Cleveland v. Garvin

8 Am. Tribal Law 21
Ho-Chunk Nation Trial Court·Decided February 2, 2009·No. No. CV 08-36·Published·Cited by 1 cases

Opinion

[22]*22ORDER (Denying Motion to Quash)

TODD R. MATHA, Chief Judge.

INTRODUCTION

The Court must determine whether to grant the defendants’ motion to quash. The defendants assert that the individuals subpoenaed to appear at a deposition maintain sovereign immunity from suit. The Court disagrees with this assertion as a principle of law, and furthermore holds that the defendants have not effectively pled a defense of official immunity.

PROCEDURAL HISTORY

The Court recounts the procedural history in significant detail within its previous judgment. Order (Regarding Disc.), CV 08-36 (HCN Tr. Ct., Jan. 6, 2009) at 1-2. For purposes of this decision, the Court notes that the defendants, by and through Legislative Counsel Huma Alisan, informed the Court on January 8, 2009, that it had served discovery requests upon three (3) Executive Branch employees. Def. ⅛ [sic ] Reg. for Interrogs. & Def. ⅛ [sic ] Regs, for Docs., CV 08-36 (Jan. 8, 2009); see also Ho-Chunk Nation Rules of Civil Procedure (hereinafter HCN R. Civ. P.), Rules 32, 34. Also on January 8, 2009, the defendants requested that the Court issue two (2) Subpoena(s) to Appear for Deposition and a Subpoena, Duces Tecum. See Order (Regarding Disc.) at 7-9; see also HCN R. Civ. P. 33. The plaintiff, by and through Attorney Mark L. Goodman, likewise submitted four (4) Subpoena(s) to Appear for Deposition on January 12, 2009.1 Id.

However, on January 16, 2009, the defendants filed the Motion to Quash Subpoena for Representative Garvin, Green-grass, Decorah & Judge Thompson & Motion to Dismiss (hereinafter Motion to Quash and Motion to Dismiss, respectively) accompanied by Defendant’s [sic ] Brief in Support of Motion to Quash & Motion to Dismiss (hereinafter Defendants’ Brief). See HCN R. Civ. P. 18. Consequently, the Court issued its January 19, 2009 Order (Motion Hearing) and Notice(s) of Hearing, which informed the parties of the date, time and location of the Motion Hearing.2 On January 23, 2009, the plaintiff submitted a Reply to [23]*23Defendants Motion to Quash & to Dismiss, See HCN R. Cm P. 19(B).

The Court convened the Motion Hearing on January 27, 2009 at 8:30 a.m. CST. The following parties appeared at the Hearing: Gerald L. Cleveland, Jr., plaintiff; Attorney Mark L. Goodman, plaintiffs counsel; and Legislative Counsel Huma Ahsan, defendants’ counsel. The Court announced a decision from the bench, and the defendants expressed an intent to appeal the judgment.3 Mot. Hr’g (LPER, Jan. 27, 2009, 09:19:01, 09:26:49 CST).

APPLICABLE LAW

CONSTITUTION OF THE HO-CHUNK NATION

Art. IV—General Council

Sec. 2. Delegation of Authority. The General Council hereby authorizes the legislative branch to make laws and appropriate funds in accordance with Article V. The General Council hereby authorizes the executive branch to enforce the laws and administer funds in accordance with Article VI. The General Council hereby authorizes the judicial branch to interpret and apply the laws and Constitution of the Nation in accordance with Article VII.

Art. V—Legislature

Sec. 2. Powers of the Legislature. The Legislature shall have the power:

(b) To establish Executive Departments, and to delegate legislative power's to the Executive Branch to be administered by such Departments, in accordance with the law; any Department established by the Legislature shall be administered by the Executive; the Legislature reserves the power to review any action taken by virtue of such delegated power;
(d) To authorize expenditures by law and appropriate funds to the various Departments in an annual budget;

Sec. 13. Budget. The Legislature shall enact an annual budget. The budget shall include an appropriation of operating funds for each branch of government. The Legislature shall not appropriate funds which have not been authorized by law. No item shall be included in the budget if it is not authorized by law.

Art. VI—Executive

Sec. 2. Powers of the President. The President shall have the power:

(a) To executed and administer the laws of the Ho-Chunk Nation;
(d) To administer all Departments, boards, and committees created by the Legislature;

Art. VII—Judiciary

Sec. 4. Powers of the Judiciary. The judicial power of the Ho-Chunk Nation shall be vested in the Judiciary. The Judiciary shall have the power to interpret and apply the Constitution and law's of the Ho-Chunk Nation.

Sec. 5. Jurisdict ion of the Judiciary.

(a) The Trial Court shall have original jurisdiction over all cases and controversies, both criminal and civil, in law or in equity, arising under the Constitution, laws, customs and traditions of the Ho-Chunk Nation, including cases in which the Ho-Chunk Nation, or its officials and employees, shall be a party. Any such case or controversy arising within [24]*24the jurisdiction of the Ho-Chunk Nation shall be filed in the Trial Court before it is filed in any other court. This grant of jurisdiction by the .General Council shall not be construed to be a waiver of the Nation’s sovereign immunity.

Art. XII—-Sovereign Immunity

Sec. 1. Immunity of Nation from Suit. The Ho-Chunk Nation shall be immune from suit except to the extent that the Legislature expressly waives its sovereign immunity, and official and employees of the Ho-Chunk Nation acting within the scope of their duties or authority shall be immune from suit.

Sec. 2. Suit Against Officials and Employees. Officials and employees of the Ho-Chunk Nation who act beyond the scope of their duties or authority shall be subject to suit in equity only for declaratory and non-monetary injunctive relief in Tribal Court by persons subject to its jurisdiction for purposes of enforcing rights and duties established by this constitution or other applicable laws.

HO-CHUNK NATION DEPARTMENT OF JUSTICE ESTABLISHMENT & ORGANIZATION ACT OF 2001, 1 HCC § 8

Subsec. 4. Functions. The Department of Justice shall:

a. Defend the sovereignty of the Nation.
b. Provide expert legal advice and competent representation for all Branches of the Nation on those matters that concern the Nation’s interests and welfare.
c. Represent the Nation in Tribal, State, and Federal forums.

TRIAL CLAIMS ACT OF 2000, 2 HCC § 17

Subsec, 2. Purpose.

c. An administrative claims procedure that requires the presentation of a claim to an administrative body, before entering into negotiations with the Legislature, will reduce litigation against the Nation, protect the Nation’s assets, and expedite the payment of legitimate claims and money damages due to governmental entities arising from breaches of compact, contract or the negligent acts of the Nation’s employees.

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Cleveland v. Garvin, 8 Am. Tribal Law 21 (hochunkct 2009).

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