Commonwealth v. Phillips

220 A.2d 345, 208 Pa. Super. 121, 1966 Pa. Super. LEXIS 814
CourtSuperior Court of Pennsylvania
DecidedJune 17, 1966
DocketAppeals, 147, 148, and 149
StatusPublished
Cited by26 cases

This text of 220 A.2d 345 (Commonwealth v. Phillips) is published on Counsel Stack Legal Research, covering Superior Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Phillips, 220 A.2d 345, 208 Pa. Super. 121, 1966 Pa. Super. LEXIS 814 (Pa. Ct. App. 1966).

Opinions

Opinion by

Jacobs, J.,

On August 2, 1965 appellant, Kenneth Phillips, was granted a writ of habeas corpus by the Court of Common Pleas of York County. The basis for issuing the writ was the fact that he was unrepresented by counsel and did not intelligently waive counsel at the time of a 1955 guilty plea and sentencing on three bills of indictment for robbery, burglary and prison breach. The court directed that the defendant stand trial on the three indictments.

On August IB, 1965 appellant filed a motion to dismiss the 1955 bills of indictment on the ground that they had never been approved by a grand jury and that the prosecutions were therefore barred by the statute of limitations. The Commonwealth answered that the appellant had waived indictment by the grand jury. The lower court refused the motion to dismiss.

On December 20, 1965 appellant, represented by counsel, was tried before Judge Si-iadle without a jury pursuant to agreement. At the trial appellant stipulated the nature and content of the testimony of the prosecution witnesses and offered no defense testimony. Phillips was found guilty and appeals from the judgment of sentence.

I.

Appellant’s first argument is that he did not knowingly and intelligently waive grand jury indictment. On July 14, 1955 appellant, without counsel, signed the following form captioned, “Notice to District Attorney of Plea of Guilty”:

[123]*123“I hereby acknowledge and admit that I am guilty of the charge above set forth, and as described in the information in this case, and I do hereby enter my plea of guilty to said charge. I, therefore, request that no bill of indictment charging me with the above offense shall be sent to the Grand Jury, but that you prepare a bill of indictment in the usual form and enter my plea of guilty thereon for the purpose of having the proper Court forthwith impose sentence upon me for the offense therein set forth, under the provisions of the Act of April 15th, 1907, P. L. 62, as amended.”

On July 18, 1955, again without counsel and not in open court, appellant signed the following waiver form, stamped on the back of each of the three bills of indictment :

“The Defendant(s) within named, after being advised of my (our) constitutional right to be represented by counsel, voluntarily waive the right to counsel and also waive the finding of a True Bill by the Grand Inquest and enter my (our) plea of ‘guilty’ to the within charge. The said plea of ‘guilty’ to have the same force and effect as if the same were entered in open court upon a Bill of Indictment regularly filed by the Grand Inquest.”

These forms were prepared and signed pursuant to the Act of April 15, 1907, P. L. 62, §1, as amended, 19 P.S. §241.1

Our starting point in resolving this issue is Article I, Section 10 of the Pennsylvania Constitution which provides:

“No person shall, for any indictable offense, be proceeded against criminally by information, except in [124]*124cases arising in the land or naval forces, or in the militia, when in actual service, in time of war or public danger, or by leave of court for oppression or misdemeanor in office.”

The fact that in Pennsylvania this is a constitutional guarantee does not mean that it cannot be waived, so long as the waiver is knowingly and intelligently made. Johnson v. Zerbst, 304 U.S. 458, 58 S. Ct. 1019, 82 L. ed. 1461 (1938); Commonwealth ex rel. McCray v. Rundle, 415 Pa. 65, 202 A. 2d 303 (1964). “A waiver is ordinarily an intentional relinquishment or abandonment of a known right or privilege.” Johnson v. Zerbst, supra at 464. In determining whether a waiver of a constitutional right is intelligently made, the court must consider the particular facts and circumstances of each case, including the background, experience and conduct of the accused. Id.

Although we have recently held in Commonwealth ex rel. Ross v. Botula, 206 Pa. Superior Ct. 1, 211 A. 2d 42 (1965), that a signed written statement, in which a defendant pleads guilty, waives presentment of the indictment to the grand jury, waives appointment of counsel and consents to the pronouncement of sentence, cannot alone establish an understanding and intelligent waiver of the right to counsel, we have more than a signed written statement in this case. The record of the habeas corpus hearing on July 23, 1965 reveals the following questioning of the appellant:

“Q. You did intend to waive the presentment of this bill to the grand jury then?

“A. Yes.

“Q. And you would not now contest that you didn’t want to waive that right?

“A. No, sir.

“Q. Then look at the writing on this bill of indictment, which is the 199 bill. Do you see the same language on this bill of indictment?

[125]*125“A. Yes, sir.

“Q. And in that case did you also intend at that time to waive the finding of the grand jury?

“Q. But you did, however, intend to waive the finding of the grand jury?

“A. Yes, sir.

“Q. And you understood what the grand jury would do, just pass on the hill and find it true or untrue?

“A. Yes, I understood that. (Emphasis added)

“Q. I ask you to look at bill 198, which is the burglary charge, stealing one Ford sedán. I show you the same language on the back of that indictment and I ask you whether it is the same as the other?

“A. Yes, it is.

“Q. And when you signed that did you intend to waive your right to the grand jury?

This clear affirmative response, four times repeated by appellant, satisfies us, as it satisfied the lower court, that this appellant sufficiently understood the essential function of the grand jury and knowingly and intelligently waived this step in the criminal procedure. His statements in his deposition, taken on October 6, 1965, after he had won a new trial on his habeas corpus petition and then had filed a motion to dismiss the 1955 bills of indictment, are unconvincing.2 We will not [126]*126rely on these self-serving declarations, which contradict appellant’s own prior testimony, to render the waiver ineffective.

II.

Appellant next urges that the waiver, of indictment is a “critical stage” in the criminal proceedings and that lack of counsel at this stage of itself renders the waiver invalid. The Supreme Court of the United States has made it clear that an accused has the right to the assistance of counsel at any “critical stage” of a criminal proceeding. Hamilton v. Alabama, 368 U.S. 52, 82 S. Ct. 157, 7 L. ed. 2d 114 (1961); White v. Maryland, 373 U.S. 59, 83 S. Ct. 1050, 10 L. ed. 2d 193 (1963). In deciding whether the waiver of indictment constitutes a “critical stage”, we look to those cases which have decided that certain stages in the criminal proceedings are “critical”, requiring the guiding hand of counsel.

In Hamilton,

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Commonwealth v. Phillips
220 A.2d 345 (Superior Court of Pennsylvania, 1966)

Cite This Page — Counsel Stack

Bluebook (online)
220 A.2d 345, 208 Pa. Super. 121, 1966 Pa. Super. LEXIS 814, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-phillips-pasuperct-1966.