Clinchfield Coal Company v. DOWCP

CourtCourt of Appeals for the Fourth Circuit
DecidedJanuary 15, 2026
Docket23-1667
StatusPublished

This text of Clinchfield Coal Company v. DOWCP (Clinchfield Coal Company v. DOWCP) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fourth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Clinchfield Coal Company v. DOWCP, (4th Cir. 2026).

Opinion

USCA4 Appeal: 23-1667 Doc: 47 Filed: 01/15/2026 Pg: 1 of 18

PUBLISHED

UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

No. 23-1667

CLINCHFIELD COAL COMPANY, c/o HealthSmart Casualty Claims Solutions,

Petitioner,

v.

DIRECTOR, OFFICE OF WORKERS’ COMPENSATION PROGRAMS, UNITED STATES DEPARTMENT OF LABOR; VERNON W. VANDERPOOL,

Respondents.

On Petition for Review of an Order of the Benefits Review Board. (22-0355 BLA)

Argued: October 21, 2025 Decided: January 15, 2026

Before WILKINSON, GREGORY, and BERNER, Circuit Judges.

Petition denied by published opinion. Judge Gregory wrote the opinion, in which Judge Wilkinson and Judge Berner joined.

ARGUED: Kendra R. Prince, PENN, STUART & ESKRIDGE, Abingdon, Virginia, for Petitioner. Mary Rachel Wolfe, WOLFE, WILLIAMS & AUSTIN, Norton, Virginia, for Respondents. ON BRIEF: Timothy W. Gresham, PENN, STUART & ESKRIDGE, Abingdon, Virginia, for Petitioner. USCA4 Appeal: 23-1667 Doc: 47 Filed: 01/15/2026 Pg: 2 of 18

GREGORY, Circuit Judge:

Vernon Vanderpool worked in underground coal mines for over two decades as a

roof bolter and later a section foreman. Some years after retiring due to a back injury,

Mr. Vanderpool began reporting progressive shortness of breath, wheezing, and other

respiratory symptoms that limited his exertion. He was eventually diagnosed with

pneumoconiosis (“black lung disease”). On August 15, 2014, Mr. Vanderpool filed a claim

with the U.S. Department of Labor (“DOL”), reporting that his respiratory ailments became

totally disabling and seeking compensatory benefits under the Black Lung Benefits Act

(“the Act”), 30 U.S.C. § 901 et seq.

In September 2016, a District Director of the DOL’s Office of Workers’

Compensation Programs issued a Proposed Decision and Order awarding benefits to

Mr. Vanderpool, and an Administrative Law Judge (“ALJ”) upheld that award. Clinchfield

Coal Company (“Clinchfield”), Mr. Vanderpool’s former employer, appealed to the DOL’s

Benefits Review Board (“Board”), which affirmed.

Clinchfield petitions this Court for review seeking to set aside Mr. Vanderpool’s

benefits award. Clinchfield challenges, as it did on its appeal to the Board, whether

substantial evidence supports the ALJ’s predicate finding of total disability, which

permitted invocation of the rebuttable presumption available to claimants under 30 U.S.C.

§ 921(c)(4). In doing so, Clinchfield raises two arguments. First, Clinchfield argues that

the ALJ misapplied 20 C.F.R. § 718.103(c) by crediting two pulmonary function tests that

Clinchfield contends did not satisfy regulatory quality standards. Second, it contends that

2 USCA4 Appeal: 23-1667 Doc: 47 Filed: 01/15/2026 Pg: 3 of 18

the ALJ failed to adequately explain why he credited certain medical opinions over others

as required by the Administrative Procedure Act, 5 U.S.C. § 557(c)(3)(A).

We disagree. Our review in black lung cases is highly deferential. Because the ALJ

applied the correct legal standards and substantial evidence supports his evaluation of the

pulmonary function tests and the medical opinion evidence, we affirm the Board’s decision

and deny Clinchfield’s petition for review.

