Dale Lee Owens v. Dewey Sowders, Warden, Kentucky State Reformatory, and Robert F. Stephens, Attorney General of Kentucky

661 F.2d 584, 1981 U.S. App. LEXIS 16812
CourtCourt of Appeals for the Sixth Circuit
DecidedOctober 16, 1981
Docket80-3659
StatusPublished
Cited by14 cases

This text of 661 F.2d 584 (Dale Lee Owens v. Dewey Sowders, Warden, Kentucky State Reformatory, and Robert F. Stephens, Attorney General of Kentucky) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Dale Lee Owens v. Dewey Sowders, Warden, Kentucky State Reformatory, and Robert F. Stephens, Attorney General of Kentucky, 661 F.2d 584, 1981 U.S. App. LEXIS 16812 (6th Cir. 1981).

Opinions

BAILEY BROWN, Circuit Judge.

Petitioner, Dale Lee Owens, was convicted, after a jury trial in Kentucky state court, of three counts of first-degree rape and three counts of first-degree burglary. He is presently serving sentences totaling 105 years for those crimes. Owens filed a petition in the Eastern District of Kentucky pursuant'to 28 U.S.C. § 2254, alleging that [585]*585he was denied due process when the trial court failed to conduct, sua sponte, a hearing to determine his competency to stand trial. Adopting the report and recommendation of the magistrate, the district court held that the record did not reveal circumstances requiring such a hearing. For the reasons expressed below, we affirm the district court.

The issue of Owens’ competency was initially raised by his counsel prior to trial. Counsel moved that Owens be examined by a psychiatrist and attached an affidavit to the motion in which counsel expressed doubts concerning Owens’ competency to stand trial. The trial court apparently ordered the examination, as one was conducted. Owens was admitted to the Forensic Psychiatry Division of the Kentucky Department of Mental Health on November 26, 1976. He was discharged on December 8,1976 with a diagnosis of “Transient situational disturbance; adjustment reaction of adult life.” The Clinical Director, Dr. N. S. Chaudri, reported that he found Owens to be in good physical condition. Dr. Chaudri also reported that Owens had been taking hard drugs for some time, but expressed the opinion that Owens was not psychotic. In Dr. Chaudri’s opinion Owens was “competent to stand trial and aid in his defense.” A copy of this report was given to Owens’ counsel, but it does not appear that the trial court ever received a copy.1 No further action was taken by defense counsel or by the trial court with respect to the competency issue.

Other indicia of possible incompetency were revealed during the trial and involve rather unusual aspects of Owens’ criminality. All three rape victims were named Patricia. One victim testified that after Owens raped her he offered her his pistol and told her to shoot him. His last rape victim testified that, after the rape, Owens asked her whether she would “freak out” if he committed suicide. Receiving an affirmative answer, Owens promptly fell asleep in the victim’s bed, to be awakened shortly thereafter by the arresting officers.

It was in the Kentucky appellate courts that Owens initially pressed his claim that counsel’s affidavit and the rape victims’ testimony required the trial court to conduct, sua sponte, a competency hearing. The Kentucky Supreme Court held that the record did not “present any factor that would even tend to alert a trial court that the defendant may be incompetent . . . . ” Owens v. Commonwealth, 572 S.W.2d 415, 416 (Ky.1977). Owens then filed the instant petition in the district court, which, by adopting the report and recommendation of the magistrate, agreed with the state court’s assessment of the record.

It is, of course, well settled that a defendant’s due process rights are violated if he is subjected to a trial while incompetent. See, e. g., Drope v. Missouri, 420 U.S. 162, 171-72, 95 S.Ct. 896, 903-04, 43 L.Ed.2d 103 (1975). In Dusky v. United States, 362 U.S. 402, 80 S.Ct. 788, 4 L.Ed.2d 824 (1960) (per curiam) the Supreme Court stated that the test for competency is:

[Wjhether [the defendant] has sufficient present ability to consult with his lawyer with a reasonable degree of rational understanding — and whether he has a rational as well as factual understanding of the proceedings against him.

Id., reaffirmed in Drope, supra, at 170 n.7, 95 S.Ct. at 903 n.7. In the instant ease, however, Owens does not claim that he was in fact incompetent at the time of his trial, but presses the related claim that the trial court’s failure to make adequate inquiry into his competence denied him due process. See Pate v. Robinson, 383 U.S. 375, 388 n.1, 86 S.Ct. 836, 843 n.1, 15 L.Ed.2d 815 (1966) (Harlan, J., dissenting). More specifically, Owens contends that his counsel’s affidavit and the testimony of the rape victims created a doubt concerning his competency such that the Due Process Clause of the Four[586]*586teenth Amendment required the trial court to conduct a competency hearing sua sponte.2 We disagree.

Although the Supreme Court has not articulated “a general standard with respect to the nature or quantum of evidence necessary to require resort to an adequate procedure,” Drope, supra, 420 U.S. at 172, 95 S.Ct. at 904, it has identified several relevant considerations. In Drope, supra, the Court noted that an expressed doubt by counsel concerning his client’s competence “is unquestionably a factor which should be considered,” but added that “we do not, of course, suggest that courts must accept without question a lawyer’s representations concerning the competence of his client. . .. ” Id. at 177 n.13, 95 S.Ct. at 906 n.13. In addition the Court stated that “evidence of a defendant’s irrational behavior, his demeanor at trial, and any prior medical opinion on competence to stand trial are all relevant in determining whether further inquiry is required. . . . ” Id. at 180, 95 S.Ct. at 908. Noting that one of the above factors standing alone might require further inquiry in some circumstances, the Court recognized that “[t]here are, of course, no fixed or immutable signs which invariably indicate the need for further inquiry to determine fitness to proceed. . . . ” Id. With the above in mind, we now turn to an examination of the applicability of these considerations to Owens’ case.

In the instant case counsel’s affidavit expressed counsel’s doubts concerning his client’s competency and reported that Owens mentioned suicide and complained of hallucinations to members of his family, to counsel, and to other inmates. Mention is made of “prior psychiatric records” but none were presented with the affidavit or at any subsequent time. The only other pertinent observation in the affidavit was that counsel found Owens to be “extremely agitated” and had difficulty impressing Owens of the seriousness of his predicament. In addition to this affidavit, the rape victims’ testimony is urged as indicative of incompetence. This court is of the opinion that, on the facts of this case, counsel’s concern and Owens’ subjective complaints did not require a competency hearing, even when considered in conjunction with the rape victims’ testimony. Several considerations lead us to this result.

First, counsel made no further mention of the competency issue after receiving the psychiatrist’s report. It seems highly unlikely that counsel sensitive to this issue would not have complained further had Owens been unable to understand the proceedings or participate in his defense. In this regard, the trial court could reasonably infer from counsel’s silence that his doubts had been allayed, either by the report, by Owens’ conduct, or by both. Second, Owens, by his own admission, was a chronic drug user.

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Bluebook (online)
661 F.2d 584, 1981 U.S. App. LEXIS 16812, Counsel Stack Legal Research, https://law.counselstack.com/opinion/dale-lee-owens-v-dewey-sowders-warden-kentucky-state-reformatory-and-ca6-1981.