Commonwealth v. Mullins

918 A.2d 82, 591 Pa. 341, 2007 Pa. LEXIS 709
Supreme Court of Pennsylvania·Decided March 26, 2007·No. 10 EAP 2005·Published·Cited by 64 cases

Opinions

[344] OPINION

Justice EAKIN.

The Superior Court reversed the revocation of appellee’s probation and vacated his judgment of sentence because it determined the record did not establish a basis for doing so. We reverse and remand for a new violation of probation (VOP) hearing.

On March 6, 2000, appellee pled guilty to possession of a controlled substance with intent to deliver (PWID) before the Honorable Gregory Smith, who sentenced him to 11% to 23 months imprisonment, followed by three years probation. He was paroled February 28, 2001. On April 6, 2001, appellee was arrested and charged with PWID. On June 5, 2001, he pled guilty to that charge before the Honorable Sheila Woods-Skipper, and was sentenced to one and one-half to three years imprisonment.

On June 24, 2003, appellee appeared before Judge Smith for a VOP hearing. Appellee’s probation officer appeared at the hearing, presented Judge Smith with a hearing summary sheet, and adopted the information in the hearing summary sheet as his testimony.1 The probation officer also testified appellee had been on probation imposed by the Honorable Teresa Sarmina, who had revoked that probation and sentenced appellee to one and one-half to three years imprisonment. The court found appellee directly violated his probation. Appellee testified during the sentencing phase of the hearing, specifically acknowledging he was caught selling drugs while on parole. The court then sentenced appellee to one and one-half to three years imprisonment to run consecutively to the other sentences he was serving.

Appellee appealed, arguing there was insufficient competent evidence to support the revocation of his probation. The Superior Court reversed the probation revocation rather than remanding for a new VOP hearing, and vacated the judgment [345] of sentence. It stated the trial court revoked appellee’s probation based on the hearing summary sheet even though the hearing summary sheet was not entered into evidence and is not part of the record.2 Commonwealth v. Mullins, No. 2178 EDA 2003, 859 A.2d 833, unpublished memorandum at 2 (Pa.Super. filed July 21, 2004). It also stated there was “[n]o testimony ... offered regarding [appellee’s] actions while on probation, or his failure to abide by the terms of his probation.” Id. The court concluded there was simply nothing in the record to support the determination that appellee violated his probation terms.

The Commonwealth sought allowance of appeal, which we granted to determine whether the Superior Court exceeded its authority in vacating appellee’s sentence without remanding for a new VOP hearing. This is a question of law; therefore, our scope of review is plenary, and our standard of review is de novo. Commonwealth v. Cousin, 585 Pa. 287, 888 A.2d 710, 714 (2005).

The Commonwealth argues the Superior Court disposed of this case as if it were a challenge to the sufficiency of the evidence for a finding of guilt beyond a reasonable doubt; in such cases, the appropriate remedy “is an arrest of judgment, and not a remand for a new trial, because the Double Jeopardy Clause of the Fifth Amendment of the United States Constitution has been interpreted to forbid a new trial in those circumstances.” Commonwealth’s Brief, at 9 (citing Lockhart v. Nelson, 488 U.S. 33, 39, 109 S.Ct. 285, 102 L.Ed.2d 265 (1988)). The Commonwealth argues, however, that a VOP hearing is not a trial, and “the Double Jeopardy Clause is ... not implicated when a defendant is lawfully recommitted following a violation of probation or parole.” Id., at 10 (citing Commonwealth v. Pierce, 497 Pa. 437, 441 A.2d 1218, 1220 (1982); Commonwealth v. Colding, 482 Pa. 112, 393 A.2d 404, [346]*346407 (1978)). The Commonwealth argues that when proper evidentiary procedures are not followed in a VOP hearing, the appropriate remedy is to vacate the revocation and remand for a new VOP hearing.3 Id., at 11.

Appellee argues a remand for a new hearing allows the Commonwealth to re-litigate the hearing when it failed to adduce sufficient competent evidence of a direct probation violation in the first instance. He contends there should be no second bite at the proverbial apple. He argues Commonwealth v. Akridge, 275 Pa.Super. 513, 419 A.2d 18 (1980), rev’d, 492 Pa. 90, 422 A.2d 487 (1980), “is a paradigm of the facts and legal issues arising in the [Commonwealth’s] case.... ” Appellee’s Brief, at 10. Although acknowledging Abridge involves a speedy trial hearing, while this case involves a VOP hearing, appellee asserts both cases present the same issue — whether the Commonwealth should be afforded multiple opportunities to meet its burden.

The Double Jeopardy Clause bars retrial after a defendant’s conviction has been overturned because of insufficient evidence. Burks v. United States, 437 U.S. 1, 14-15, 18, 98 S.Ct. 2141, 57 L.Ed.2d 1 (1978); United States v. Leppo, 634 F.2d 101, 103 (3d Cir.1980); Commonwealth v. Vogel, 501 Pa. 314, 461 A.2d 604, 610 (1983).'4 However, the double jeopardy [347] considerations present in the context of retrial are not present in the situation at hand.

A YOP hearing differs from a trial, as probation and parole are not part of the criminal prosecution; the full panoply of rights due a defendant in a criminal trial does not apply at a VOP hearing. Commonwealth v. Holder, 569 Pa. 474, 805 A.2d 499, 503 (2002) (plurality) (citing Gagnon v. Scarpelli, 411 U.S. 778, 781, 93 S.Ct. 1756, 36 L.Ed.2d 656 (1973)). Probation revocation is not a second punishment for the original conviction, but rather is an integral element of the original conditional sentence, and thus does not violate the Double Jeopardy Clause. Pierce, at 1220; see also Colding, at 408 (“[W]e perceive no double jeopardy prohibition against imposition of a sentence which is more severe than that originally vacated when a[sic] intervening sentence of probation has been violated.”).

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Commonwealth v. Mullins, 918 A.2d 82, 591 Pa. 341, 2007 Pa. LEXIS 709 (Pa. 2007).

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