I.

A.

After Mr. Vanderpool filed his claim in August 2014, DOL sponsored a pulmonary

evaluation conducted by Dr. Esther Ajjarapu. Dr. Ajjarapu concluded, on the basis of this

evaluation, that Mr. Vanderpool was “totally and completely disabled due in part to his work

in the mines.” J.A. 358.* This evaluation included a pulmonary function test (“PFT”)

administered by Dr. Ajjarapu on October 29, 2014. The District Director submitted that

study to Dr. Mohammed Ranavaya, a DOL-sponsored medical consultant, who

independently validated it as “acceptable.” J.A. 349. Throughout the years following,

Mr. Vanderpool underwent several other medical tests, including one PFT again administered

by Dr. Ajjarapu on February 23, 2018, but this time in the course of Mr. Vanderpool’s medical

treatment. Both the October 2014 and February 2018 tests produced qualifying values

under 20 C.F.R. § 718.204(b)(2)(i) and Appendix B to part 718, a point Clinchfield does

* Citations to the “J.A.” refer to the joint appendix filed by the parties in this appeal. 3 USCA4 Appeal: 23-1667 Doc: 47 Filed: 01/15/2026 Pg: 4 of 18

not dispute. See Pet’r Br. 7. Clinchfield contends, however, that the studies failed to satisfy

the applicable quality standards. See 20 C.F.R. § 718.103(c); id. pt. 718, app. B.

After presiding over a formal hearing in June 2020, an ALJ awarded benefits to

Mr. Vanderpool. In a thorough Decision and Order dated April 28, 2022, the ALJ credited the

October 2014 and February 2018 PFTs, along with Dr. Ajjarapu’s medical opinion, to find

that Mr. Vanderpool established a totally disabling pulmonary impairment and, after invoking

§ 921(c)(4), that he was entitled to benefits. Vanderpool v. Clinchfield Coal Co., No. 2017-

BLA-05067, at 37 (U.S. Dep’t of Lab., Off. of A.L.J. Apr. 28, 2022). The ALJ further found

that Clinchfield failed to rebut the § 921(c)(4) presumption of total disability. Id.

Clinchfield appealed to the Benefits Review Board, arguing that invoking the

§ 921(c)(4) presumption was error because substantial evidence did not support the ALJ’s

findings regarding both PFT validity and the ALJ’s weighing of medical opinions. The

Board disagreed with Clinchfield and affirmed the ALJ’s Decision and Order, holding that

the ALJ properly applied the regulatory standards in evaluating the PFTs and adequately

explained his weighing of the competing medical opinions. Vanderpool v. Clinchfield Coal

Co., BRB No. 22-0355, slip op. at 7–8 (U.S. Dep’t of Lab., Ben. Rev. Bd. Apr. 28, 2023).

Clinchfield timely petitioned this Court for review.

B.

The Black Lung Benefits Act aims “to provide benefits . . . to coal miners who are

totally disabled due to pneumoconiosis[.]” 30 U.S.C. § 901(a). Pneumoconiosis,

commonly known as black lung disease, is “a chronic dust disease of the lung and its

4 USCA4 Appeal: 23-1667 Doc: 47 Filed: 01/15/2026 Pg: 5 of 18

sequelae, including respiratory and pulmonary impairments, arising out of coal mine

employment.” Id. § 902(b).

To obtain benefits under the Act, a claimant ordinarily must prove by a

preponderance that (1) he has black lung disease in either its clinical or legal form; (2) the

black lung disease arose out of coal mine employment; (3) he is totally disabled by a

pulmonary or respiratory impairment; and (4) his black lung disease is a substantially

contributing cause of that total disability. W. Va. CWP Fund v. Bender, 782 F.3d 129, 133

(4th Cir. 2015); 20 C.F.R. §§ 725.202(d)(2), 718.204(c)(1).

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