Commonwealth v. Ortiz

471 N.E.2d 1321, 393 Mass. 523, 1984 Mass. LEXIS 1881
CourtMassachusetts Supreme Judicial Court
DecidedDecember 17, 1984
StatusPublished
Cited by46 cases

This text of 471 N.E.2d 1321 (Commonwealth v. Ortiz) is published on Counsel Stack Legal Research, covering Massachusetts Supreme Judicial Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Ortiz, 471 N.E.2d 1321, 393 Mass. 523, 1984 Mass. LEXIS 1881 (Mass. 1984).

Opinion

Liacos, J.

Following the stabbing death of a Lawrence youth at approximately 12:30 a.m. on December 30, 1980, a delinquency complaint was brought in the Lawrence District Court against Esteban (also known as Stephen) Ortiz, who was fifteen years old at that time. After a juvenile transfer hearing, conducted pursuant to G. L. c. 119, § 61, the judge dismissed the juvenile complaint and ordered the issuance of an adult complaint against Ortiz for murder. Subsequently, an Essex County grand jury returned an indictment against the defendant for murder in the first degree. The defendant was convicted of murder in the second degree on April 29, 1982, and was sentenced to the mandatory term of life imprisonment at the Massachusetts Correctional Institution at Walpole.

The defendant timely filed an appeal from his conviction, and we granted direct appellate review. He also appealed from the judge’s denial of his motion for a new trial. We transferred that appeal to this court on our own motion.

The defendant raises several allegations of error in the conduct of his trial. First, the defendant contends that the improper admission of a Commonwealth witness’s prior reported testimony from the probable cause portion of the defendant’s juvenile transfer hearing prejudiced the defendant’s right to a *525 fair trial. He next contends that the Commonwealth’s “treatment and subsequent prosecution methods influenced” the testimony of several witnesses and deprived him of a fair trial, and that there was insufficient evidence to support the verdict. He also argues that the trial judge abused his discretion in denying the defendant’s motion for a new trial. After examining each of the defendant’s contentions, we conclude that there was no error. We affirm the conviction and the denial of the motion for a new trial.

At trial, the Commonwealth called as a witness Jose Lara, who was fifteen years old at the time of the homicide. Lara was a friend of Ortiz. Lara lived in a low-income housing project in Lawrence and stated that he knew Miguel Figueroa and Jamie Quinones, who allegedly were present at the scene of the homicide. Lara testified that on the evening of December 29, 1980, he and Figueroa were at the home of a neighbor, Carmen Colon. When asked if Ortiz arrived at the house, Lara responded: “No — I’m going to say it straight, because they going [szc] to catch me in lie; I’m going to speak out the truth.”

On further questioning, Lara admitted that he previously had told police officers, and had testified at the defendant’s juvenile hearing, that Ortiz had arrived at the neighbor’s house at 9:45 p.m. that evening. At this point, the judge called a recess and asked the witness whether he understood the crime of perjury. Lara said that he did not. The judge explained the substance of the crime to him and appointed counsel for him.

After consulting with his attorney, Lara invoked the Fifth Amendment privilege against self-incrimination. The prosecutor requested that the judge declare Lara to be an unavailable witness. Following an extensive voir dire, the judge found that Lara did not waive his Fifth Amendment privilege by his brief testimony in the present proceedings, and that his testimony at the defendant’s juvenile hearing did not constitute voluntary and intelligent waiver. 1 The judge further found that, *526 in any event, under Massachusetts law, any waiver of the privilege would not continue at a later and separate proceeding. The judge also determined that Lara’s present testimony could tend to incriminate him concerning the offense at issue in the trial, and other offenses, including perjury.* 2 He thus concluded that Lara was an unavailable witness.

Over the objection of defense counsel, the judge granted the Commonwealth’s request to admit Lara’s testimony at the defendant’s juvenile hearing as prior reported testimony. See Commonwealth v. Meech, 380 Mass. 490, 494 (1980); Commonwealth v. Gallo, 275 Mass. 320, 328-334 (1931). Cf. Commonwealth v. Bohannon, 385 Mass. 733, 740-749 (1982). The judge reasoned that Lara’s previous testimony concerned substantially the same issues “for which it would be introduced at this trial,” and that the defense counsel at the hearing had “reasonable opportunity” and “similar motivation” to cross-examine Lara.

The substance of Lara’s prior reported testimony read to the jury was as follows. On the evening of December 29, 1980, Lara, Ortiz, Figueroa, and Quinones attempted to break into Romeo’s Pizza, located near the Merrimack housing project in Lawrence. During this attempted break-in, Robert Larochelle walked by. The four boys chased Larochelle into the hallway *527 of one of the buildings of the housing project. There, he was stabbed. Then all the boys ran from the scene.

Lara first claimed that he was keeping watch outside the building and was not in the hallway when the victim was stabbed. He said that he only knew that the victim was stabbed when he heard him scream for help. Lara also initially denied seeing Ortiz attack the victim. The assistant district attorney at the juvenile hearing then confronted Lara with contradictory statements he had made to police officers. 3 Lara admitted making many of these statements, and finally reaffirmed the crucial substance of them: he did chase the victim into the hallway with the defendant, he participated in a fight which ensued, and then observed Ortiz stab the victim with a knife. 4

*528 On cross-examination by the defense counsel at the juvenile hearing, Lara did not refute these statements. He did admit, however, that Quinones was not inside the hallway as he had previously stated, but had remained outside the building during the incident.

Other testimony given at the instant trial was as follows. Quinones stated that he was present at the attempted burglary of Romeo’s Pizza on December 29, together with Lara, Figueroa, and Ortiz. Quinones said that the victim walked by them, the boys exchanged hostile words, and then the other boys chased him into one of the buildings of the housing project. Quinones did not follow, but ran around to the side of the building. As he was running away, he heard screams from inside the building.

Figueroa was granted immunity at the request of the Commonwealth, but ultimately testified for the defense. He claimed that he was with Ortiz on December 29 until 5:30 p.m. when the defendant left and headed in the direction of his home. Figueroa said that he did not see the defendant again that evening or early the following morning. The witness then went to Carmen Colon’s home, where he was joined during the evening by Quinones and Lara. 5 Figueroa stated that he left Colon’s house at 11:30 p.m. and went home.

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Bluebook (online)
471 N.E.2d 1321, 393 Mass. 523, 1984 Mass. LEXIS 1881, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-ortiz-mass-1984.