Commonwealth v. Rosado

747 N.E.2d 156, 434 Mass. 197, 2001 Mass. LEXIS 218
CourtMassachusetts Supreme Judicial Court
DecidedMay 18, 2001
StatusPublished
Cited by11 cases

This text of 747 N.E.2d 156 (Commonwealth v. Rosado) is published on Counsel Stack Legal Research, covering Massachusetts Supreme Judicial Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Rosado, 747 N.E.2d 156, 434 Mass. 197, 2001 Mass. LEXIS 218 (Mass. 2001).

Opinion

Ireland, J.

A jury convicted the defendant, David W. Rosado, of murder in the first degree on a theory of extreme atrocity or cruelty. In a separate trial, Kevin M. Babbitt also was convicted of murder in the first degree of the same victim.1 On appeal,2 the defendant alleges (1) that trial counsel’s failure to investigate the possibility of presenting expert evidence concerning the defendant’s mental condition constituted ineffective assistance of counsel; and (2) that several errors tainted the judge’s instructions. After reviewing these contentions and the entire record, pursuant to G. L. c. 278, § 33E, we affirm the conviction and decline to grant a new trial or a reduction of the degree of guilt.

I. Background.

The jury heard evidence substantially similar to that set forth in Commonwealth v. Babbitt, 430 Mass. 700, 702 (2000).3 We present only a cursory factual background here and offer more details when necessary to resolve the defendant’s claims of error. In the middle of January, 1995, Babbitt and the defendant, two white males, had a loud party in the motel room in which they lived. The two were vocal exponents of White Supremacy. Their neighbor, an African-American man, pounded on the wall from next door and yelled for them to turn down the music. In response, the defendant turned up the volume and shouted racial epithets and violent threats to the person in the adjacent room. [199]*199Although the timing and specifics of the ensuing events were the'subject of some dispute, the evidence suggests that the defendant barged into the victim’s room and, with the assistance of Babbitt, inflicted a brutal physical beating on the victim. The trial testimony indicated that the beating began in the victim’s room, but ultimately moved to the cement parking lot outside the motel. The witnesses described Babbitt and the defendant kicking and punching the victim repeatedly. When that beating ended, the two dragged the victim back to his room where he remained, unable to move or seek help, for several days.

Some days later, the defendant, Babbitt, and another motel resident, Steven Richard, went to the victim’s room and saw him lying on his bed, naked with foam coming out of his mouth and white mucous on his lips. After rejecting a suggestion to seek medical attention for the victim, Babbitt — with the defendant and Richard present — put a pillow over the victim’s head and “leaned on it.” The defendant, Babbitt, and Richard then carried the victim’s body and deposited it in a shallow grave in the woods behind the motel. On March 1, 1995, the police recovered the victim’s body and a medical examiner concluded that the cause of death was blunt trauma to the head. Several witnesses reported hearing statements from the defendant regarding his participation in the beating, killing, and burial of the victim. In his defense, the defendant asserted that Babbitt’s suffocation of the victim constituted an intervening, unforeseeable event capable of breaking the chain of criminal culpability arising from the initial beating. Under this theory, the defendant acknowledged his participation in the beating and the burial, but denied any role in the actual murder.

To the extent it informs our assessment of the defendant’s claims, we briefly mention the joint venture theory proffered by the Commonwealth. The jury heard strong evidence to conclude that the defendant and Babbitt entered into a joint enterprise to murder the victim. The joint venture spanned from the initial beating to the burial and remained viable at all relevant times, including Babbitt’s suffocation of the victim. See Commonwealth v. Perry, 432 Mass. 214, 224 (2000) (facts supported submission to jury on theory that defendant engaged in ongoing joint venture over extended period of time).

[200]*200II. Trial Counsel’s Failure To Investigate.

The defendant claims that trial counsel’s failure to investigate the possibility of presenting expert testimony concerning the defendant’s intoxicated condition deprived him of an otherwise viable mental impairment defense, and contravened his constitutional right to effective counsel. Prior to trial, trial counsel learned of the defendant’s habitual intoxication and related history of aggressive behavior, but, according to the defendant, did not effectively incorporate such information into his defense. Although counsel hired a forensic expert, he admitted to the judge that, at the time of opening argument, he was “unclear” as to the substance of the expert’s findings.4 *At trial, counsel’s handling of the mental impairment strategy appears somewhat inconsistent. On the one hand, counsel elicited testimony from various lay witnesses regarding the defendant’s intoxicated state and requested an intoxication instruction. On the other hand, he omitted the alcohol impairment theory from both his opening statement and closing argument. He ultimately made the strategic decision not to call the expert as a witness and advanced, as his primary argument, the “cause of death” theory, i.e., that the codefendant’s conduct caused the victim’s death. In a capital case, where a defendant alleges ineffective assistance of counsel “we do not focus on the adequacy of trial counsel’s performance. Instead we determine ‘whether there was an error in the course of the trial . . . and, if there was, whether that error was likely to have influenced the jury’s conclusion.’ ” Commonwealth v. Dahl, 430 Mass. 813, 819 (2000), quoting Commonwealth v. Wright, 411 Mass. 678, 682 (1992).5

Viewed “in fight of what a reasonably proficient trial lawyer [201]*201properly may have considered to be a reasonable trial strategy,” Commonwealth v. Bertrand, 385 Mass. 356, 368 (1982), we note that the expert’s testimony (presuming it supported the intoxication theory) could have weakened other aspects of the defense. See Commonwealth v. Millyan, 399 Mass. 171, 179-180 (1987). First, the cause of death theory hinged largely on the defendant’s recollection of the events in question. The defendant testified in great detail to the events before, during, and after the beating. Given this posture, testimony (be it expert or lay) that focused on the defendant’s intoxicated state could undermine the defense by casting suspicion on his ability accurately and credibly to recall such details.* ***6 See id. at 179 (“simply not credible” that defendant could present detailed account of events while also claiming mental impairment). Second, an intoxication theory would be of limited strategic value vis-avis the Commonwealth’s joint venture theory. Where the joint venture spanned several days, intoxication has limited, if any, impact on the defendant’s mental state. See Commonwealth v. Pucillo, 427 Mass. 108, 112 (1998). Finally, counsel did not overlook the intoxication theory altogether, but instead effectively presented it through lay testimony. See Commonwealth v. Sarmanian, 426 Mass. 405, 407 (1998); Commonwealth v. Bannister, 15 Mass. App. Ct. 71, 76 n.3 (1983). For these reasons, the jury’s verdict is not likely to have been influenced by an expert advocating his mental impairment theory. See Commonwealth v. Frank, 433 Mass. 185, 192 (2001); Commonwealth v. Mello, 420 Mass. 375, 394 (1995); Commonwealth v. Bousquet,

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Bluebook (online)
747 N.E.2d 156, 434 Mass. 197, 2001 Mass. LEXIS 218, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-rosado-mass-2001.