County of Alameda v. Board of Retirement

760 P.2d 464, 46 Cal. 3d 902, 251 Cal. Rptr. 267, 1988 Cal. LEXIS 196
CourtCalifornia Supreme Court
DecidedSeptember 19, 1988
DocketS.F. 25021
StatusPublished
Cited by24 cases

This text of 760 P.2d 464 (County of Alameda v. Board of Retirement) is published on Counsel Stack Legal Research, covering California Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
County of Alameda v. Board of Retirement, 760 P.2d 464, 46 Cal. 3d 902, 251 Cal. Rptr. 267, 1988 Cal. LEXIS 196 (Cal. 1988).

Opinions

[904]*904Opinion

EAGLESON, J.

In this case, we are called upon to determine the appropriate standard of review to be applied by the superior court when a county seeks a writ of mandate (Code Civ. Proc., § 1094.5) to review a decision of its retirement board granting a service-connected disability pension to a deputy sheriif.

We conclude that the independent judgment test applies. When a local government entity is required to contribute to an employee benefit fund of the type involved here (Gov. Code, § 31450 et seq.), an administrative award of those benefits warrants such review under Interstate Brands v. Unemployment Ins. Appeals Bd. (1980) 26 Cal.3d 770 [163 Cal.Rptr. 619, 608 P.2d 707].

Facts

The undisputed facts concern real party in interest, Roger L. Carnes (Carnes), who was initially employed as a deputy sheriif by plaintiff County of Alameda (County) in 1969. As a result of his employment, Carnes became a member of the Alameda County Employees’ Retirement Association.

In 1979, Carnes, who was then about 35 years old, applied for a service-connected disability retirement with defendant, Board of Retirement of the Alameda County Employees’ Retirement Association (Board). In his application, he claimed that various work-related auto and slip-and-fall accidents injured his back, and required him to undergo surgery to remove a herniated disc. As a result of the surgery, Carnes assertedly could no longer perform the usual duties of a deputy sheriff.

The Board conducted a hearing at which both sides presented evidence on the issue of Carnes’s alleged permanent incapacitation. Carnes testified that he was incapable of engaging in any strenuous physical activity, and could not perform certain sheriff’s duties, such as those related to pursuing and subduing suspects. Although he recovered well from the surgery, he felt compelled to accept a sales job with another employer which involved only “light” physical work. He further testified that persistent back pain and weakness required him to forego such recreational activities as skiing, racquetball, horseback riding, and performing daily feed-and-care tasks at his horse-boarding business.

The one expert medical opinion introduced on Carnes’s behalf was provided by Dr. Indeck. He stated that no medical disability prevented Carnes [905]*905from performing any of the physical duties listed in the official job description for deputy sheriff. In Dr. Indeck’s opinion, Carnes was indeed incapacitated, but only in the sense that repeated lifting or bending, or a strenuous altercation, might cause additional stress or strain to the back.

County’s evidence consisted, in part, of a film taken by a private investigator four days before the hearing. The film (as well as testimony by the investigator) depicted Carnes shoveling horse manure at his stables, and bending and moving with apparent ease.

County also introduced the testimony of Dr. Powlan, an orthopedic surgeon who had examined Carnes in person and studied his X-rays. Dr. Powlan stated that Carnes had “recovered very well” from a “cleanly done” operation. There were no signs of any ongoing or fresh irritation in the injured area. Dr. Powlan further opined that the deputy sheriff’s job would have no more harmful physical effect on Carnes’s back than his new job as a salesman.

A third and final medical opinion was given by Dr. Handon, the Board’s independent medical advisor. He reviewed Carnes’s medical history and concluded that “disability is totally unproven on an objective ground.” Dr. Handon insisted that Carnes had recovered well from his surgery and could physically perform his duties as a deputy sheriff.

After the hearing, the Board concluded that Carnes was “permanently incapacitated for the performance of the usual duties of the deputy sheriff position within the meaning of the retirement law of 1937 (Gov[.] Code, § 31724),” and that his “incapacitation results from injury arising out of [and] occurring in the course of his employment.”

County petitioned the superior court for a writ of mandate (Code Civ. Proc., § 1094.5) to compel the Board to set aside its decision and enter an order denying Carnes’s application for disability retirement. Following a hearing, the court independently reviewed and weighed the evidence in the administrative record, and granted the requested relief.

On appeal, Carnes argued that the trial court should have limited itself to determining whether the Board’s decision was supported by substantial evidence. The Court of Appeal disagreed and affirmed the judgment. It concluded that the trial court had properly exercised its independent judgment under our decision in Interstate Brands, supra, 26 Cal. 3d at page 770, and had made findings which were supported by substantial evidence.

[906]*906Discussion

Code of Civil Procedure section 1094.5, subdivision (c), provides alternative standards for judicial review of the evidentiary basis of an administrative agency’s adjudicatory decision: “Where it is claimed that the findings are not supported by the evidence, in cases in which the court is authorized by law to exercise its independent judgment on the evidence, abuse of discretion is established if the court determines that the findings are not supported by the weight of the evidence. In all other cases, abuse of discretion is established if the court determines that the findings are not supported by substantial evidence in the light of the whole record.”

The foregoing language does not attempt to specify which cases are reviewable under the “weight of the evidence” and “substantial evidence” standards. The sole legislative guidance on this point is that the courts may independently weigh the evidence whenever “authorized by law” to do so. In using this language, the Legislature simply intended to codify existing rules governing the applicable standard of judicial review. (Tex-Cal Land Management, Inc. v. Agricultural Labor Relations Bd. (1979) 24 Cal.3d 335, 343 [156 Cal.Rptr. 1, 595 P.2d 579].) In other words, the courts are left with the ultimate task of deciding which cases warrant such review. (Unterthiner v. Desert Hospital Dist. (1983) 33 Cal.3d 285, 293-294 [188 Cal.Rptr. 590, 656 P.2d 554]; Bixby v. Pierno (1971) 4 Cal.3d 130, 140 [93 Cal.Rptr. 234, 481 P.2d 242].)

In Bixby, supra, 4 Cal.3d at pages 138-140, we approached this task by observing that the independent judgment test had its historical roots in the notion that agencies lacking in judicial power are precluded from performing judicial functions. We recognized that the essence of this function is to make binding determinations on conflicting evidence, particularly where constitutional liberty and property interests are involved. (Ibid.) To uphold such a decision by a “nonjudicial” agency, without allowing the court to reweigh the evidence, would offend separation of powers principles and then-existing constitutional constraints on the allocation of the state’s judicial power.1 (See Strumsky v. San Diego County Employees [907]

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Bluebook (online)
760 P.2d 464, 46 Cal. 3d 902, 251 Cal. Rptr. 267, 1988 Cal. LEXIS 196, Counsel Stack Legal Research, https://law.counselstack.com/opinion/county-of-alameda-v-board-of-retirement-cal-1988.