Clinchfield Coal Company v. DOWCP

Court of Appeals for the Fourth Circuit·Decided January 15, 2026·No. 23-1667·Published

Opinion

PUBLISHED

UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

No. 23-1667

CLINCHFIELD COAL COMPANY, c/o HealthSmart Casualty Claims Solutions, Petitioner,

v.

DIRECTOR, OFFICE OF WORKERS’ COMPENSATION PROGRAMS, UNITED STATES DEPARTMENT OF LABOR; VERNON W. VANDERPOOL,

Respondents.

On Petition for Review of an Order of the Benefits Review Board. (22-0355 BLA)

Argued: October 21, 2025 Decided: January 15, 2026

Before WILKINSON, GREGORY, and BERNER, Circuit Judges.

Petition denied by published opinion. Judge Gregory wrote the opinion, in which Judge Wilkinson and Judge Berner joined.

ARGUED: Kendra R. Prince, PENN, STUART & ESKRIDGE, Abingdon, Virginia, for Petitioner. Mary Rachel Wolfe, WOLFE, WILLIAMS & AUSTIN, Norton, Virginia, for Respondents. ON BRIEF: Timothy W. Gresham, PENN, STUART & ESKRIDGE, Abingdon, Virginia, for Petitioner.

GREGORY, Circuit Judge:

Vernon Vanderpool worked in underground coal mines for over two decades as a roof bolter and later a section foreman. Some years after retiring due to a back injury, Mr. Vanderpool began reporting progressive shortness of breath, wheezing, and other respiratory symptoms that limited his exertion. He was eventually diagnosed with pneumoconiosis (“black lung disease”). On August 15, 2014, Mr. Vanderpool filed a claim with the U.S. Department of Labor (“DOL”), reporting that his respiratory ailments became totally disabling and seeking compensatory benefits under the Black Lung Benefits Act (“the Act”), 30 U.S.C. § 901 et seq.

In September 2016, a District Director of the DOL’s Office of Workers’

Compensation Programs issued a Proposed Decision and Order awarding benefits to Mr. Vanderpool, and an Administrative Law Judge (“ALJ”) upheld that award. Clinchfield Coal Company (“Clinchfield”), Mr. Vanderpool’s former employer, appealed to the DOL’s Benefits Review Board (“Board”), which affirmed.

Clinchfield petitions this Court for review seeking to set aside Mr. Vanderpool’s benefits award. Clinchfield challenges, as it did on its appeal to the Board, whether substantial evidence supports the ALJ’s predicate finding of total disability, which permitted invocation of the rebuttable presumption available to claimants under 30 U.S.C. § 921(c)(4). In doing so, Clinchfield raises two arguments. First, Clinchfield argues that the ALJ misapplied 20 C.F.R. § 718.103(c) by crediting two pulmonary function tests that Clinchfield contends did not satisfy regulatory quality standards. Second, it contends that

the ALJ failed to adequately explain why he credited certain medical opinions over others as required by the Administrative Procedure Act, 5 U.S.C. § 557(c)(3)(A).

We disagree. Our review in black lung cases is highly deferential. Because the ALJ applied the correct legal standards and substantial evidence supports his evaluation of the pulmonary function tests and the medical opinion evidence, we affirm the Board’s decision and deny Clinchfield’s petition for review.

I.

A.

After Mr. Vanderpool filed his claim in August 2014, DOL sponsored a pulmonary evaluation conducted by Dr. Esther Ajjarapu. Dr. Ajjarapu concluded, on the basis of this evaluation, that Mr. Vanderpool was “totally and completely disabled due in part to his work in the mines.” J.A. 358.* This evaluation included a pulmonary function test (“PFT”) administered by Dr. Ajjarapu on October 29, 2014. The District Director submitted that study to Dr. Mohammed Ranavaya, a DOL-sponsored medical consultant, who independently validated it as “acceptable.” J.A. 349. Throughout the years following, Mr. Vanderpool underwent several other medical tests, including one PFT again administered by Dr. Ajjarapu on February 23, 2018, but this time in the course of Mr. Vanderpool’s medical treatment. Both the October 2014 and February 2018 tests produced qualifying values under 20 C.F.R. § 718.204(b)(2)(i) and Appendix B to part 718, a point Clinchfield does

*

Citations to the “J.A.” refer to the joint appendix filed by the parties in this appeal.

not dispute. See Pet’r Br. 7. Clinchfield contends, however, that the studies failed to satisfy the applicable quality standards. See 20 C.F.R. § 718.103(c); id. pt. 718, app. B.

