Com. v. Ungard, T.

CourtSuperior Court of Pennsylvania
DecidedOctober 4, 2021
Docket1394 MDA 2020
StatusUnpublished

This text of Com. v. Ungard, T. (Com. v. Ungard, T.) is published on Counsel Stack Legal Research, covering Superior Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Com. v. Ungard, T., (Pa. Ct. App. 2021).

Opinion

J-A16034-21

NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37

COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF : PENNSYLVANIA : v. : : : THOMAS H. UNGARD JR. : : Appellant : No. 1394 MDA 2020

Appeal from the Judgment of Sentence Entered October 12, 2011 In the Court of Common Pleas of Lycoming County Criminal Division at No(s): CP-41-CR-0001398-2007

BEFORE: KUNSELMAN, J., McCAFFERY, J., and STEVENS, P.J.E.*

MEMORANDUM BY STEVENS, P.J.E.: FILED: OCTOBER 4, 2021

Appellant, Thomas H. Ungard, Jr., appeals from the judgment of

sentence entered in the Court of Common Pleas of Lycoming County on two

counts of Tampering with Public Records. Herein, Appellant contends the

court erroneously denied his motion to dismiss all charges for what he argues

was the Commonwealth’s impermissible failure to meet the prompt trial

requirements of Pennsylvania Rule of Criminal Procedure 600. After careful

review, we affirm.

The relevant facts and procedural history of this appeal are as follows.

Appellant served as coordinator for the Lycoming County Drug Task Force (“Task Force”), which frequently obtained vehicles through criminal and/or civil forfeiture. In July 2006, the District Attorney learned that Appellant and the Williamsport police chief went on a personal trip to Canada in a forfeited vehicle. When confronted, Appellant paid restitution to the Task Force in an ____________________________________________

* Former Justice specially assigned to the Superior Court. J-A16034-21

amount equal to the fair market rental value of the vehicle. The Lycoming County District Attorney removed Appellant as coordinator of the Task Force and referred the case to the Attorney General of Pennsylvania for possible prosecution.

The Attorney General's investigation revealed that, on two occasions, Appellant engaged in simulated sales fn1 of two forfeited vehicles. Appellant and Adrian Heffley (“Heffley”) completed MV- 4ST forms which made it appear as though the forfeited vehicles were transferred initially to Heffley and, thereafter, to members of Appellant's family.fn2 During the investigation, Appellant asked or encouraged Heffley to lie to investigators by stating that he bought the vehicles, performed maintenance thereon, and then resold the vehicles to Appellant's family members listed on the MV-4ST forms.

fn1 See Black's Law Dictionary, 1366 (8th Ed. 1990) (“A sale in which no price or other consideration is paid or intended to be paid, and in which there is no intent to actually transfer ownership.”).

Appellant knew Heffley was a mechanic at a garage fn2

where Appellant had repair work performed.

On September 25, 2007, the Commonwealth charged Appellant via criminal information with five counts of tampering with public records or information (“tampering”),fn3 four counts of theft by failure to make required disposition of funds (“theft”),fn4 conspiracy to commit tampering,fn5 obstructing the administration of law or other governmental function (“obstruction”),fn6 and conflict of interest.fn7

The trial court dismissed four counts of tampering and one count of theft for failure to make a prima facie showing that Appellant committed those offenses. The trial court also denied the Commonwealth leave to amend the criminal information and suppressed certain evidence.

Later, the Commonwealth [filed an interlocutory appeal by right, asserting the trial court’s order substantially impaired its ability to prosecute]. This Court reversed the dismissal of the tampering and theft charges, reversed the decision barring the

-2- J-A16034-21

Commonwealth from filing an amended criminal information, affirmed the suppression ruling, and remanded for further proceedings. See Commonwealth v. Ungard, 15 A.3d 540 (Pa. Super. 2010) (unpublished memorandum).

fn3 18 Pa.C.S.A. § 4911(a)(1), (a)(3).

fn4 18 Pa.C.S.A. § 3927(a).

fn5 18 Pa.C.S.A. §§ 903, 4911.

fn6 18 Pa.C.S.A. § 5101.

fn7 18 Pa.C.S.A. § 1103(a).

On remand, Appellant waived his right to counsel and [elected to represent] himself at trial. [On December 7, 2010, Appellant filed a pretrial Motion to Dismiss pursuant to Pa.R.Crim.P. 600. The trial court held a hearing on this motion on April 29, 2011, and it denied the motion by Opinion and Order docketed on June 3, 2011].

On July 22, 2011, a jury convicted Appellant of two counts of tampering and obstruction. Appellant requested the assistance of counsel during post-trial proceedings, including direct appeal. The trial court denied that request and, on October 12, 2011, sentenced Appellant to an aggregate term of 18 months' probation. This Court affirmed the judgment of sentence and our Supreme Court denied allowance of appeal. Commonwealth v. Ungard, 68 A.3d 367, 2013 WL 11279623 (Pa. Super. 2013) (unpublished memorandum), appeal denied, 77 A.3d 1260 (Pa. 2013). Appellant did not begin serving his probationary term after our Supreme Court denied allowance of appeal but the record does not explain the reason for this delay.

On August 8, 2014, Appellant filed a pro se PCRA petition. The PCRA court appointed counsel who filed an amended petition. Thereafter, the PCRA court granted in part and denied in part Appellant's PCRA petition. It reinstated Appellant's direct appellate rights, together with his right to file a post-sentence motion, nunc pro tunc. It denied relief on Appellant's remaining claims. On February 9, 2017, Appellant filed a post-sentence motion. On July 6, 2017, the trial court denied that motion.

-3- J-A16034-21

[Appellant filed a direct appeal, and this Court reversed judgment of sentence as it pertained to Appellant’s conviction on the charge of obstruction, which under the Crimes Code requires evidence of obstructing in the prosecution of “another” rather than in one’s own prosecution. In all other respects, the court affirmed judgment of sentence and relinquished jurisdiction.

Commonwealth v. Ungard, No. 1209 MDA 2017, 2019 WL 1057350, at **1–

6 (Pa. Super. Ct. Mar. 6, 2019) (unpublished memorandum).

Appellant’s judgment of sentence became final on April 5, 2019, when

thirty days expired without his filing a petition for allowance of appeal with the

Pennsylvania Supreme Court pursuant to Pa.R.A.P. 1113(a). See 42 Pa.C.S.

§ 9545(b)(3). He timely filed his first PCRA petition on November 8, 2019,

and asserted that the trial court had denied him his right to counsel when it

precluded him from relitigating with the assistance of counsel any issues that

Appellant had previously litigated in his pro se post sentence motion. Among

those issues was a challenge to the trial court’s dismissal of his pro se Rule

600 motion.1 After conducting a hearing on the matter, the PCRA court

reinstated Appellant’s post-sentence motion rights and his direct appeal rights

nunc pro tunc.

On April 6, 2020, Appellant filed a post sentence motion nunc pro tunc

asserting the trial court had erred in entering its 2011 Order denying his Rule

600 motion to dismiss all charges. In both Appellant’s post sentence motion ____________________________________________

1 Unless indicated otherwise, our references to Pa.R.Crim.P. 600 relate to the

version of the law that was rescinded effective July 1, 2013.

-4- J-A16034-21

and his subsequent brief submitted after a hearing on the matter, he set forth

what he contended was a timeline relevant to the Rule 600 issue, as follows:

Complaint Filed: June 12, 2007

Mechanical 600 Run Date: June 12, 2008

[Appellant’s] Pretrial Motions Filed: Nov. 1, 2007

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