J-A07005-23
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF : PENNSYLVANIA : v. : : : A. U. : : Appellant : No. 1634 EDA 2021
Appeal from the Order Entered July 13, 2021 In the Court of Common Pleas of Philadelphia County Criminal Division at No(s): CP-51-CR-0006346-2021
BEFORE: DUBOW, J., McLAUGHLIN, J., and McCAFFERY, J.
MEMORANDUM BY DUBOW, J.: FILED JUNE 12, 2023
Appellant, A.U., appeals from the order entered in the Philadelphia
County Court of Common Pleas, on July 13, 2021, denying Appellant’s motion
to dismiss all charges.1 Recognizing that the order is not an appealable final
order, Appellant invokes Pa.R.A.P. 313, claiming that the interlocutory order
is a collateral order appealable as of right. After careful review, we conclude
that the order does not satisfy Rule 313(b) and quash the appeal.
The charges in this case arise from accusations made by Z.M.
(“Complainant”) in June 2020. Complainant accused Appellant of committing
serious sexual offenses against Complainant on several days in 2014 or 2015,
when Complainant was approximately 7 years old and Appellant was
approximately 15 years old. ____________________________________________
1As Appellant claims that this case should have remained in Juvenile Court, we have retained the use of initials in the caption. J-A07005-23
On July 29, 2020, when Appellant was approximately one month shy of
his 21st birthday, the Commonwealth filed a delinquency petition in the Family
Court Division of the Court of Common Pleas (“Juvenile Court”) charging
Appellant, inter alia, with Rape, Involuntary Deviate Sexual Intercourse, and
Incest.2 The Commonwealth filed a request to certify the case to the Criminal
Division to prosecute Appellant as an adult.
On August 19, 2020, at the conclusion of a certification hearing, the
Juvenile Court found that the Commonwealth had failed to establish a prima
facie case and dismissed the charges. The court opined, that it “didn’t have
to get to [the] certification [issue] because [the Commonwealth] didn’t get
past the preliminary hearing.”3
The Commonwealth did not appeal. Instead, it refiled the charges in
the Criminal Division on December 3, 2020, just over three months after
Appellant’s 21st birthday.
On April 28, 2021, Appellant filed a motion to dismiss the charges.
Appellant argued that the Commonwealth could not “circumvent [the Juvenile
Court’s] ruling by simply waiting” until Appellant turned 21 to refile the
____________________________________________
2 18 Pa.C.S. §§ 3121(a)(1), 3123(a)(1), and 4302(a), respectively.
3 N.T., 8/19/20, at 100; see 42 Pa.C.S. § 6355(a)(4)(i) (providing that transfer is only permissible if the court finds, inter alia, “that there is a prima facie case that the child committed the delinquent act alleged”).
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charges, rather than filing an appeal from the Juvenile Court’s order.4 On July
13, 2021, the court denied Appellant’s motion to dismiss.
Appellant filed a Notice of Appeal on August 11, 2021.5 The trial court
did not order Appellant to file a Pa.R.A.P. 1925(b) statement nor did it file an
opinion because the trial judge had retired.
Appellant raises the following questions before this Court, which we
have reordered:
1. Is not this matter properly before the Superior Court as a collateral appeal pursuant to Pa.R.A.P. 313?
2. Where Appellant, as a child properly under the jurisdiction of juvenile court, was charged with delinquent acts, and where [J]uvenile [C]ourt denied certification of Appellant to criminal court, and where the Commonwealth did not appeal the denial of certification but instead filed the same charges against Appellant in criminal court after Appellant turned 21 years old, was not criminal court without jurisdiction to proceed with the prosecution of Appellant, and should not all charges against Appellant have been dismissed?
3. Did not the Commonwealth, in pursuing charges against Appellant in criminal court, and the [criminal court], in declining to dismiss all charges against Appellant, violate Appellant’s substantive due process right to fundamental fairness and procedural due process rights under the Juvenile Act and appellate process?
A.
4 Motion to Dismiss, 4/28/21, at ¶ 13.
5 This Court initially issued a Rule to Show Cause why the appeal should not be dismissed as interlocutory. After reviewing Appellant’s response, this Court discharged the rule and deferred judgment until panel review.
