Commonwealth v. Mills

286 A.2d 638, 447 Pa. 163, 1971 Pa. LEXIS 1165
CourtSupreme Court of Pennsylvania
DecidedDecember 31, 1971
DocketAppeal, 321
StatusPublished
Cited by118 cases

This text of 286 A.2d 638 (Commonwealth v. Mills) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Mills, 286 A.2d 638, 447 Pa. 163, 1971 Pa. LEXIS 1165 (Pa. 1971).

Opinions

Opinion by

Mr. Justice Eagen,

The sole question presented by this appeal is whether or not a person may be convicted and punished in the courts of Pennsylvania if he has previously been convicted and punished in a federal court for the identical unlawful conduct.

The appellant, Bonald Edward Mills, was arrested with an accomplice for the robbery of a federally insured Savings and Loan Association in Philadelphia. They were indicted by the Commonwealth of Pennsylvania for violations of the state’s criminal code, specifically, carrying a concealed deadly weapon, unlawfully carrying a firearm without a license and aggravated robbery.1 They were also indicted by the United States [166]*166Government for violating 18 U.S.C. §2113(a) (b) and (d), i.e., a bank robbery and assault.

On May 16, 1969, Mills plead guilty to the federal indictment and was sentenced to a term of five years imprisonment. Subsequently, he filed a motion in the state court to dismiss the indictments there pending against him on the ground that further prosecution would constitute double jeopardy. This motion was denied. Later, he plead guilty to these indictments and was sentenced on one to pay a fine, the costs of prosecution and serve a term of probation for five years to begin at the expiration of the sentence imposed in the federal court. On the other indictment, he was sentenced to a concurrent three-year period of probation. Mills filed an appeal in the Superior Court,2 which subsequently affirmed the orders of the trial court. Judge Hoffman filed a dissenting opinion. See 217 Pa. Superior Ct. 269, 269 A. 2d 322 (1970). We granted allocatur.

In an almost identical factual situation, the United States Supreme Court in Bartkus v. Illinois, 359 U.S. 121, 79 S. Ct. 676 (1959), specifically ruled that successive prosecutions in federal and state courts do not constitute double jeopardy, and that the United States Constitution does not proscribe a prosecution and conviction in a state jurisdiction after there has been a prosecution and conviction in the federal courts for the same act. On the same day in Abbate v. United States, 359 U.S. 187, 79 S. Ct. 666 (1959), sanction was given to a prosecution and conviction in the federal courts after a prosecution and conviction had been effected in a state jurisdiction on the same facts. Both decisions cited the principle of “dual sovereignty” enun[167]*167dated in United States v. Lanza, 260 U.S. 377, 43 S. Ct. 141 (1922), wherein the court stated:

“We have here two sovereignties, deriving power from different sources, capable of dealing with the same subject matter within the same territory. . . . Each government in determining what shall be an offense against its peace and dignity is exercising its own sovereignty, not that of the other.

“It follows that an act denounced as a crime by both national and state sovereignties is an offense against the peace and dignity of both and may be punished by each.”

Aside from challenging the correctness of the ruling in Lanza and Bartkus3 appellant contends that more recent decisions specifically Elkins v. United States, 364 U.S. 206, 80 S. Ct. 1437 (1960), and Murphy v. Waterfront Commission, 378 U.S. 52, 84 S. Ct. 1594 (1964) have so eroded the “dual sovereignty” concept formulated in Lanm that it is no longer viable.

While two members of the United States Supreme Court who joined in the Bartkus opinion have expressed this same view (see Stevens v. Marks, 383 U.S. 234, 250, 86 S. Ct. 788, 797 (1966) (concurring opinion)), and it would appear that Elkins and Murphy4 have at least undermined the “dual sovereignty” doctrine, we think that these cases are distinguishable and have not disturbed the ruling in Bartkus. In the cases referred to [168]*168“the prosecuting jurisdictions were attempting to use the efforts of the other jurisdiction for its own purposes, whereas in the case of successive prosecutions, in accordance with the basic assumption of the dual sovereignties doctrine, the prosecuting jurisdiction may be acting independently of the other.” 80 Harvard L. Rev., supra, at 1548.

Appellant further urges that if the situation is viewed realistically, successive prosecutions for the same act do constitute double jeopardy and since Benton v. Maryland, 395 U.S. 784, 89 S. Ct. 2056 (1969), are no longer constitutionally permissible. At least one jurisdiction has reached this same conclusion. See State v. Fletcher, 22 Ohio App. 2d 83, 259 N.E. 2d 146 (1970). However, as to this, we agree with the thinking of Judge Cercone, as expressed in the opinion for the majority of the Superior Court, namely, that this position fails to recognize the real foundation of successive prosecutions by the state and federal governments, i.e., dual sovereignty and that the Bartkus decision “clearly reveals that it was the Court’s opinion that successive state and federal prosecutions could not be construed as double jeopardy. . . .” 217 Pa. Superior Ct. 273. Moreover, Benton did not specifically overrule Bwrtkus, and in Waller v. Florida, 397 U.S. 387, 90 S. Ct. 1184 (1970), which was subsequent to Benton, the Court impliedly recognized the continued viability of Bartkus. Significantly also, the United States Supreme Court recently denied certiorari in five cases wherein the appellants sought to have the Court reverse the “dual sovereignty” concept recognized in Bartkus. See Bechtel Corporation v. New Jersey; Leuty v. New Jersey; Feldman v. New Jersey; Colonal Pipeline Company v. New Jersey; and, Jacks v. New Jersey; all of which are noted in 10 Crim. L. Rptr. 4010 (1971). Additionally, other courts of recognized merit, after studied consideration [169]*169of the problem, have concluded that Bartkus is still the law. For example, see United States v. Ward, 314 F. Supp. 261 (E.D. La. 1970); Whatley v. United States, 428 F. 2d 806 (5th Cir. 1970); States ex rel. Cullen v. Ceci, 45 Wis. 2d 432, 173 N.W. 2d 175 (1970).

However, while we conclude that Bmtkus is still the law and that successive prosecutions by the federal and state governments for the same offense do not constitute double jeopardy, we are not persuaded that the orders in the instant case should be permitted to stand for the following reasons.

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Bluebook (online)
286 A.2d 638, 447 Pa. 163, 1971 Pa. LEXIS 1165, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-mills-pa-1971.