Ryman v. Secretary of the Department of Health & Human Services

65 Fed. Cl. 35, 2005 U.S. Claims LEXIS 94, 2005 WL 834643
CourtUnited States Court of Federal Claims
DecidedMarch 22, 2005
DocketNo. 99-591V
StatusPublished
Cited by64 cases

This text of 65 Fed. Cl. 35 (Ryman v. Secretary of the Department of Health & Human Services) is published on Counsel Stack Legal Research, covering United States Court of Federal Claims primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Ryman v. Secretary of the Department of Health & Human Services, 65 Fed. Cl. 35, 2005 U.S. Claims LEXIS 94, 2005 WL 834643 (uscfc 2005).

Opinion

OPINION AND ORDER

WOLSKI, Judge.

The Petitioner Ann Marie Ryman (“petitioner” or “Petitioner Ryman”) has moved to review the entitlement decision of Chief Special Master (“CSM”) Golkiewicz denying her compensation under the National Vaccine Injury Compensation Program, 42 U.S.C. §§ 300aa-10 — 300aa-34 (2000) (“Vaccine Act”), and directing that judgment be entered for the Respondent the Secretary of Health and Human Services (“respondent”). The petitioner makes three objections. First, the petitioner objects to the CSM’s use of the so-called Stevens factors for establishing causation in “off-table” vaccine injury cases, concluding that the Stevens test is contrary to law. Second, the petitioner ob-jeets to the CSM’s failure to consider the opinions of the petitioner’s treating physicians, concluding that such failure was arbitrary and an abuse of discretion. Third, the petitioner objects to the CSM’s failure to consider the Vaccine Adverse Events Reporting System reports, concluding that such failure was arbitrary and an abuse of discretion. For the reasons set out below the Court sustains the CSM’s entitlement decision denying compensation.

Background

The petitioner suffers from rheumatoid arthritis (“RA”). She received her first hepatitis B vaccination on August 1,1995, at a presummer camp physical. Pet’r’s Ex. 1 (Affidavit of Ann Marie Ryman (“Ryman Deck”) ¶ 1). On December 26, 1995, the petitioner was administered her second hepatitis B vaccine. Id. ¶ 5; Pet’r’s Ex. 2, at 30. Following the second vaccination, the petitioner went to a rheumatologist, who diagnosed her with “auto immune rheumatoid arthritis” at sixteen years of age. Ryman Decl. ¶ 6.

This case is one of five closely-related vaccine compensation petitions, heard before CSM Golkiewicz, all dealing with the issue of whether hepatitis B vaccine causes RA. Of the other, four, judgment was entered against the petitioner without appeal in Ashley v. HHS, No. 01-221V (Fed.Cl. Oct. 20, 2003); the CSM’s decision denying compensation was affirmed by Capizzano v. HHS, 63 Fed. Cl. 227 (2004), and by Manville v. HHS, 63 Fed.Cl. 482 (2004); and in Analla v. HHS, No. 99-609V (Fed.Cl. Sept. 13, 2004), the petition was remanded for the sole purpose of documenting the facts. The CSM complied with that order on October 22, 2004.

Discussion

When reviewing a decision of a special master, the Court inquires into whether any of the findings of fact or conclusions of law are arbitrary or capricious,2 constitute an abuse of discretion, or otherwise are not in [38]*38accordance with law. 42 U.S.C. § 300aa-12(e)(2). See Turner v. Sec’y of HHS, 268 F.3d 1334, 1337 (Fed.Cir.2001); Capizzano v. Sec’y of HHS, 63 Fed.Cl. 227, 230 (2004). If the CSM’s findings of fact and conclusions of law are not arbitrary and are in accordance with law, the Court must sustain the entitlement decision. Findings of fact are reviewed on the arbitrary and capricious standard; legal conclusions are reviewed de novo; and discretionary rulings are reviewed on the abuse of discretion standard. See Munn v. Sec’y of HHS, 970 F.2d 863, 870 n. 10 (Fed. Cir.1992).

Vaccine Act litigation can be divided into two types of cases: table and off-table. Table cases are those where the complained-of injury is listed in 42 U.S.C. § 300aa-14. In these cases, the petitioner enjoys the presumption of causation, and the respondent must show that the vaccine did not cause the injury. In contrast, off-table cases are those where the complained-of injury is not listed in 42 U.S.C. § 300aa-14. In these cases, the petitioner enjoys no presumption; he or she must establish by a preponderance of the evidence that the vaccine was both a “but-for” cause of the injury and a substantial factor in bringing about the injury. Shyface v. Sec’y of HHS, 165 F.3d 1344, 1352 (Fed. Cir.1999). This showing must include a “logical sequence of cause and effect.” Grant v. Sec’y of HHS, 956 F.2d 1144, 1148 (Fed.Cir. 1992).

Objection One: the Stevens factors

The petitioner contends that the use of the Stevens 3 factors is not in accordance with law because they have the effect of placing a more burdensome standard of causation on petitioners than otherwise is mandated by the statute.4 The respondent answers that, whatever the merit of the Stevens factors, the CSM did not use them in his decision.

The CSM incorporated into his entitlement decision the legal reasoning and conclusions of his decision in the related case of Capizza-no v. HHS, 2004 WL 1399178, 2004 U.S. Claims LEXIS 149 (Fed.Cl. Ch. Spec. Mstr. June 8, 2004), sust’d Capizzano v. HHS, 63 Fed.Cl. 227 (2004). See Ryman v. HHS, No. 99-591V, at *7 (Fed.Cl. Ch. Spec.Mstr. Sept. 24, 2004) (unpublished decision). Therefore, the Court shall first review the relevant portions of the CSM’s entitlement decision in Capizzano before proceeding to the application of that case’s analysis to Petitioner Ry-man’s case.

Eschewing the somewhat controversial Stevens factors, the CSM in Capizzano recited the well-known standards for off-table causation in vaccine eases. The CSM explained that the essential standard is that the petitioner must show that it is more likely than not that the vaccine caused the injury. This is usually established by reference to a legitimate medical theory that causally connects the vaccination to the injury. The medical theory must be substantiated by proof of a logical sequence of cause and effect. In sum, the petitioner must show both but-for and substantial factor causation. Capizzano at *3, 2004 U.S. Claims LEXIS 149 at *11—*13. The Court finds nothing exceptionable about the CSM’s recitation of the applicable legal standard.

The CSM went on to discuss the Stevens factors. At the outset, he stated the clear preference for epidemiological studies to prove causation-in-fact. In the absence of such “golden” and rare evidence, the CSM concluded that causation can be proved circumstantially, with reference to the following five factors: medical plausibility; consensus of the medical community as to biologic plausibility; type-injury; a medically acceptable time-frame for onset; and an absence of other likely factors. Id. at *4, 2004 U.S. Claims LEXIS 149 at *17-*19.

Without leaving a stone unturned, the CSM addressed the Court’s strong critique of the Stevens factors in Althen v. HHS, 58 Fed.Cl. 270 (2003). In Althen, the Court [39]*39held that three of the five Stevens factors had the effect of making the petitioner’s burden of proof higher than required under the Vaccine Act, and that, accordingly, their use was contrary to law.

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65 Fed. Cl. 35, 2005 U.S. Claims LEXIS 94, 2005 WL 834643, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ryman-v-secretary-of-the-department-of-health-human-services-uscfc-2005.