McKellar v. Secretary of Health & Human Services

101 Fed. Cl. 297, 2011 U.S. Claims LEXIS 2209, 2011 WL 5925323
CourtUnited States Court of Federal Claims
DecidedNovember 4, 2011
DocketNo. 09-841V
StatusPublished
Cited by271 cases

This text of 101 Fed. Cl. 297 (McKellar v. Secretary of Health & Human Services) is published on Counsel Stack Legal Research, covering United States Court of Federal Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
McKellar v. Secretary of Health & Human Services, 101 Fed. Cl. 297, 2011 U.S. Claims LEXIS 2209, 2011 WL 5925323 (uscfc 2011).

Opinion

OPINION

BRUGGINK, Judge.

This ease is before the court on a motion by respondent for review of the special master’s decision to award interim attorneys’ fees. The underlying entitlement claim is still pending. The motion is fully briefed, and we heard oral argument on October 4, 2011. For the reasons explained below, we grant respondent’s motion for review.

PROCEDURAL BACKGROUND

On December 7, 2009, Katherine McKellar, acting pro se, filed a petition seeking compensation under the National Vaccine Injury Compensation Program. See 42 U.S.C. §§ 300aa-l to -34 (2006) (the “Act”). Petitioner claims to have suffered injuries resulting from Menactra, Varicella, Tetanus-diphteria-acellular-pertussis (“Tdap”), and Human Papillomavirus (“HPV”) vaccines that were administered on March 7, 2007.

[298]*298On March 10, 2010, the special master granted a consent motion for attorney Ronald C. Homer to represent Ms. McKellar. After entering an appearance, Mr. Homer began to compile medical records. He collected approximately 400 pages of materials. On August 16, 2010, Mr. Homer filed an amended petition seeking compensation under the Act.2

Although the entitlement claim is still pending before the special master, on February 14, 2011, petitioner filed a motion seeking an award of interim attorneys’ fees and costs. On March 25, 2011, petitioner filed a supplemental motion for attorneys’ fees and costs. Because petitioner’s counsel intends to withdraw from the proceeding pending before the special master,3 he characterized both motions for attorneys’ fees and costs as “final.”

On June 3, 2011, the special master granted petitioner’s application for attorneys’ fees and costs in the amount of $18,255.53.4 On July 5, 2011, respondent sought review of the special master’s interim fee decision. The respondent asserts the following points of error: (1) interim fees are not appropriate under Avera v. Secretary of Health & Human Services, 515 F.3d 1343 (Fed.Cir.2008), (2) the special master abused her discretion in finding that the petition had reasonable basis, and (3) the special master abused her discretion in awarding fees.

FACTUAL BACKGROUND

The petition asserts that on March 7, 2007, petitioner, who was born on December 13, 1990, received the Menactra, Varicella, Tdap, and HPV vaccines. On April 12, 2007, petitioner went to the emergency room complaining of blisters on her lip and tongue. Pet’r’s Ex. 1 at 8.5 The following day, she went to another clinic and presented with “fever [of] 101 [degrees], difficulty swallowing, pain 10/10 in mouth, throat [and] mouth swollen.” Pet’r’s Ex. 8 at 10. On April 14, 2007, petitioner was overcome by weakness and was found on her bathroom floor with a fever and blisters in her mouth. Pet’r’s Ex. 3 at 18. Her mother took her to the hospital where petitioner presented with “severe multiple intraoral ulcers ... swelling of lips[, and] white nonscrapable patches on tongue.” Pet’r’s Ex. 3 at 17.

On July 20, 2007, a Vaccine Advez’se Event Reporting System (VAERS) report6 was filed “on Kathez’ine’s behalf.” It noted that:

within a week[,] one of the injection sites swelled and became painful and red---Within two weeks of injections, both lips swelled for one day. Within 4 weeks of injection, lips ez’acked and by the fifth week after injection the patient was hospitalized for sevez’e stomatitis. The patient has never suffered these symptoms before, nor has she seeked [sic] cai’e for the problem prior to this. The patient became dehydz-ated and needed IV caz’e. The patient had blister type lesions that started on the outside of the lips and continued to spread to the back of the throat.

Pet’r’s Ex. 5 at 1.

A medical record dated June 3, 2008, reflects that petitioner “[c]omplains of blister’s for past 4 days. History of adverse reaction to vaccines one year ago and was hospitalized. Had severe lip swelling with throat [299]*299swelling.” Pet’r’s Ex. 8 at 91. A family practice physician noted in a medical record on October 7, 2009, that petitioner “had severe [reaction] to multiple injections.” Pet’r’s Ex. 5 at 2.

DISCUSSION

In the proceeding below, respondent opposed the application on the grounds that the Vaccine Act does not authorize the award of attorneys’ fees and costs prior to a resolution on the merits, i.e., either an award granting compensation or a denial of compensation. While it acknowledged that the Federal Circuit’s decision in Avera permits an award of interim fees under some conditions, it nevertheless contended that the petitioner had not met those conditions. Respondent also argued that even if interim fees were permissible under Avera, petitioner did not meet the requirement under the Act that the petition have a reasonable basis.

The special master held that despite the lack of an entitlement decision, interim fees were permissible. The special master noted that “[u]nless interim fees are awarded to departing counsel, the purpose of the Act to encourage representation of vaccine-injured persons may be thwarted.” McKellar v. Sec’y Health & Human Servs., 09-841V, 2011 WL 3425606, *1 (Fed.Cl.Spec.Mstr. Jun. 3, 2011). Additionally, the special master found that the petition for compensation was brought with the statutorily-required good faith and reasonable basis. Id.

The Vaccine Act provides that we may reverse the decision of a special master only if that decision is “arbitrary, capricious, an abuse of discretion or otherwise not in accordance with the law.” 42 U.S.C. § 300aa-12(e)(2)(B) (2006). Thus, the special master’s finding of facts are reviewed under the “arbitrary and capricious” standard. See de Bazan v. Sec’y of Health & Human Servs., 539 F.3d 1347, 1350 (Fed.Cir.2008). We review the special master’s legal conclusions de novo, and use an abuse of discretion standard for discretionary rulings. See Saunders ex rel. Saunders v. Sec’y of Health & Human Servs., 25 F.3d 1031, 1033 (Fed.Cir.1994).

I. Interim fees before an entitlement decision are allowed under Avera and its progeny

Respondent asserts that it was reversible error for the special master to “award fees and costs prior to either an award of compensation or entry of judgment denying compensation under Section 15(e)(1) of the Act.” Resp’t’s Mot. for Rev. 7. Respondent interprets the Act to require either (1) a judgment for compensation, triggering attorneys’ fees under section 15(e), or (2) a denial of compensation, which would permit a discretionary award of attorneys’ fees. According to respondent, because neither circumstance is present, petitioner’s withdrawing counsel is not allowed fees and costs under the Act at this time.

Section 15(e) of the Act provides, in pertinent part:

(1) In awarding compensation on a petition filed under section 2111 [42 U.S.C.

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101 Fed. Cl. 297, 2011 U.S. Claims LEXIS 2209, 2011 WL 5925323, Counsel Stack Legal Research, https://law.counselstack.com/opinion/mckellar-v-secretary-of-health-human-services-uscfc-2011.