After presiding over a formal hearing in June 2020, an ALJ awarded benefits to Mr. Vanderpool. In a thorough Decision and Order dated April 28, 2022, the ALJ credited the October 2014 and February 2018 PFTs, along with Dr. Ajjarapu’s medical opinion, to find that Mr. Vanderpool established a totally disabling pulmonary impairment and, after invoking § 921(c)(4), that he was entitled to benefits. Vanderpool v. Clinchfield Coal Co., No. 2017- BLA-05067, at 37 (U.S. Dep’t of Lab., Off. of A.L.J. Apr. 28, 2022). The ALJ further found that Clinchfield failed to rebut the § 921(c)(4) presumption of total disability. Id.

Clinchfield appealed to the Benefits Review Board, arguing that invoking the § 921(c)(4) presumption was error because substantial evidence did not support the ALJ’s findings regarding both PFT validity and the ALJ’s weighing of medical opinions. The Board disagreed with Clinchfield and affirmed the ALJ’s Decision and Order, holding that the ALJ properly applied the regulatory standards in evaluating the PFTs and adequately explained his weighing of the competing medical opinions. Vanderpool v. Clinchfield Coal Co., BRB No. 22-0355, slip op. at 7–8 (U.S. Dep’t of Lab., Ben. Rev. Bd. Apr. 28, 2023).

Clinchfield timely petitioned this Court for review.

B.

The Black Lung Benefits Act aims “to provide benefits . . . to coal miners who are totally disabled due to pneumoconiosis[.]” 30 U.S.C. § 901(a). Pneumoconiosis, commonly known as black lung disease, is “a chronic dust disease of the lung and its

sequelae, including respiratory and pulmonary impairments, arising out of coal mine employment.” Id. § 902(b).

To obtain benefits under the Act, a claimant ordinarily must prove by a preponderance that (1) he has black lung disease in either its clinical or legal form; (2) the black lung disease arose out of coal mine employment; (3) he is totally disabled by a pulmonary or respiratory impairment; and (4) his black lung disease is a substantially contributing cause of that total disability. W. Va. CWP Fund v. Bender, 782 F.3d 129, 133 (4th Cir. 2015); 20 C.F.R. §§ 725.202(d)(2), 718.204(c)(1).

Alternatively, the Act also offers two statutory presumptions that, if invoked, alter the claimant’s burden of proof on some or all elements in the four-part default rule above. See 30 U.S.C. § 921(c)(3), (4); 20 C.F.R. §§ 718.304, 718.305. For one, if a claimant establishes complicated pneumoconiosis, he is entitled to an irrebuttable presumption of total disability caused by black lung disease under 30 U.S.C. § 921(c)(3). See also 20 C.F.R. § 718.304. The parties agree that Mr. Vanderpool cannot satisfy the elements required to invoke the § 921(c)(3) presumption.

If the claimant cannot invoke the § 921(c)(3) irrebuttable presumption, he may instead invoke the rebuttable fifteen-year presumption in § 921(c)(4). See 20 C.F.R. § 718.305. Under that provision, a miner who (1) has at least fifteen years of qualifying coal mine employment and (2) establishes a totally disabling respiratory or pulmonary impairment is presumed to be totally disabled due to black lung disease. 30 U.S.C. § 921(c)(4); 20 C.F.R. § 718.305(b)(1); Bender, 782 F.3d at 133–35. If invoked, the presumption supplies the remaining elements of entitlement, subject to the employer’s

rebuttal. Thereafter, the burden shifts to the employer to rebut by proving either that the miner has neither clinical nor legal pneumoconiosis, or that “no part of the miner’s respiratory or pulmonary total disability was caused by” black lung disease. 20 C.F.R. § 718.305(d)(1); Bender, 782 F.3d at 133–35.

Free access — add to your briefcase to read the full text and ask questions with AI

Clinchfield Coal Company v. DOWCP, (4th Cir. 2026).

Clinchfield Coal Company v. DOWCP (Clinchfield Coal Company v. DOWCP) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related