-3- J-A07005-23
Before considering the merits, we first address whether this Court has
jurisdiction to hear this appeal. We reiterate that the “appealability of an
order directly implicates the jurisdiction of the court asked to review the
order.” Commonwealth v. Brister, 16 A.3d 530, 533 (Pa. Super. 2011)
(citations omitted). “Generally, subject to limited exceptions, litigants may
appeal only final orders.” Commonwealth v. Flor, 136 A.3d 150, 154-55
(Pa. 2016). One exception, set forth in Pa.R.A.P. 313, allows appeals as of
right from collateral orders.
As defined by Rule 313, a collateral order is “an order [1] separable from
and collateral to the main cause of action [2] where the right involved is too
important to be denied review and [3] the question presented is such that if
review is postponed until final judgment in the case, the claim will be
irreparably lost.” Pa.R.A.P. 313(b). “This [C]ourt construes the collateral
order doctrine narrowly to avoid piecemeal determinations and protracted
litigation.” Commonwealth v. Jerdon, 229 A.3d 278, 284 (Pa. Super.
2019). Indeed, an appellate court lacks jurisdiction over an appeal if any one
of the three prongs of Rule 313(b) is missing. Commonwealth v. Harris,
32 A.3d 243, 248 (Pa. 2011).
As we determine that Appellant fails to demonstrate the third prong of
Rule 313(b), we address only that prong, which asks whether his claim will be
irreparably lost if review is postponed until final judgment. Irreparable loss
results “if no effective means of review exist after the entry of final judgment.”
Commonwealth v. Davis, 242 A.3d 923, 929 (Pa. Super. 2020).
-4- J-A07005-23
B.
Appellant argues that he will be “deprived of the right to be treated as
a juvenile under the provisions of the Juvenile Act” if review is denied until
final judgment in the Criminal Division. Appellant’s Br. at 40-41. His
argument focuses on two aspects of the Juvenile Act that he claims will be lost
if review is delayed: increased privacy protection and less onerous
punishment.6 After review, we conclude that neither claim satisfies the
“irreparable loss” prong of Rule 313(b).
This Court previously rejected a defendant’s claim that an appeal
challenging prosecution in adult criminal court, rather than juvenile court,
satisfied the collateral order doctrine, as we held that the defendant’s rights
to contest prosecution as an adult were “fully preserved . . . [and] may be
vindicated on appeal.” Commonwealth v. McMurren, 945 A.2d 194, 195
(Pa. Super.
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J-A07005-23
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF : PENNSYLVANIA : v. : : : A. U. : : Appellant : No. 1634 EDA 2021
Appeal from the Order Entered July 13, 2021 In the Court of Common Pleas of Philadelphia County Criminal Division at No(s): CP-51-CR-0006346-2021
BEFORE: DUBOW, J., McLAUGHLIN, J., and McCAFFERY, J.
MEMORANDUM BY DUBOW, J.: FILED JUNE 12, 2023
Appellant, A.U., appeals from the order entered in the Philadelphia
County Court of Common Pleas, on July 13, 2021, denying Appellant’s motion
to dismiss all charges.1 Recognizing that the order is not an appealable final
order, Appellant invokes Pa.R.A.P. 313, claiming that the interlocutory order
is a collateral order appealable as of right. After careful review, we conclude
that the order does not satisfy Rule 313(b) and quash the appeal.
The charges in this case arise from accusations made by Z.M.
(“Complainant”) in June 2020. Complainant accused Appellant of committing
serious sexual offenses against Complainant on several days in 2014 or 2015,
when Complainant was approximately 7 years old and Appellant was
approximately 15 years old. ____________________________________________
1As Appellant claims that this case should have remained in Juvenile Court, we have retained the use of initials in the caption. J-A07005-23
On July 29, 2020, when Appellant was approximately one month shy of
his 21st birthday, the Commonwealth filed a delinquency petition in the Family
Court Division of the Court of Common Pleas (“Juvenile Court”) charging
Appellant, inter alia, with Rape, Involuntary Deviate Sexual Intercourse, and
Incest.2 The Commonwealth filed a request to certify the case to the Criminal
Division to prosecute Appellant as an adult.
