Commonwealth v. Bradley

457 A.2d 911, 311 Pa. Super. 330
Superior Court of Pennsylvania·Decided September 2, 1983·No. 1052·Published·Cited by 14 cases

Opinions

CAVANAUGH, Judge:

The issue raised in this appeal is whether the circumstances surrounding the trial judge’s sua sponte declaration of a mistrial reached the level of manifest necessity. Appellants argue that manifest necessity was not shown and that retrial of the appellants is therefore barred by the doctrine of double jeopardy. We agree, and therefore order that the appellants be discharged.

The appellants, prison guards at the State Correctional Institution at Graterford, were charged with various offenses arising out of an incident during which an inmate was severely beaten. The case was called to trial before the Honorable Horace A. Davenport and a jury. The Commonwealth called Earl Worthy, an inmate at the prison, as a witness. A luncheon recess interrupted Mr. Worthy’s direct testimony and Mr. Worthy was returned to the holding cell, or “bull pen”, on the ground floor of the Montgomery County Courthouse. During the luncheon recess, defense counsel, Mr. Peruto, had Mr. Worthy, with whom he was previously acquainted, taken to a private room where the two spoke for a few minutes. Before Court resumed for the afternoon, Mr. Worthy advised the district attorney of [333] the interview and the district attorney in turn reported the private conversation to the Court. Judge Davenport conferred with counsel in chambers, at which time Mr. Peruto confirmed that he had spoken with Mr. Worthy. The Court then questioned Mr. Worthy about the conversation on the record, with the jury absent. The testimony, in relevant part, was as follows:

By The Court:

Q. Mr. Worthy, it has been reported to me by Mr. Schireson, the assistant district attorney, that during the lunch hour you were contacted in the bull pen by Mr. Peruto, that there was a conversation which took place down there. The essence of the conversation I will not go into as it was reported to me, but I want to ask you specifically for you to relate to the Court for the record exactly what took place.
A. Mr. Peruto requested to me, and I complied to his request. We had a previous acquaintance from a prior case, whereas he was indirectly involved as my attorney. What I mean by indirectly was he was attorney for someone, a co-defendant of mine. And we know each other from that acquaintance. And there was not anything discriminatory toward this case mentioned at that time.
Q. I want you to relate to me exactly what the conversation was which took place down in the bull pen.
A. The words, you mean?
Q. As close as you can recall.
A. Mr. Peruto asked did I intend to hurt him.
Q. Mr. Peruto said what?
A. He asked me did I intend to hurt him on this trial here. And I told him I would do what was necessary. And I think he asked me why. And I said that it was a matter of principle, according to my code of ethics, that I partake of this trial truthfully, and that I would.
However, I expressed my regrets that he was attorney for the opposition in this case.
[334] And we spoke somewhat about the other case, you know, in which we was victorious. And it became plain, neither one of us was going to give any information regarding this case at hand. And Mr. Peruto just told me it wasn’t nothing personal.
Q. Mr. Peruto told you what?
A. There wasn’t nothing personal, but he was going to tear me down on cross-examination. That’s what he is supposed to do if he can. And that was the extent of the conversation.
Q. Was there any reference to any future activities on his part or on your part?
A. What do you mean?
Q. Was there any threat to do something in the future, any promise to do something in the future? Was this conversation and discussion in a conversational tone? Were there others present who heard it?
A. No, there was no one present but him and I. It was not a heated argument. We just sat and talked.
Q. I asked, was there any promise or threats.
A. There was no promises. There was no threats.
Q. Is what you have related the full and complete conversation which you had down there?
A. I recall Mr. Peruto saying that he paid his debts. And I suppose that would be determined—that could be determined in many respects.
Q. How did the phrase, he would pay his debts, come up?
A. To my recollection, I cannot adequately describe at what stage that came up.
Q. What did the phrase, “he pays his debts” mean to you?
A. Well, to me it means that if I was to become lenient in my testimony or somewhat helpful toward him that I would be reimbursed for my services. But that is not to say that’s what he meant. He could have meant something totally different.

[335] Following Mr. Worthy’s testimony, the Court asked to see counsel in chambers, prompting the following exchange:

Mr. Peruto: Before we go in chambers, could I ask a question?
The Court: Mr. Peruto, I don’t think it would be appropriate under the circumstances in this proceeding.
The Witness: Excuse me, Your Honor. Did he just ask you could he ask me a question?
The Court: Yes.
The Witness: I may have made a mistake in something I said. I would appreciate if you would let him ask me the question, because I don’t want to incriminate Mr. Peruto. He should be given a chance to defend himself, if I said something wrong. I don’t have any objection to him questioning me.
The Court: Mr. Worthy, that may be correct, but the Court says there will be no questions asked.

The Court did confer with counsel in chambers and, after returning to the courtroom, stated that it was declaring a mistrial and that the case would be rescheduled for trial at a later date. The appellants’ subsequent Application to Bar Reprosecution was denied by the trial court and this appeal followed.1

[336] Pennsylvania Rule of Criminal Procedure 1118(b) provides that:

When an event prejudicial to the defendant occurs during trial only the defendant may move for a mistrial; the motion shall be made when the event is disclosed. Otherwise, the trial judge may declare a mistrial only for reasons of manifest necessity.

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Commonwealth v. Bradley, 457 A.2d 911, 311 Pa. Super. 330 (Pa. Ct. App. 1983).

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Commonwealth v. Bradley
457 A.2d 911 (Superior Court of Pennsylvania, 1983)