Commonwealth v. Shaffer

288 A.2d 727, 447 Pa. 91, 77 A.L.R. 3d 1124, 1972 Pa. LEXIS 511
CourtSupreme Court of Pennsylvania
DecidedMarch 20, 1972
DocketAppeals, Nos. 67 and 68
StatusPublished
Cited by212 cases

This text of 288 A.2d 727 (Commonwealth v. Shaffer) is published on Counsel Stack Legal Research, covering Supreme Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Commonwealth v. Shaffer, 288 A.2d 727, 447 Pa. 91, 77 A.L.R. 3d 1124, 1972 Pa. LEXIS 511 (Pa. 1972).

Opinions

Opinion by

Mr. Justice Eagen,

On October 23, 1968, the residences of Edith N. Caroll and Wilhelmina Madden in Delaware County were broken into and ransacked. In each instance various pieces of valuable jewelry were stolen. Subsequently, Frank J. Crutchley, Joseph E. Shaffer, Michael P. Dougherty and John A. Shaffer were arrested and charged with committing these burglaries. The four were later jointly indicted in bills charging burglary of the two residences, larceny and receiving stolen goods, conspiracy and possession of burglary tools.

On June 30, 1969, Crutchley, Dougherty and Joseph E. Shaffer were brought to trial on the indictments before a jury (John A. Shaffer was then unavailable) and during the trial, the court on its own motion, and over defendants’ objection, declared a mistrial.1

[95]*95The defendants brought to trial initially were retried on the same indictments on October 8th, and in [96]*96this trial John A. Shaffer was joined as a defendant. The defendants were convicted by the jury of all charges except that of possession of burglary tools, to which the court sustained demurrers at the close of the Commonwealth’s evidence. Following the denial of post trial motions, prison sentences were imposed. Crutchley and John A. Shaffer filed appeals in the Superior Court and the judgments were affirmed without opinion. We granted allocatur.

Crutchley Appeal No. 67

The . only issue in connection with this appeal requiring discussion is whether or not Crutchley’s rights under the Fifth Amendment Double Jeopardy Clause, as applied to the states by Benton v. Maryland, 395 U.S. 784, 89 S. Ct. 2056 (1969), were violated when he was forced to trial for the second time for the same offense. The question evolves to this: Under what circumstances is retrial precluded when the initial trial is aborted prior to verdict without the defendant’s consent and over his objection?

In answering this question, we look for guidance to the line of cases which has developed in the United States Supreme Court. The benchmark decision in this area is United States v. Perez, 22 U.S. (9 Wheat.) 579 (1824), wherein the following language was employed: “We think, that in all cases of this nature the law has invested Courts of justice with the authority to discharge a jury from giving any verdict, whenever, in their opinion, taking all the circumstances into consideration, there is a manifest necessity for the act, or the ends of public justice would otherwise be defeated. They are to exercise a sound discretion on the subject; and it is impossible to define all the circumstances, which would render it proper to interfere. To be sure, the power ought to be used with the greatest caution, [97]*97under urgent circumstances, and for very plain and obvious causes; and, in capital cases especially, Courts should be extremely careful how they interfere with any of the chances of life, in favor of the prisoner. But, after all, they have the right to order the discharge; and the security which the public have for the faithful, sound, and conscientious exercise of the discretion, rests, in this, as in other cases, upon the responsibility of the Judges, under their oaths of office.” Id. at 580. Mr. Justice Story for the majority therein developed the manifest necessity doctrine which in certain cases allows the trial judge to declare a mistrial without jeopardy attaching. Since 1824, the Supreme Court has consistently expanded on this theme. The classic example of properly declaring a mistrial without jeopardy attaching is where the jury is unable to agree. United States v. Prez, supra; Keerl v. Montana, 218 U.S. 135, 29 S. Ct. 469 (1909) ; Dreyer v. Illinois, 187 U.S. 71, 23 S. Ct. 28 (1902); Logan v. United States, 144 U.S. 263, 12 S. Ct. 617 (1892). The Court has also held that tactical problems of an army in the field justified the withdrawal of a court martial proceeding and the commencement of another. Wade v. Hunter, 336 U.S. 684, 69 S. Ct. 834 (1949). It also ruled that discovery by the judge during a trial that a member of the jury was biased pro or con was sufficient to warrant the jury’s discharge. Thompson v. United States, 155 U.S. 271, 15 S. Ct. 73 (1894) ; Simmons v. United States, 142 U.S. 148, 12 S. Ct. 171 (1891). See also, Commonwealth v. Ferguson, 446 Pa. 24, 285 A. 2d 189 (1971); Commonwealth v. Richbourg, 442 Pa. 147, 275 A. 2d 345 (1971).

Although the Court has expanded on the manifest necessity concept, it has refused to develop any categories or hard and fast rules, rather the Court has consistently evaluated the problems on a case by case basis. [98]*98But, the Court has been very strict in its application of the principle as can be seen from the following language: “The discretion to discharge the jury before it has reached a verdict is to be exercised ‘only in very extraordinary and striking circumstances’, to use the words of Mr. Justice Story in United Staes v. Coolidge, 25 Fed. Cas. 622, 623. For the prohibition of the Double Jeopardy Clause is ‘not against being twice punished, but against being twice put in jeopardy’. United States v. Ball, 163 U.S. 622, 669, 16 S. Ct. 1192, 1194.” Downum v. United States, 372 U.S. 734, 736, 83 S. Ct. 1033, 1034 (1963). Moreover, the Court went on to note: “We resolve any doubt ‘in favor of the liberty of the citizen, rather than exercise what would be an unlimited, uncertain and arbitrary judicial discretion’.” Id. at 738, 83 S. Ct. at 1035-36. Thus, over the years the extent of the Court’s guidance has to be found from general statements of policy.

In 1961, the Court seemingly broke with past precedent and in a five to four decision started to develop a new theory upon which to examine abuse of discretion. In Gori v. United States, 367 U.S. 364, 81 S. Ct. 1523 (1961), the Court, although speaking in terms of manifest necessity, bottomed its decision on whether the trial judge was acting “in the sole interest of the defendant.”

In Gori, the defendant was brought to trial, and early in the proceedings, the trial judge on his own motion declared a mistrial because he felt that questions by the district attorney might convey to the jury knowledge of other crimes on the part of the defendant. Mr. Justice Frankfurter, apparently recognizing that this came close to an “abuse of discretion”, chose to base his decision on the fact that the judge’s sole interest was to protect the defendant, thus it was not double jeopardy.

[99]*99The majority’s decision that this was not double jeopardy immediately came under attack from four members of the Court in a dissent.

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Bluebook (online)
288 A.2d 727, 447 Pa. 91, 77 A.L.R. 3d 1124, 1972 Pa. LEXIS 511, Counsel Stack Legal Research, https://law.counselstack.com/opinion/commonwealth-v-shaffer-pa-1972.