Commonwealth v. Flor, R., Aplt.

136 A.3d 150, 635 Pa. 314, 2016 WL 1627524, 2016 Pa. LEXIS 871
Supreme Court of Pennsylvania·Decided April 25, 2016·No. 708 CAP·Published·Cited by 35 cases

Opinions

OPINION

Justice WECHT.

In a petition filed pursuant to the Post Conviction Relief Act,1 Robert Anthony Flor alleged ineffective assistance of counsel at his homicide trial. After two years of proceedings in the PCRA court, the Commonwealth moved for the production of documents, requesting “access to the complete records” of trial counsel.2 This file included some 30,000 pages of documents pertaining to Flor’s conviction, sentence, and direct appeal, and filled twelve banker’s boxes. At a hearing on the Commonwealth’s motion, Flor’s PCRA counsel requested several weeks to review the file to allow removal of material protected by attorney-client privilege or constituting attorney work product. The PCRA court granted the Commonwealth’s motion and denied PCRA counsel’s request for time to conduct a privilege review. Flor has filed an appeal from this discovery order. See Pa.R.A.P. 313.

We conclude that the PCRA court’s discovery order is immediately appealable pursuant to Rule 313. We further conclude that the PCRA court abused its discretion in affording wholesale discovery without conducting an issue-specific waiver analysis, as required by this Court in Commonwealth v. Harris, 612 Pa. 576, 32 A.3d 243 (2011). Accordingly, we vacate the discovery order, and we remand for immediate inspection of the file consistent with this Opinion.

[318]*318 I. Background

On October 23, 2006, Flor pleaded guilty to first-degree murder for the shooting death of Newtown Borough Police Officer Brian Steven Gregg, and pleaded nolo contendere to a series of related charges.3 Because the Commonwealth sought a death sentence, a jury was impaneled for the penalty phase of the case. On November 17,2006, the jury returned a sentence of death. At trial and sentencing, Flor was represented by two members of the Bucks County Public Defender’s Office (hereinafter, “trial counsel”). Separate appellate counsel from the Public Defender’s office represented Flor on direct appeal. On July 22, 2010, we affirmed the judgment of sentence. Commonwealth v. Flor, 606 Pa. 384, 998 A.2d 606 (2010), cert. denied, 663 U.S. 941, 131 S.Ct. 2102, 179 L.Ed.2d 900 (2011).

On May 26, 2011, Flor filed a pro se motion for post-conviction relief. On February 25, 2013, the Federal Defender’s Office (hereinafter, “PCRA counsel”) filed a PCRA petition on Flor’s behalf. The petition alleged, inter alia, that trial counsel was ineffective for failing adequately to investigate Flor’s background, social history, medical history, adaptive deficits, and intellectual disabilities, including whether Flor suffered from fetal alcohol syndrome; failing to consult with appropriate experts; failing to raise particular defenses; failing to object to various acts of misconduct by the prosecutor; failing to object to certain jury instructions; failing to present adequate evidence in mitigation; and providing deficient advice and representation. The PCRA petition further alleged that Flor was intellectually disabled, rendering him ineligible for the death penalty pursuant to Atkins v. Virginia, 536 U.S. 304, 122 S.Ct. 2242, 153 L.Ed.2d 335 (2002), [319]*319and that trial counsel was ineffective for failing to introduce evidence of Flor’s intellectual disability during the penalty phase.4

On June 1, 2013, the PCRA court granted Flor an evidentia-ry hearing. Over the next two years, the PCRA court held seven hearings pertaining solely to Flor’s Atkins claim. On June 2, 2015, the Commonwealth moved for the production of documents, seeking access to “the complete records of [trial counsel] in order to review what trial counsel did and did not do in preparation for this case, to prepare cross-examination of [trial counsel], and to adequately prepare argument regarding [Flor’s] ineffective assistance of counsel claims.” Commonwealth’s Motion at ¶ 13. According to the Commonwealth, trial counsel indicated that they had no independent recollection of the investigation that they conducted to prepare for the penalty phase of Flor’s trial, nor had they retained any copies of documents related to their representation. Recognizing that its discovery request implicated privileged documents, the Commonwealth argued that Flor had waived the protections of the attorney-client privilege5 and work product doctrine6 by asserting post-conviction claims of ineffective[320]*320ness. However, the Commonwealth also recognized the possibility that trial counsel’s files contained documents that remained privileged, and specifically disclaimed any entitlement to documents related to Flor’s direct appeal. Id. at ¶ 8.

PCRA counsel opposed the Commonwealth’s motion, arguing that the contents of trial counsel’s file are subject to the attorney-client privilege and work product doctrine, and, therefore, are not subject to discovery by the Commonwealth. To prevent the disclosure of privileged information, PCRA counsel requested the opportunity to conduct a review of trial counsel’s file to identify and remove any privileged materials, including documents related to Flor’s direct appeal.

On June 22, 2015, the PCRA court held oral argument upon the Commonwealth’s motion. The court asked PCRA counsel to provide specific examples of material in trial counsel’s file that was or could be privileged. PCRA counsel indicated that, at a minimum, privileged materials would include any memo-randa or documents that did not relate to Flor’s ineffectiveness claims, and further explained that the direct appeal material, which the Commonwealth did not request, was contained within trial counsel’s file and distributed throughout.7

Following the hearing, the PCRA court granted the Commonwealth’s discovery motion, denied Flor’s request for more time to conduct a privilege review, and directed PCRA counsel to provide the Commonwealth with the entirety of trial counsel’s file within ten days. Although the Court recognized that, “at first blush,” there might be privileged statements contained within trial counsel’s file, it offered two reasons for its broad discovery order. First, the PCRA court relied upon Flor’s guilty plea, which waived all claims against self-incrimination as to the crimes at issue. See Commonwealth v. [321]*321Strickler, 481 Pa. 579, 393 A.2d 313, 316 (1978) (“[A] plea of guilty to a criminal charge is regarded as a waiver of the privilege against self-incrimination with respect to that charge.”) (citation omitted). Given this plea, the PCRA court was unable to imagine that there was anything in trial counsel’s file that could be privileged. See N.T., 6/22/2015, at 22-23; PCRA Ct. Op. at 8 (“He plead[ed] guilty. He hasn’t said anything confidentially to his trial counsel.... I just can’t fathom, given the posture of this case and the guilty plea, what could possibly be privileged.”).

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Commonwealth v. Flor, R., Aplt., 136 A.3d 150, 635 Pa. 314, 2016 WL 1627524, 2016 Pa. LEXIS 871 (Pa. 2016).

136 A.3d 150 (Commonwealth v. Flor, R., Aplt.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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