United States v. Edward Gilbert

20 F.3d 94, 1994 U.S. App. LEXIS 5689, 1994 WL 99440
CourtCourt of Appeals for the Third Circuit
DecidedMarch 29, 1994
Docket93-7416
StatusPublished
Cited by11 cases

This text of 20 F.3d 94 (United States v. Edward Gilbert) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Edward Gilbert, 20 F.3d 94, 1994 U.S. App. LEXIS 5689, 1994 WL 99440 (3d Cir. 1994).

Opinion

*95 OPINION OF THE COURT

ROTH, Circuit Judge:

In this appeal the government contends that the district court erred in failing to sentence the defendant, Edward Gilbert, pursuant to the penalty provisions of the Armed Career Criminal Act, 18 U.S.C. § 924(e)(1). This statute provides that a person who violates 18 U.S.C. § 922(g) and who has three prior convictions for violent felonies shall be sentenced to not less than 15 years of imprisonment. Section 922(g) makes it unlawful for a person who has been convicted of a crime punishable by imprisonment for a term exceeding one year to possess a firearm.

On November 24, 1992, Gilbert was convicted by a jury of possession of a firearm in violation of § 922(g). The government moved to sentence Gilbert under § 924(e), based on his record of seven prior violent felony convictions. Gilbert objected to the application of § 924(e), in part on his assertion that five of these prior convictions were the product of involuntary and unknowing guilty pleas. At the sentencing hearing, counsel who had represented Gilbert at the time of these five convictions testified that it had been customary during 1972 for the state trial judge to forgo plea colloquies in cases such as Gilbert’s. The district court then held that the five convictions in question were “constitutionally invalid” and could not be counted toward the imposition of the statutory minimum sentence.

We will vacate the sentence imposed by the district court because we conclude that the court failed to provide a sufficient basis for its decision that the five prior convictions were invalid. Nowhere in the transcript of the sentencing proceeding or in the sentene-ing report did the court specify the standard of proof the parties were required to meet, nor did the court make sufficient findings for this Court to review its decision. We will therefore remand this case to the district court in order that it may state the basis for its decision in accordance with the standards we set out herein.

I.

In September 1991 the Pennsylvania State Police received a report that Edward Gilbert, a convicted felon, had been shooting firearms on his property in rural Towanda, Pennsylvania. Apparently Gilbert’s neighbors, Dr. and Mrs. Theodore Them, had recorded numerous incidents of Gilbert firing a semi-automatic rifle and a handgun. The Thems complained that Gilbert had threatened to kill them and that on one occasion Gilbert had ridden his lawn tractor with a loaded revolver in his hand shooting in the air in the direction of the Thems’ house. On October 28, 1991, special agents of the Bureau of Alcohol, Tobacco, and Firearms obtained a warrant and made a search of Gilbert’s residence. Following this search, Gilbert was arrested and indicted for violation of 18 U.S.C. § 922(g). 2 Specifically, the indictment charged that Gilbert possessed two rifles, one shotgun, and one revolver.

Gilbert pled not guilty. After an eight-day trial, the jury found Gilbert guilty of possessing the firearms in violation of § 922(g). Pri- or to the conclusion of the trial, the government filed a notice "with the court stating its intention to seek the mandatory minimum sentence of 15 years’ imprisonment under 18 U.S.C. § 924(e), based on Gilbert’s record of prior convictions. 3 The government notice *96 included a list of Gilbert’s seven prior violent felony convictions which had occurred between 1972 and 1987.

Gilbert contested five of these convictions, dated March 13, 1972, and entered in the Bradford County, Pennsylvania, Court of Common Pleas. 4 The five convictions stemmed from guilty pleas entered into by Gilbert for burglaries committed during a three-month period between December 17, 1971, and February 29, 1972. For each of the five incidents, Gilbert was charged with unlawfully entering a dwelling with the intent to commit a felony. 5 On March 13, 1972, Gilbert pled guilty to each of these five offenses. Although he never appealed the convictions for these crimes, Gilbert sought to suppress them in the federal sentencing proceeding which is the focal point of this appeal.

Any three of the seven convictions contained in the government’s notice would suffice to qualify Gilbert for an enhanced sen-fence under § 924(e). However, if the five contested convictions were considered invalid, the remaining two would not meet the minimum necessary to qualify Gilbert for the enhanced penalty.

On May 14, 1993, the district court held a sentencing hearing, at which time it heard testimony and considered arguments to determine whether Gilbert should receive the minimum sentence of 15 years’ imprisonment required under § 924(e). 6 The government submitted into evidence certified copies of Gilbert’s 1972 convictions. For each conviction, the certified copy contained the state’s charges, along with a form on the reverse side indicating Gilbert’s decision to plead guilty. 7 The form indicated that Gilbert was advised of the offense charged and of his rights, although there is no evidence of the specific rights Gilbert was informed of or of the rights he waived. In addition, the government and the defendant disagree on the *97 significance which should attach to the fact that the pre-printed words “in open court” were apparently crossed out at the time Gilbert waived action by the grand, jury .and consented to proceed on the bill of indictment presented by the state’s attorney.

At the May 14, 1993 federal sentencing hearing on the present, offense, the government asserted that the certified copies of these convictions contained Gilbert’s ac-knowledgement that he was informed of his rights and that he waived such rights. These certified copies were the only evidence presented to the district court by the government in support of its argument that these were valid convictions which must be used to enhance Gilbert’s sentence under § 924(e). Neither party submitted- a transcript of the March 13, 1972 proceeding at which the Bradford County Court of Common Pleas accepted Gilbert’s guilty plea. Nor would either party provide a transcript of Gilbert’s state sentencing hearing on May 8, 1972. 8

At the federal sentencing hearing, Gilbert’s principal witness was Leonard Frawley, his defense counsel at the time of the 1972 pleas. Frawley, the public defender at the time, testified that he did not specifically remember Gilbert’s case, nor did he review any documents relating to the case prior to his testimony. With regard to whether a plea colloquy was held in open court, Frawley testified that:

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Bluebook (online)
20 F.3d 94, 1994 U.S. App. LEXIS 5689, 1994 WL 99440, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-edward-gilbert-ca3-1994.