D.A.B.E., Inc. v. Toledo-Lucas Cty. Bd. of Health

2002 Ohio 4172, 96 Ohio St. 3d 250
Ohio Supreme Court·Decided August 28, 2002·No. 2001-1407·Published·Cited by 114 cases

Opinion

[This decision has been published in Ohio Official Reports at 96 Ohio St.3d 250.]

D.A.B.E., INC., D.B.A. ARNIE’S SALOON, ET AL., RESPONDENTS, v. TOLEDO- LUCAS COUNTY BD. OF HEALTH ET AL., PETITIONERS. [Cite as D.A.B.E., Inc. v. Toledo-Lucas Cty. Bd. of Health, 2002-Ohio-4172.] Public health—Health districts—General Assembly has not indicated any intent through R.C. 3709.21, or otherwise, to vest local boards of health with unlimited authority to adopt regulations addressing all public-health concerns—Administrative regulations cannot dictate public policy but can only develop and administer policy already established by the General Assembly—R.C. 3709.21 is a rules-enabling statute, not a provision granting substantive regulatory authority. (No. 2001-1407—Submitted April 9, 2002—Decided August 28, 2002.) ON ORDER from the United States District Court, Northern District of Ohio, Western Division, Certifying Questions of State Law, No. 3:01-CV-7334. __________________ SYLLABUS OF THE COURT 1. The General Assembly has not indicated any intent through R.C. 3709.21, or otherwise, to vest local boards of health with unlimited authority to adopt regulations addressing all public-health concerns. 2. Administrative regulations cannot dictate public policy but rather can only develop and administer policy already established by the General Assembly. 3. R.C. 3709.21 is a rules-enabling statute, not a provision granting substantive regulatory authority. __________________ SUPREME COURT OF OHIO

DOUGLAS, J. {¶1} This matter is before the court on four certified questions of state law from the United States District Court, Northern District of Ohio, Western Division. The defendants before the district court and designated petitioners in this court are the Board of Health of the Lucas County Regional Health District and the Lucas County Regional Health District itself.1 The Lucas County Regional Health District is a general health district organized pursuant to R.C. 3709.07. The district covers all of Lucas County, including the city of Toledo, and is headed by an eleven-member board of health. Each member of the board is appointed by one of the political subdivisions comprised by the district. The plaintiffs in the action before the district court are the designated respondents before this court. They are 27 small business owners and trade associations in Lucas County, Ohio. Respondents are a diverse group that includes owners of bars, restaurants, a bowling alley, and a cigar lounge. The underlying action pending before the federal district court involves respondents’ challenge to a regulation adopted by the board prohibiting smoking in all enclosed, indoor areas in Lucas County where members of the general public gather—including bars, restaurants, and bowling alleys—as well as in all places of employment and vehicles of public transportation. In its certification order, the district court set forth the following procedural facts and history: {¶2} “On May 24, 2001, the Board adopted a regulation entitled the ‘Lucas County Regional Health District Clean Indoor Air Regulation’ (‘the Regulation’). The Board cited the health concerns from ‘second hand smoke’ and Section 3709.21 of the Ohio Revised Code as authority for passing the Regulation. The

1. Upon certification, the petitioners were identified as the Toledo-Lucas County Board of Health, the Toledo-Lucas County Health Department, and the Lucas County Regional Health District. The petitioners have explained that although the district does use these names, the proper designation of petitioners is as we have set forth herein.

2 January Term, 2002

Regulation prohibits smoking in all Public Areas, which are defined as every enclosed, indoor area to which members of the general public are invited or in which members of the general public are normally permitted. Thus, the Regulation prohibits smoking in bars, restaurants, tobacco shops, bowling alleys, all public areas of places of employment—in almost every indoor place in Lucas County, Ohio other than private residences, private cars and private clubs. The Regulation also prohibits smoking within twenty feet of any entrance or open window of these Public Areas and in all Vehicles of Public Transportation. The Regulation provides for the criminal penalties prescribed in Section 3709.99 of the Ohio Revised Code, for both the individual who violates the Regulation, as well as the owner of any Public Area that does not enforce the Regulation within the Public Area under his or her control. By its terms, the Regulation was to go into effect on July 8, 2001. {¶3} “On June 28, 2001, twenty-seven Plaintiffs, a group consisting of owners of bars, restaurants, a cigar lounge, a bowling alley, and other establishments where many patrons smoke and where patrons expect smoking, filed a Complaint in Lucas County Common Pleas Court under the Ohio Declaratory Judgment Act, seeking a declaration that the Regulation is invalid. Plaintiffs asserted five claims based on Ohio state law (essentially alleging that the Regulation was beyond the Board’s legislative authority under Chapters 3707 and 3709 and related provisions of the Ohio Revised Code, that the Regulation constituted an illegal legislative act, and that the Regulation is unlawful and unreasonable as applied) and a single federal law claim that the Regulation was an unconstitutional taking. On the same day, Defendants removed this action to this court, the United States District Court for the Northern District of Ohio, Western Division, based on the federal claim. {¶4} “On July 5, 2001, Plaintiffs moved for a temporary restraining order/preliminary injunction. After a full hearing and submission of briefs, this Court granted Plaintiffs a preliminary injunction, enjoining Defendants from

3 SUPREME COURT OF OHIO

enforcing the Regulation until Plaintiffs’ claims could be determined on their merits. In the July 6, 2001 Memorandum Opinion, this Court noted that it was of the opinion that the public interest would best be served by retaining jurisdiction over this case and certifying central questions of Ohio law to the Ohio Supreme Court.” {¶5} The federal district court has certified to us, and we have agreed to answer, the following questions of state law: {¶6} 1. Does the Ohio Revised Code authorize or delegate to a local board of health of a general health district the authority to prohibit smoking in all public places as defined by the Regulation at issue herein? {¶7} 2. If the answer to Question 1 is yes, does such a delegation of authority violate the Ohio Constitution? {¶8} 3. Does a regulation adopted by a board of health of a general health district, which prohibits smoking in all public places as defined by the Regulation at issue, conflict with, or is it inconsistent with or preempted by the provisions of the Ohio Revised Code that already govern the conduct of smoking in places of public accommodation and elsewhere? {¶9} 4. To the extent a regulation which prohibits smoking in all public places as defined by the Regulation at issue conflicts with a municipal ordinance regulating the same area, which one prevails pursuant to Section 3, Article XVIII of the Ohio Constitution (relating to home-rule)? {¶10} With respect to these questions, the district court issued the following findings: {¶11} “The Ohio Supreme Court has never specifically addressed the issue of whether a board of health of a general health district has the authority to prohibit smoking in all enclosed, indoor public areas pursuant to Section 3709.21 of the Ohio Revised Code. It appears that only three Ohio trial courts have ruled on this issue. Brewery, Inc. v. Delaware City-County Bd. of Health (July 19, 1999),

4 January Term, 2002

Delaware C.P. No. 98-CVH-12-413, unreported; Wilson v. Knox Cty. Bd. of Health (January 11, 1986), Knox C.P. No. 95IN050086, unreported; Cookie’s Diner v.

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D.A.B.E., Inc. v. Toledo-Lucas Cty. Bd. of Health, 2002 Ohio 4172, 96 Ohio St. 3d 250 (Ohio 2002).

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