insurers do not contend that the collapse of the tower resulted from unsound charred timbers used in the repair of the building after the fire; they offered the newspaper account to show there had been a fire long before 1957 that would
account for charred timber in the clock tower.
As a predicate for introducing the newspaper in evidence, the defendants called to the stand the editor of the Selma Times-Journal who testified that his publishing company maintains archives of the published issues of the Times-Journal and of the Morning Times, its predecessor, and that the archives contain the issue of the Morning Times of Selma for June 9, 1901, offered in evidence. The plaintiff objected that the newspaper article was hearsay; that it was not a business record nor an ancient document, nor was it admissible under any recognized exception to the hearsay doctrine. The trial judge admitted the newspaper as part of the records of the Selma Times-Journal. The sole error Dallas County specifies on appeal is the admission of the newspaper in evidence.
In the Anglo-American adversary system of law, courts usually will not admit evidence unless its accuracy and trustworthiness may be tested by cross-examination. Here, therefore, the plaintiff argues that the newspaper should not be admitted: “You cannot cross-examine a newspaper.”
Of
course, a newspaper article
is
hearsay, and in almost all' circumstances is inadmissible.
However, the law governing hearsay is somewhat less than pellucid.
And, as with most rules, the hearsay rule is not absolute; it is replete with exceptions.
Witnesses die, documents are lost, deeds are destroyed, memories fade. All too often, primary evidence is not available and courts and lawyers must rely on secondary evidence.
Dallas County contends, first, that the hearsay rule is a matter of substance, not of procedure,
and, under
Erie Railroad Co. v. Tompkins, 1937, 304 U.S. 64, 58 S.Ct. 817, 82 L.Ed. 1188, the issue for decision is controlled by the law of Alabama.
Monarch Insurance Company of Ohio v. Spach, 5 Cir., 1960, 281 F.2d 401, 408 holds otherwise. In Monarch, this Court held that admissibility of evidence is procedural, not substantive;
that an ex parte statement under oath, inadmissible under a Florida statute, F.S.A. § 92.33, was admissible in the trial of a diversity case in the federal courts in Florida. After a thorough review of the authorities, Judge Brown, for the Court, stated:
“For the most part, however, rules of evidence relate to what lawyers have long thought of as procedure. This is attested by the presence of Rules 43 and 44 in the Federal Rules. The Rules Enabling Act denied the power of the Supreme Court in such Rules to affect substantive rights. That the Supreme Court, after having this problem brought sharply to mind, thought it appropriate to include them is some considered evidence that with respect to
admissibility
at least, the subject was procedural. To the extent that the receipt of evidence pertains to a matter within the
procedural
competence of the Federal District Court, it is controlled by F.R.Civ.P. 43(a).”
We regard the newspaper in the instant case as on a par with the questioned statement in Monarch, and “within the
procedural
competence of the Federal District Court”.
Free access — add to your briefcase to read the full text and ask questions with AI
WISDOM, Circuit Judge.
This appeal presents a single question — the admissibility in evidence of a newspaper to show that the Dallas County Courthouse in Selma, Alabama, was damaged by fire in 1901. We hold that the newspaper was admissible, and affirm the judgment below.
On a bright, sunny morning, July 7, 1957, the clock tower of the Dallas County Courthouse at Selma, Alabama, commenced to lean, made loud cracking and popping noises, then fell, and telescoped into the courtroom. Fortunately, the collapse of the tower took place on a Sunday morning; no one was injured, but damage to the courthouse exceeded $100,-000. An examination of the tower debris showed the presence of charcoal and charred timbers. The State Toxicologist, called in by Dallas County, reported the char was evidence that lightning struck the courthouse. Later, several residents of Selma reported that a bolt of lightning struck the courthouse July 2, 1957. On this information, Dallas County concluded that a lightning bolt had hit the building causing the collapse of the clock tower five days later. Dallas County carried insurance for loss to its courthouse caused by fire or lightning. The insurers’ engineers and investigators found that the courthouse collapsed of its own weight. They reported that the courthouse had not been struck by lightning; that lightning could not have caused the collapse of the tower; that the collapse of the tower was caused by structural weaknesses attributable to a faulty design, poor construction, gradual deterioration of the structure, and overloading-brought about by remodeling and the recent installation of an air-conditioning system, part of which was constructed over the courtroom trusses. In their opinion, the char was the result of a fire in the courthouse tower and roof that must have occurred many, many years before July 2, 1957. The insurers denied liability.
