Cummings v. Guardianship Services

110 P.3d 796, 128 Wash. App. 742
CourtCourt of Appeals of Washington
DecidedApril 18, 2005
DocketNo. 53386-0-I
StatusPublished
Cited by15 cases

This text of 110 P.3d 796 (Cummings v. Guardianship Services) is published on Counsel Stack Legal Research, covering Court of Appeals of Washington primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cummings v. Guardianship Services, 110 P.3d 796, 128 Wash. App. 742 (Wash. Ct. App. 2005).

Opinion

¶1 Pauline Rae Smith was the subject of a guardianship and had live-in caretakers. She died after falling from the window of her third floor condominium. The questions raised here include whether a claim for economic damages under the abuse of vulnerable adults act1 survives where there are no statutory heirs; whether actions he for breach of fiduciary duty and, if so, against whom and for what remedies; whether a guardian acts under color of state law for purposes of the federal Civil Rights Act;2 and [746]*746whether a claim under the Consumer Protection Act3 survives to the benefit of the estate.

Ellington, J.

[746]*746¶2 Nancy Cummings, in her capacity as personal representative of Pauline Smith’s estate,4 brought this action against Smith’s coguardians (Guardianship Services of Seattle and Richard Watkins); the guardians’ attorney (Suzanne Howie); and Smith’s two live-in caregivers (Gwen Saucedo and Joyce Sambataro). Cummings claims included breach of fiduciary duty, violation of the Consumer Protection Act, violation of the abuse of vulnerable adults act, and violation of Smith’s constitutional rights under the federal Civil Rights Act. The trial court dismissed all claims on summary judgment, except for claims against Guardianship Services of Seattle and Sambataro for economic damages to the estate.5 After settlement discussions stalled, the court ordered enforcement of a settlement on those claims.

¶3 The Estate appeals the orders granting summary judgment, the order enforcing the settlement agreement, and also seeks remand on grounds that no record was made of argument at the summary judgment hearings.

FACTS

¶4 In June 1999, Pauline Rae Smith was 93 years old and suffered from Alzheimer’s disease. She had been a widow for 20 years and had no children or surviving siblings or parents. Under a guardianship established in King County, Guardianship Services of Seattle (GSS) and her long-time attorney, Richard Watkins, acted as coguard-ians of her person; GSS acted as sole guardian of her estate. Smith was cared for by two live-in caregivers employed by GSS, Gwen Saucedo and Joyce Sambataro. Saucedo worked four days per week; Sambataro worked three.

[747]*747¶5 Smith was prone to waking at night and to wandering. Her caregivers had moved her into the living room where they could sleep at the foot of her bed, which was near a tall window. On the night of her death, the window was left slightly ajar for ventilation. At 4:30 in the morning on June 7, 1999, Sambataro discovered Smith on the ground below the window. Smith died of her injuries later that day.

¶6 In accordance with the terms of her will, Watkins was appointed personal representative of Smith’s estate. The following month, in August 1999, GSS and Watkins submitted their final report as guardians. In response to family concerns about possible negligence in the circumstances surrounding Smith’s death, the court appointed a guardian ad litem (GAL) to review the report and make recommendations. The GAL recommended that the court approve the financial accounting, but leave the guardianship open and not exonerate the bond. Because potential claims against him gave Watkins a conflict of interest, the GAL recommended that a new personal representative be appointed and be authorized to investigate a potential suit for damages.

¶7 At a hearing in December 1999, the court appointed a successor personal representative, approved Watkins’ final report as personal representative, approved his actions and fees, discharged him, and appointed a successor. The court also approved the guardians’ report, except as to the circumstances of Smith’s death. The court discharged the guardians, terminated the guardianship, and authorized final expenses and payment of fees to GSS and the guardians’ attorney, Suzanne Howie. The court expressly preserved any actions against the guardians arising out of Smith’s death.

¶8 Nancy Cummings was later appointed as successor personal representative of the estate, and on July 3, 2003, she filed an amended complaint asserting five causes of action: (1) breach of fiduciary duty, against GSS, Watkins, Saucedo and Sambataro; (2) neglect of a vulnerable adult, [748]*748against GSS, Saucedo and Sambataro; (3) violation of the Consumer Protection Act (CPA), against GSS; (4) violation of a lawyer’s duty to a ward, against Howie; and (5) deprivation of federal civil rights of a ward against Watkins, GSS, Saucedo and Sambataro.

¶9 These claims were dismissed on motions for summary judgment, except for claims against GSS and Sambataro for economic damages under RCW 4.20.046.6 The court did not directly address the breach of fiduciary duty claims against GSS and Sambataro because of its belief that those claims had been withdrawn.

¶10 In July 2003, the remaining parties engaged in settlement discussions agreed as to the amount of actual damages and agreed to leave open the Estate’s right to appeal the summary judgment. The Estate’s attorney signed a draft agreement and sent it to Cummings for signature, but Sambataro’s attorney circulated a further draft with significant amendments, which Cummings’ attorney did not sign. GSS and Sambataro sought an order enforcing the settlement, which the court granted in October 2003.

¶11 The Estate appeals.

DISCUSSION

¶[12 We may affirm an order granting summary judgment if there are no genuine issues of material fact and the moving party is entitled to judgment as a matter of law.7 All facts and reasonable inferences must be considered in the [749]*749light most favorable to the nonmoving party.8 We review questions of law de novo.9

Abuse of Vulnerable Adults Act

¶ 13 The abuse of vulnerable adults act, chapter 74.34 RCW, was enacted in 1995 to provide protection and legal remedies to vulnerable adults living in the community but dependent on others for their care. The version of the statute in effect at the time of Smith’s death was not materially different from the current statute, which states:

In addition to the other remedies available under the law, a vulnerable adult who has been subjected to abandonment, abuse, financial exploitation, or neglect... in the case of a person residing at home who receives care from a home health, hospice, or home care agency, . . . shall have a cause of action for damages on account of his or her injuries, pain and suffering, and loss of property sustained thereby. This action shall be available where the defendant is or was a corporation, trust. . . employee, [or] agent... of a . . . home care agency licensed or required to be licensed under chapter 70.127 RCW.[10]

Thus the statute applies where the defendant is an organization (or an individual employed by an organization) required to be licensed as an in-home service agency under RCW 70.127.020.11

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Cummings v. GSS
110 P.3d 796 (Court of Appeals of Washington, 2005)

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Bluebook (online)
110 P.3d 796, 128 Wash. App. 742, Counsel Stack Legal Research, https://law.counselstack.com/opinion/cummings-v-guardianship-services-washctapp-2005.