On August 19, 2020, at the conclusion of a certification hearing, the
Juvenile Court found that the Commonwealth had failed to establish a prima
facie case and dismissed the charges. The court opined, that it “didn’t have
to get to [the] certification [issue] because [the Commonwealth] didn’t get
past the preliminary hearing.”3
The Commonwealth did not appeal. Instead, it refiled the charges in
the Criminal Division on December 3, 2020, just over three months after
Appellant’s 21st birthday.
On April 28, 2021, Appellant filed a motion to dismiss the charges.
Appellant argued that the Commonwealth could not “circumvent [the Juvenile
Court’s] ruling by simply waiting” until Appellant turned 21 to refile the
____________________________________________
2 18 Pa.C.S. §§ 3121(a)(1), 3123(a)(1), and 4302(a), respectively.
3 N.T., 8/19/20, at 100; see 42 Pa.C.S. § 6355(a)(4)(i) (providing that transfer is only permissible if the court finds, inter alia, “that there is a prima facie case that the child committed the delinquent act alleged”).
-2- J-A07005-23
charges, rather than filing an appeal from the Juvenile Court’s order.4 On July
13, 2021, the court denied Appellant’s motion to dismiss.
Appellant filed a Notice of Appeal on August 11, 2021.5 The trial court
did not order Appellant to file a Pa.R.A.P. 1925(b) statement nor did it file an
opinion because the trial judge had retired.
Appellant raises the following questions before this Court, which we
have reordered:
1. Is not this matter properly before the Superior Court as a collateral appeal pursuant to Pa.R.A.P. 313?
2. Where Appellant, as a child properly under the jurisdiction of juvenile court, was charged with delinquent acts, and where [J]uvenile [C]ourt denied certification of Appellant to criminal court, and where the Commonwealth did not appeal the denial of certification but instead filed the same charges against Appellant in criminal court after Appellant turned 21 years old, was not criminal court without jurisdiction to proceed with the prosecution of Appellant, and should not all charges against Appellant have been dismissed?
3. Did not the Commonwealth, in pursuing charges against Appellant in criminal court, and the [criminal court], in declining to dismiss all charges against Appellant, violate Appellant’s substantive due process right to fundamental fairness and procedural due process rights under the Juvenile Act and appellate process?
A.
4 Motion to Dismiss, 4/28/21, at ¶ 13.
5 This Court initially issued a Rule to Show Cause why the appeal should not be dismissed as interlocutory. After reviewing Appellant’s response, this Court discharged the rule and deferred judgment until panel review.
-3- J-A07005-23
Before considering the merits, we first address whether this Court has
jurisdiction to hear this appeal. We reiterate that the “appealability of an
order directly implicates the jurisdiction of the court asked to review the
order.” Commonwealth v. Brister, 16 A.3d 530, 533 (Pa. Super. 2011)
(citations omitted). “Generally, subject to limited exceptions, litigants may
appeal only final orders.” Commonwealth v. Flor, 136 A.3d 150, 154-55
(Pa. 2016). One exception, set forth in Pa.R.A.P. 313, allows appeals as of
right from collateral orders.
As defined by Rule 313, a collateral order is “an order [1] separable from
and collateral to the main cause of action [2] where the right involved is too
important to be denied review and [3] the question presented is such that if
review is postponed until final judgment in the case, the claim will be
irreparably lost.” Pa.R.A.P. 313(b). “This [C]ourt construes the collateral
order doctrine narrowly to avoid piecemeal determinations and protracted
litigation.” Commonwealth v. Jerdon, 229 A.3d 278, 284 (Pa. Super.
2019). Indeed, an appellate court lacks jurisdiction over an appeal if any one
of the three prongs of Rule 313(b) is missing. Commonwealth v. Harris,
32 A.3d 243, 248 (Pa. 2011).
As we determine that Appellant fails to demonstrate the third prong of
Rule 313(b), we address only that prong, which asks whether his claim will be
irreparably lost if review is postponed until final judgment. Irreparable loss
results “if no effective means of review exist after the entry of final judgment.”
Commonwealth v. Davis, 242 A.3d 923, 929 (Pa. Super. 2020).
-4- J-A07005-23
B.
Appellant argues that he will be “deprived of the right to be treated as
a juvenile under the provisions of the Juvenile Act” if review is denied until
final judgment in the Criminal Division. Appellant’s Br. at 40-41. His
argument focuses on two aspects of the Juvenile Act that he claims will be lost
if review is delayed: increased privacy protection and less onerous
punishment.6 After review, we conclude that neither claim satisfies the
“irreparable loss” prong of Rule 313(b).