The County sued its insurers in the Circuit Court of Dallas County. As many of the suits as could be removed, seven, were removed to the United States District Court for the Southern District of Alabama, and were consolidated for trial. The case went to the jury on one issue: did lightning cause the collapse of the clock tower ?
The record contains ample evidence to support a jury verdict either way. The County produced witnesses who testified they saw lightning strike the clock tower; the insurers produced witnesses who testified an examination of the debris showed that lightning did not strike the clock tower. Some witnesses said the char was fresh and smelled smoky; other witnesses said it was obviously old and had no fresh smoky smell at all. Both sides presented a great mass of engineering testimony bearing on the design, construction, overload or lack of overload. All of this was for the jury to evaluate. The jury chose to believe the insurers’ witnesses and brought in a verdict for the defendants.
During the trial the defendants introduced a copy of the Morning Times of Selma for June 9, 1901. This issue carried an unsigned article describing a fire that occurred at two in the morning of June 9, 1901, while the courthouse was still under construction. The article stated, in part: “The unfinished dome of the County’s new courthouse was in flames at the top, and * * * soon fell in. The fire was soon under control and the main building was saved. * * * ” The insurers do not contend that the collapse of the tower resulted from unsound charred timbers used in the repair of the building after the fire; they offered the newspaper account to show there had been a fire long before 1957 that would
account for charred timber in the clock tower.
As a predicate for introducing the newspaper in evidence, the defendants called to the stand the editor of the Selma Times-Journal who testified that his publishing company maintains archives of the published issues of the Times-Journal and of the Morning Times, its predecessor, and that the archives contain the issue of the Morning Times of Selma for June 9, 1901, offered in evidence. The plaintiff objected that the newspaper article was hearsay; that it was not a business record nor an ancient document, nor was it admissible under any recognized exception to the hearsay doctrine. The trial judge admitted the newspaper as part of the records of the Selma Times-Journal. The sole error Dallas County specifies on appeal is the admission of the newspaper in evidence.
In the Anglo-American adversary system of law, courts usually will not admit evidence unless its accuracy and trustworthiness may be tested by cross-examination. Here, therefore, the plaintiff argues that the newspaper should not be admitted: “You cannot cross-examine a newspaper.”
Of
course, a newspaper article
is
hearsay, and in almost all' circumstances is inadmissible.
However, the law governing hearsay is somewhat less than pellucid.
And, as with most rules, the hearsay rule is not absolute; it is replete with exceptions.
Witnesses die, documents are lost, deeds are destroyed, memories fade. All too often, primary evidence is not available and courts and lawyers must rely on secondary evidence.
Dallas County contends, first, that the hearsay rule is a matter of substance, not of procedure,
and, under
Erie Railroad Co. v. Tompkins, 1937, 304 U.S. 64, 58 S.Ct. 817, 82 L.Ed. 1188, the issue for decision is controlled by the law of Alabama.
Monarch Insurance Company of Ohio v. Spach, 5 Cir., 1960, 281 F.2d 401, 408 holds otherwise. In Monarch, this Court held that admissibility of evidence is procedural, not substantive;
that an ex parte statement under oath, inadmissible under a Florida statute, F.S.A. § 92.33, was admissible in the trial of a diversity case in the federal courts in Florida. After a thorough review of the authorities, Judge Brown, for the Court, stated:
“For the most part, however, rules of evidence relate to what lawyers have long thought of as procedure. This is attested by the presence of Rules 43 and 44 in the Federal Rules. The Rules Enabling Act denied the power of the Supreme Court in such Rules to affect substantive rights. That the Supreme Court, after having this problem brought sharply to mind, thought it appropriate to include them is some considered evidence that with respect to
admissibility
at least, the subject was procedural. To the extent that the receipt of evidence pertains to a matter within the
procedural
competence of the Federal District Court, it is controlled by F.R.Civ.P. 43(a).”
We regard the newspaper in the instant case as on a par with the questioned statement in Monarch, and “within the
procedural
competence of the Federal District Court”.
There are no cases clearly in point — at least none that we have found —in Alabama decisions,
in the decisions of other states, or in the federal decisions. We decide this case, therefore,, on general principles of relevancy and materiality, guided, as in Monarch,
by
the liberal language of Rule 43(a), F.R. Civ.P. 28 U.S.C.A.
