Cole v. Copan

CourtDistrict Court, District of Columbia
DecidedAugust 27, 2020
DocketCivil Action No. 2019-1070
StatusPublished

This text of Cole v. Copan (Cole v. Copan) is published on Counsel Stack Legal Research, covering District Court, District of Columbia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cole v. Copan, (D.D.C. 2020).

Opinion

UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA

DAVID COLE,

Plaintiff,

v. No. 19-cv-1070 (DLF) WALTER G. COPAN, Director, National Institute for Standards and Technology, et al.,

Defendants.

MEMORANDUM OPINION

David Cole brings this lawsuit against the National Institute for Standards and

Technology and its director, Walter G. Copan (collectively, NIST), under the Freedom of

Information Act, 5 U.S.C. § 552 et seq. (FOIA). Cole claims that NIST violated FOIA by

refusing to disclose, in response to his FOIA request, records of eight interviews concerning the

emergency response to the September 11, 2001 terrorist attacks. Compl., Dkt. 1. Before the

Court is the defendants’ Motion for Summary Judgment, Dkt. 9, and Cole’s Cross-Motion for

Summary Judgment and for Discovery in the Alternative, Dkt. 12. For the following reasons,

NIST’s motion is granted in part and denied in part, and Cole’s motion is denied in part.

I. BACKGROUND 1

On September 11, 2001, 2,749 people died in an attack on the World Trade Center;

among the dead were 421 emergency responders affiliated with the New York City Police

1 Where facts are undisputed, this opinion cites solely to NIST’s Statement of Undisputed Facts, Dkt. 9-2, unless otherwise noted. “In ruling on a motion for summary judgment, the Court may assume that facts identified by the moving party in its statement of material facts are admitted, unless such a fact is controverted . . . in [the non-moving party’s] opposition to the motion.”

1 Department (NYPD), the Fire Department of New York (FDNY), and other state and city

agencies, as well as private volunteers. Defs.’ Statement of Facts, Dkt. 9-2, ¶ 1. In 2002, NIST

began investigating the collapse of the World Trade Center buildings under the authority of the

National Construction Safety Team Act, 15 U.S.C. § 7301 et seq., a statute that empowers NIST

to investigate major building failures. Id. ¶¶ 2–4. Pursuant to an agreement with New York City

and the National Commission on Terrorist Acts Upon the United States (the 9/11 Commission),

NIST performed 116 first-person interviews with emergency responders, including 68 FDNY

firefighters, 25 NYPD officers, 15 employees of the Port Authority of New York and New

Jersey, and eight volunteers. Id. ¶¶ 7–8.

In these interviews, the responders described their experiences and answered questions

posed by NIST officials and the 9/11 Commission concerning emergency operations, building

issues, and safety problems. Id. ¶ 10. Although portions of these interviews concerned the

eyewitnesses’ firsthand observations of the collapse of the towers, the focus of the interviews

was the emergency response and the evacuation procedures. Fletcher Decl., Dkt. 9-3, ¶¶ 13–14;

Pl.’s Statement of Facts, Dkt. 12-2, ¶ 18. NIST later published multiple reports that cited and

quoted from notes taken during these interviews. Defs.’ Statement of Facts ¶¶ 11–12. On

January 26, 2010, then-Director of NIST Patrick Gallagher also issued a series of findings,

pursuant to section 7(c) of the National Construction Safety Team Act, concluding that the

disclosure of notes or other materials documenting NIST’s interviews with FDNY, NYPD, and

other New York City employees “would inhibit the voluntary provision of that type of

information in this and future investigations.” Id. ¶¶ 14–19.

Hawkins v. District of Columbia, No. 17-cv-1982, 2020 WL 601886, at *4 (D.D.C. Feb. 7, 2020) (internal quotation omitted).

2 On November 2, 2011, David Cole, a private citizen, submitted a FOIA request to NIST

for “[a]udio recordings of Interviews, and other records corresponding to footnote #’s 368

through 389” in one of the NIST reports (NC STAR 1-8) examining the emergency response

operations on 9/11. Correspondence, Dkt. 12-3, at 1; Pl.’s Statement of Facts ¶ 7. The 22

footnotes referenced in Cole’s request cite an August 2002 safety report by McKinsey &

Company as well as nine different interviews (identified as nos. 1, 3, 19, 45, 54, 110402,

2110402, 2041604, and 1041704) that occurred between fall 2002 and spring 2004. Defs.’

Statement of Facts ¶¶ 20–22. The agency searched desks, boxes, file cabinets, computers,

storage areas, a repository, and its audiotape collection for the records Cole requested. See

Fletcher Decl. Ex. 2 (Search Checklist); Defs.’ Statement of Facts ¶ 24. As a result of these

searches, the agency gathered nine sets of notes regarding the content of the interviews. Id. ¶ 27;

Fletcher Decl. ¶ 6. 2

On December 15, 2011, NIST sent Cole an interim response, supplying him with a link to

the publicly-available McKinsey report. Defs.’ Statement of Facts ¶ 26. NIST’s final response,

on June 12, 2012, released the notes from a single interview (no. 1) but redacted the job title of

the interviewee (a Port Authority employee). Id. ¶ 27; see Fletcher Decl. ¶¶ 27–30. NIST

withheld in full the notes from the other eight interviews, Defs.’ Statement of Facts ¶¶ 27–28,

relying on FOIA Exemption 3, section 7(c) of the National Construction Safety Team Act, and

Director Gallagher’s January 26, 2010 findings, id. ¶¶ 13–19, 28, 30. No audio recordings or

transcriptions of these interviews were ever produced to Cole or listed in the Vaughn Index of

withheld records. Pl.’s Statement of Facts ¶¶ 12, 21.

2 Although Cole asked for records regarding nine interviews, ten records are at issue because two different officials took notes during Interview 2041604. Defs.’ Statement of Facts ¶ 25. For simplicity, this opinion will refer to the two records of Interview 2041604 as a single unit.

3 Cole filed an administrative appeal of NIST’s decision on June 20, 2012. Compl. ¶¶ 11–

13. On April 16, 2013, NIST denied this appeal, relying on Exemption 3 to withhold seven of

the eight sets of notes. Pl.’s Statement of Facts ¶¶ 15–17. NIST acknowledged, however, that its

June 12, 2012 final response had wrongly applied Director Gallagher’s January 26, 2010

findings to one responsive record: an interview (#1041704) with an employee of Salomon Smith

Barney who had witnessed the collapse of the towers. 3 Pl.’s Statement of Facts ¶ 16; Compl.

¶¶ 14–15. Nonetheless, NIST withheld notes of the interview under FOIA Exemption 6, rather

than Exemption 3. Pl.’s Statement of Facts ¶ 17; Compl. ¶¶ 20–25; Correspondence at 10–11.

On April 16, 2019, Cole filed suit against NIST and Copan in the United States District

Court for the District of Columbia. See Compl. Cole seeks an injunction compelling NIST to

provide all of the requested records in full. Id. at 7. NIST moved for summary judgment on

November 21, 2019. See Defs.’ Mot. for Summ. J. Cole filed a cross-motion for summary

judgment and motion for discovery in the alternative on December 24, 2019. See Pl.’s Mot. for

Summ. J.

II. LEGAL STANDARDS

A. Motion for Summary Judgment

Rule 56 of the Federal Rules of Civil Procedure mandates that “[t]he court shall grant

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