This Court previously rejected a defendant’s claim that an appeal
challenging prosecution in adult criminal court, rather than juvenile court,
satisfied the collateral order doctrine, as we held that the defendant’s rights
to contest prosecution as an adult were “fully preserved . . . [and] may be
vindicated on appeal.” Commonwealth v. McMurren, 945 A.2d 194, 195
(Pa. Super. 2008) (citation omitted).7 We find the same applies to Appellant’s
claims invoking the Juvenile Act’s privacy protections and reduced
punishment.
Initially, Appellant’s claim that he is entitled to the rights of privacy
protection and reduced punishment from the Juvenile Act are highly ____________________________________________
6 Appellant also asserts that his claims to substantive and procedural due process will be lost if review is delayed. Appellant’s Br. at 40-41. Appellant, however, waived these claims by failing to raise the issues in his Motion to Dismiss, where he merely mentioned the term “fundamental fairness” without development. Motion to Dismiss, 4/28/21, at ¶ 17; see Pa.R.A.P. 302(a).
7 In McMurren, we addressed the appeal of an order denying a defendant’s request to transfer a case from adult criminal court to juvenile court.
-5- J-A07005-23
speculative and doubtful. In Commonwealth v. Armolt, the Supreme Court
held that a juvenile court’s jurisdiction is limited to “offenders who committed
an offense while under the age of eighteen only if they are prosecuted before
turning twenty-one.” Commonwealth v. Armolt, No. 86 MAP 2021, 2023
WL 3470889, at *6 (Pa. May 16, 2023) (citing 42 Pa.C.S. § 6302 (defining
“child”)) (emphasis in original). In contrast, and as applicable to Appellant,
“adult criminal courts possess jurisdiction over the prosecution of an individual
who is over the age of twenty-one for crimes committed as a juvenile.” Id.
at *1. Thus, it is doubtful that the Juvenile Court has jurisdiction over this
case or that Appellant has any right to the protections that the Juvenile Act
provides to juveniles. Consequently, Appellant has not shown a right that he
will lose if review is postponed until final judgment.
Even assuming that the Juvenile Act applies, Appellant has failed to
demonstrate that the Juvenile Act provides the protection Appellant claims or
that his rights would be lost if review is delayed. Appellant first argues that if
this Court does not review the court order at this stage, he will lose the privacy
protections that the Juvenile Act could provide him. We reject this claim.
While Juvenile Act proceedings are generally closed to the public, proceedings
in Appellant’s case would have been presumptively open given his age and
the crime charged, thus undermining his claim to increased privacy in Juvenile
-6- J-A07005-23
Court.8 Moreover, while he identifies distinctions in the treatment of juveniles
and adult offenders under the Criminal History Records Information Act
(“CHRIA”),9 he fails to explain why his record could not be remedied on appeal
if a court eventually determines that the juvenile provisions of the CHRIA
should apply to Appellant. Thus, Appellant’s claim of increased privacy
protection under the Juvenile Act would not be irreparably lost if review is
delayed.
We likewise dispose of Appellant’s second assertion that prosecution in
the Criminal Division subjects him to substantially greater punishment than
under the Juvenile Act. Appellant’s Br. at 38. While it is indisputable that
Appellant would be subject to greater punishment if convicted in the Criminal
Division than in Juvenile Court, denial of review at this stage does not prevent
him from challenging any erroneous imposition of punishment by appealing
his judgment of sentence in due course.
Accordingly, we find that Appellant’s asserted claims will not be
irrevocably lost if review is delayed until the entry of a final order. Therefore,
we quash the appeal because Appellant did not satisfy the requirements of
Rule 313(b).
8The Juvenile Act provides for open proceedings ”where the child was 14 years of age or older at the time of the alleged conduct and the alleged conduct would be considered a felony if committed by an adult.” 42 Pa.C.S. § 6336(e)(1).
9 18 Pa.C.S. §§ 9101-9183.
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Appeal quashed.
Judgment Entered.
Joseph D. Seletyn, Esq. Prothonotary
Date: 6/12/2023
-8-