Rule 43(a) provides :
• “All evidence shall be admitted which is admissible under the statutes of the United States, or under the rules of evidence heretofore applied in the courts of the United States on the hearing of suits in equity, or under the rules of evidence applied in the courts of general jurisdiction of the state in which the United States court is held. In any case, the statute or rule which favors the reception of the evidence governs and the evidence shall be presented according to the most convenient method prescribed in any of the statutes or rules to which reference is herein made.”
Thus, “in a federal court, the rule, whether federal or state, which favors the reception of the evidence governs”. New York Life Ins. Co. v. Schlatter et al., 5 Cir., 1953, 203 F.2d 184, 188.
Rule 43(a) affirmatively expands the scope of admissibility. It is a rule of admissibility, not exclusion. Although the rule specifies three categories of evidence that shall be admitted, it does not prohibit the receipt of probative evidence outside the three categories. So, this Court said in Monarch; “[The rule] defines the three standards of admissibility. But it does not purport to prohibit the admission of other relevant material probative evidence which, in the considered exercise of judicial wisdom, is trustworthy. * * * [I]n today’s litigation with its endless complexities many of which are an outgrowth of our scientific age we would hardly think that a court instituted with all of the power the organic constitution could invest in it would have to stand helpless in the face of a new situation.” Even if Rule 43(a) should be interpreted as carrying the necessary implication that evidence to be admissible must fit into one of the three categories specified in the rule,
the cryptic reference to “rules of evidence heretofore applied in the courts of the United States on the hearing of suits in equity” is so uncertain in its meaning
as to give broad latitude to a trial judge in his rulings on admissibility. The trial judge may exercise his discretion, if he keeps the hearing within reasonable bounds. In finding and applying rules of evidence applicable to hearings of
suits in equity, his chief censor is the conscience of a Chancellor.
If they are worth their salt, evidentiary rules are to aid the search for truth. Rule 43(a), notwithstanding its shortcomings, carries out that purpose by enabling federal courts to apply a liberal, flexible rule for the admissibility of evidence, unencumbered by common law archaisms.
We turn now to a case, decided long before the Federal Rules were adopted, in which the court used an approach we consider appropriate for the solution of the problem before us. G. & C. Merriam Co. v. Syndicate Pub. Co., 2 Cir., 1913, 207 F. 515, 518, concerned a controversy between dictionary publishers over the use of the title “Webster’s Dictionary” when the defendant’s dictionary allegedly was not based upon Webster’s dictionary at all. The bone of contention was whether a statement in the preface to the dictionary was admissible as evidence of the facts it recited. Ogilvie, the compiler of the dictionary, stated in his preface that he used Webster’s Dictionary as the basis for his own publication. The dictionary, with its preface, was published in 1850, sixty-three years before the trial of the case. Ogilvie’s published statement was challenged as hearsay. Judge Learned Hand, then a district judge, unable, as we are here, to find a case in point, for authority relied solely on Wigmore on Evidence (then a recent publication), particularly on Wig-more’s analysis that “the requisites of an exception to the hearsay rule are necessity and circumstantial guaranty of trustworthiness”. Wigmore on Evidence, §§ 1421, 1422, 1690 (1st ed. 1913).
Applying these criteria, Judge Hand held that the statement was admissible as an exception to the hearsay rule;
“Ogilvie’s preface is of course an unsworn statement and as such only hearsay testimony, which may be admitted only as an.exception to the general rule. The question is whether there is such an exception. I have been unable to find any express authority in point and must decide the question upon principle. In the first place, I think it fair to insist that to reject such a statement is to refuse evidence about the truth of which no reasonable person should have any doubt whatever, because it fulfills both the requisites of an exception to the hearsay rule, necessity and circumstantial guaranty of trustworthiness. Wigmore, §§ 1421, 1422, 1690, * * * Besides Ogil
vie, everyone else is dead who ever knew anything about the matter and could intelligently tell us what the fact is. * * * As to the trustworthiness of the testimony, it has the guaranty of the occasion, at which there was no motive for fabrication.” 207 F. 515, 518.
The Court of Appeals adopted the district court’s opinion in its entirety.
