Cottingham v. Secretary of Health and Human Services

United States Court of Federal Claims·Decided July 21, 2021·No. 15-1291·Published

Opinion

In the United States Court of Federal Claims No. 15-1291V (Filed: July 21, 2021) 1

************************* National Childhood Vaccine * Injury Act; 42 U.S.C. § 300aa- KASEY COTTINGHAM, * 15(e); Attorneys’ Fees and Costs; * Petitioner, * Reasonable Basis for Claim; * Voluntary Dismissal; Non- v. * prevailing Petition. * SECRETARY OF HEALTH AND * HUMAN SERVICES, * * Respondent. * * *************************

Andrew Donald Downing, Van Cott & Talamante, PLLC, 3030 N. Third Street, Suite 790, Phoenix, AZ 85012, for Petitioner.

Bryan M. Boynton, C. Salvatore D’Alessio, Heather L. Pearlman, Voris E. Johnson, Jr., and Ann D. Martin, United States Department of Justice, Civil Division, Torts Branch, P.O. Box 146, Benjamin Franklin Station, Washington, D.C. 20044, for Respondent. ___________________________________________________________

OPINION ___________________________________________________________

WILLIAMS, Senior Judge. This is the fourth opinion by this Court on the issue of whether Petitioner, who voluntarily dismissed her Vaccine Act petition, had a reasonable basis for her claim and is entitled to her attorneys’ fees and costs. Because the Special Master erred in requiring Petitioner to adduce medical opinions from treating physicians or experts to establish reasonable basis for the claim, the Court grants Petitioner’s motion for review and remands the matter to the Special Master for a reassessment of reasonable basis without requiring a medical or expert opinion supporting causation.

Background

1 Pursuant to Vaccine Rule 18 of the Rules of the United States Court of Federal Claims, the Court issued its Opinion under seal to provide the parties an opportunity to submit redactions. The parties did not propose any redactions. Accordingly, the Court publishes this Opinion. On October 30, 2015, Susan Cottingham filed a petition on behalf of her daughter, K.C., seeking compensation for injuries allegedly resulting from K.C.’s receipt of a human- papillomavirus (“HPV”) vaccine on July 5, 2012, when she was 14 years old. Specifically, Petitioner claimed that the HPV vaccine caused recurrent headaches, two instances of fainting, and menstrual problems.

Petitioner first contacted counsel on May 15, 2015. Based on his review of the medical records collected as of mid-October 2015, Petitioner’s counsel was of the opinion that the onset of K.C.’s vaccine-caused injury occurred on November 1, 2012, and that the applicable statute of limitations would expire on November 1, 2015. Counsel filed the petition on October 30, 2015, but did not yet have all of Petitioner’s medical records. By March 15, 2016, Petitioner’s counsel had filed all relevant medical records, and between April and October 2016, contacted two potential experts, but was unable to submit any expert opinion supporting Petitioner’s claim. On October 7, 2016, Petitioner filed a motion to dismiss her petition, and the Special Master issued a dismissal decision on October 13, 2016. On October 26, 2016, Petitioner filed a motion seeking attorneys’ fees and costs in the amount of $11,468.77, and the Special Master denied this fee request, finding that Petitioner failed to establish a reasonable basis for her claim.

On April 27, 2017, Petitioner filed her first motion for review. This Court found that the Special Master erred when he relied upon alleged inconsistencies between K.C.’s affidavit and her medical records and failed to consider the impending statute of limitations in assessing reasonable basis. This Court vacated the decision and remanded the matter to the Special Master to “apply a totality of the circumstances standard and reassess whether Petitioner’s claim had a reasonable basis at the time the petition was filed and at intervals when additional evidence became available to Petitioner’s counsel thereafter.” Cottingham v. Sec’y of Health & Human Servs., 134 Fed. Cl. 567, 578 (2017).

On November 7, 2017, while the case was pending before the Special Master on remand, the United States Court of Appeals for the Federal Circuit issued Simmons v. Secretary of Health & Human Services, 875 F.3d 632, 636 (Fed. Cir. 2017), and held that an imminent running of the statute of limitations was not a proper factor to be considered in assessing whether a Vaccine Act claim has a reasonable basis. Despite the Federal Circuit’s decision, the Special Master did not follow Simmons and awarded fees in this case, stating that Simmons did not affect his analysis because this “Court’s October 12, 2017 Opinion remain[ed] binding.” Cottingham on behalf of K.C. v. Sec’y of Health & Human Servs., No. 15-1291V, 2017 WL 6816709, at *6 n.3 (Fed. Cl. Spec. Mstr. Dec. 12, 2017) (citing Strickland v. United States, 423 F.3d 1335, 1338 n.3 (Fed. Cir. 2005)).

On January 10, 2018, Respondent filed a motion for review. In a May 31, 2018 decision, this Court found that Simmons governed this case and remanded this matter to the Special Master to reassess whether Petitioner had a reasonable basis for her claim based on the evidence alone without considering the impending statute of limitations.

On June 20, 2018, the Special Master issued a third decision on the fee petition, finding that there was no reasonable basis for Petitioner’s claim because Petitioner provided no evidence that K.C.’s injuries were caused by her vaccination. Cottingham on behalf of K.C. v. Sec’y of

2 Health & Human Servs., No. 15-1291V, 2018 WL 3432638, at *5 (Fed. Cl. Spec. Mstr. June 20, 2018). On July 19, 2018, Petitioner filed another motion for review arguing that the Special Master erred in his analysis under Simmons and imposed too high of a reasonable basis burden on Petitioner. On November 28, 2018, this Court denied Petitioner’s motion for review, and Petitioner subsequently appealed to the Federal Circuit.

On August 19, 2020, the Federal Circuit vacated the Special Master’s decision denying attorneys’ fees and remanded the matter to the Special Master, finding that the Special Master’s determination that Petitioner presented “no evidence” that the vaccine caused K.C.’s injuries was “clearly erroneous because the record does contain objective evidence of causation supporting a reasonable basis.” Cottingham on behalf of K.C. v. Sec’y of Health & Human Servs., 971 F.3d 1337, 1346-48 (Fed. Cir. 2020). The appellate court cited the seven medical-examination reports detailing K.C.’s injuries as well as the Gardasil® package insert that identified each of K.C.’s injuries as adverse reactions associated with the Gardasil® vaccine. Id. at 1346.

On remand from the Court of Appeals, the Special Master issued a 68-page decision and again denied attorneys’ fees and costs. See Cottingham v. Sec’y of Health & Human Servs., No. 15-1291V, 2021 WL 347020, (Fed. Cl. Spec. Mstr. Jan. 7, 2021), ECF No. 105. In analyzing the Federal Circuit’s guidance that “Petitioner must point to evidence of” causation and that “more than a mere scintilla but less than a preponderance of proof could provide sufficient grounds” for a finding of reasonable basis, the Special Master addressed whether objective evidence supported the petition’s claim with respect to each of the Althen prongs. ECF No. 105 at 27-28. With respect to Althen’s second prong -- “did cause” -- the Special Master found:

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