The first of the two requisites is necessity. As to necessity, Wig-more points out this requisite means that unless the hearsay statement is admitted, the facts it brings out may otherwise be lost, either because the person whose assertion is offered may be dead or unavailable, or because the assertion is of such a nature that one could not expect to obtain evidence of the same value from the same person or from other sources. Wigmore, § 1421 (3rd ed.). “In effect, Wigmore says that, as the word necessity is here used, it is not to be interpreted as uniformly demanding a showing of total inaccessibility of firsthand evidence as a condition precedent to the acceptance of a particular piece of hearsay, but that necessity exists where otherwise great practical inconvenience would be experienced in making the desired proof. (Wigmore, 3rd Ed., Vol. V, sec. 1421; Vol. VI, sec. 1702). * * * If it were otherwise, the result would be that the exception created to the hearsay rule would thereby be mostly, if not completely, destroyed.” United States v. Aluminum Co. of America, D.C.1940, 35 F.Supp. 820, 823.
The fire referred to in the newspaper account occurred fifty-eight years before the trial of this case. Any witness who saw that fire with sufficient understanding to observe it and describe it accurately, would have been older than a young child at the time of the fire. We may reasonably assume that at the time of the trial he was either dead or his faculties were dimmed by the passage of fifty-eight years. It would have been burdensome, but not impossible, for the defendant to have discovered the name of the author of the article (although it had no by-line) and, perhaps, to have found an eye-witness to the fire. But it is improbable — -so it seems to us — that any witness could have been found whose recollection would have been accurate at the time of the trial of this case. And it seems impossible that the testimony of any witness would have been as accurate and as reliable as the statement of facts in the contemporary newspaper article.
The rationale behind the “ancient documents” exception is applicable here: after a long lapse of time, ordinary evidence regarding signatures or handwriting is virtually unavailable, and it is therefore permissible to resort to circumstantial evidence. Thus, in Trustees of German Township, Montgomery County v. Farmers & Citizens Savings Bank Co., Ohio Com.Pl.1953, 113 N.E.2d 409, 412, affirmed Ohio App., 115 N.E.2d 690, the court admitted as ancient documents newspapers eighty years old containing notices of advertisements for bids relating to the town hall: “Such exhibits, by reason of age, alone, and unquestioned authenticity, qualify as ancient documents ?”
The ancient documents rule applies to documents a gen
eration or more in age. Here, the Selma Times-Journal article is almost two generations old. The principle of necessity, not requiring absolute impossibility or total inaccessibility of first-hand knowledge, is satisfied by the practicalities of the situation before us.
The second requisite for admission of hearsay evidence is trustworthiness. According to Wigmore, there are three sets of circumstances when hearsay is trustworthy enough to serve as a practicable substitute for the ordinary test of cross-examination: “Where the circumstances are such that a sincere and accurate statement would naturally be uttered, and no plan of falsification be formed; where, even though a desire to falsify might present itself, other considerations, such as the danger of easy detection o1 the fear of punishment, would probably counteract its force; where the statement was made under such conditions of publicity that an error, if it had occurred, would probably have been detected and corrected.” 5 Wigmore, Evidence, § 1422 (3rd ed.) These circumstances fit the instant case.
There is no procedural canon against the exercise of common sense in deciding the admissibility of hearsay evidence.
In 1901 Selma, Alabama, was a small town. Taking a common sense view of this case, it is inconceivable to us that a newspaper reporter in a small town would report there was a fire in the dome of the new courthouse — if there had been no fire. He is without motive to falsify, and a false report would have subjected the newspaper and him to embarrassment in the community. The usual dangers inherent in hearsay evidence, such as lack of memory, faulty narration, intent to influence the court proceedings, and plain lack of truthfulness are not present here. To our minds, the article published in the Selma Morning-Times on the day of the fire is more reliable, more trustworthy, more competent evidence than the testimony of a witness called to the stand fifty-eight years later.
We hold, that in matters of local interest, when the fact in question is of such a public nature it would be generally known throughout the community, and when the questioned fact occurred so long ago that the testimony of an eye-witness would probably be less trustworthy than a contemporary newspaper account, a federal court, under Rule 43(a), may relax the exclusionary rules to the extent of admitting the newspaper article in evidence. We do not characterize this newspaper as a “business record”, nor as
an “ancient document”, nor as any other readily identifiable and happily tagged species of hearsay exception. It is admissible because it is necessary and trustworthy, relevant and material, and its admission is within the trial judge’s exercise of discretion in holding the hearing within reasonable bounds.
Judgment is affirmed.