Clean Harbors Environmental Services, Inc. v. Alexis M. Herman, Secretary, United States Department of Labor and Thomas Dutkiewicz, Intervenor

146 F.3d 12, 1998 CCH OSHD 31,582, 14 I.E.R. Cas. (BNA) 14, 1998 U.S. App. LEXIS 12707, 1998 WL 293060
CourtCourt of Appeals for the First Circuit
DecidedJune 10, 1998
Docket97-2083
StatusPublished
Cited by26 cases

This text of 146 F.3d 12 (Clean Harbors Environmental Services, Inc. v. Alexis M. Herman, Secretary, United States Department of Labor and Thomas Dutkiewicz, Intervenor) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Clean Harbors Environmental Services, Inc. v. Alexis M. Herman, Secretary, United States Department of Labor and Thomas Dutkiewicz, Intervenor, 146 F.3d 12, 1998 CCH OSHD 31,582, 14 I.E.R. Cas. (BNA) 14, 1998 U.S. App. LEXIS 12707, 1998 WL 293060 (1st Cir. 1998).

Opinion

LYNCH, Circuit Judge.

Thomas Dutkiewicz was fired by his employer, Clean Harbors Environmental Services, Inc., after he repeatedly complained he felt his supervisors were pressuring him to violate Department of Transportation (“DOT”) fegulations for hauling hazardous materials, and that he would not do that. The company said he was fired because customers complained about his abrasive manner. Dutkiewicz complained to the company that he had been unfairly and unlawfully terminated. The company rehired Dutkiew-icz for a different position, kept him on a short leash, and fired him three months later.

Dutkiewicz filed a complaint with the U.S. Department of Labor under the employee protection provisions of the Safety Transportation Assistance Act of 1982 (“STAA”), 49 U.S.C. § 31105, claiming both his employment terminations were in retaliation for his safety complaints and his refusal to violate federal regulations. The Administrative Law Judge (“ALJ”), in a recommended decision and order, found in favor of Dutkiewicz and awarded back pay, reinstatement, and compensatory damages. The Administrative Review Board (“ARB”) affirmed the ALJ’s recommendation and also upheld the damages award. Clean Harbors petitions for review to this court, raising one pure issue of law and arguments that the ARB decision is not supported by substantial evidence.

When an employee has “filed a complaint or begun a proceeding,” the STAA, 49 U.S.C. § 31105(a)(1)(A), protects that employee from retaliatory adverse employment actions. The question of law, one of first impression in this court, is whether this section protects an employee who has filed purely intracorpo-rate complaints about alleged violations of federal law. We agree with the ARB’s interpretation that it does. We also find that substantial evidence supports the ARB’s findings that Dutkiewicz in fact “filed” such internal complaints, and that his employment terminations were causally related to that protected activity.

I.

A Factual Background

Clean Harbors is an environmental services company based in Braintree, Massachusetts. Its services include treating, storing, hauling, and disposing of hazardous waste. Dutkiewicz began working for Clean Harbors as a truck driver in August of 1993, out of the company’s service center in New Britain, Connecticut. Dutkiewicz’ primary duty was to haul hazardous waste between the customers’ facilities and Clean Harbors’ treatment plant in Bristol, Connecticut. This job re *15 quired Dutkiewicz to inspect the waste containers for compliance with the law, to inventory, and to load the waste containers onto his truck before hauling them. All of these activities are governed by DOT and Environmental Protection Agency (“EPA”) regulations. If customers do not properly prepare their drums of waste for shipment, the driver must spend time at the customers’ facilities bringing the drums into compliance with the regulations. 1

When Dutkiewicz began working for Clean Harbors he received training on compliance with DOT regulations. Dutkiewicz also studied the regulations on his own, and had prior work experience in hauling hazardous materials. No one seriously questioned Dutkiew-iez’ familiarity with the various regulations that governed his work activities.

Thor Cheyne was the general manager of the New Britain service center during Dut-kiewiez’ initial tenure with Clean Harbors. Dutkiewicz reported to Cheyne, as well as to Dave Mills, who was Dutkiewicz’ job coordinator. 2 Peter Ferrio and Peter Doyle were customer account managers who dealt with the customers to whom Dutkiewicz was assigned. No single individual at the New Britain facility was specifically assigned the task of ensuring compliance with the environmental and safety regulations; 3 instead, each driver was individually responsible for ensuring regulatory compliance on his own jobs.

Soon after Dutkiewicz started working for Clean Harbors, the company began charging customers for “demurrage,” or extra time the drivers spent at the customers’ facilities filling out paperwork and bringing the shipments into compliance for hauling. Previously the customers were charged by the job, rather than by the amount of time the driver took to complete the job. After this new charge was imposed, several large-account customers began complaining about Dutkiew-icz. According to the company, the customers complained that he was taking too much time at their facilities, second-guessing their shipment preparation, and costing them too much money. In turn, several of the New Britain personnel — Cheyne, Ferrio, and Doyle in particular — pressured Dutkiewicz to stop “wasting time” on site.

Dutkiewicz responded to this pressure saying the customers who complained were the ones who had the most problems with their shipments, and he took the extra time to bring their drums of hazardous waste into compliance before loading them on to his truck. Dutkiewicz stressed that it was his obligation to ensure regulatory compliance, that he personally could be put at risk, and he would not violate the law and endanger himself and others.

As the pressure to perform fast pick-ups continued, Dutkiewicz became increasingly frustrated with what he believed were demands to violate the law, and he decided to document the situation. In early January 1994, Dutkiewicz designed his own drum inspection form. The form listed all of the regulatory requirements and provided space for the driver to document whether the customer had complied with the requirements or whether the driver had to spend time fixing the shipments. Dutkiewicz gave copies to the customer service department and to Cheyne, and subsequently used the forms to document each of his pick-ups. Dutkiewicz hoped the forms would clarify why he was *16 spending time at the customers’ facilities and prove that he was not “wasting time.”

In early February 1994, Dutkiewicz received a six-month performance appraisal from Cheyne. Dutkiewicz’ overall performance was said to “meet expectations” and he was given a raise. In one of the “comments” sections, Cheyne wrote that “Tom’s thoroughness has raised several questions with customers as to his productivity. Tom should continue his quality in that it is quality that customers are buying from [Clean Harbors].”

In early March, in response to continued pressure from Cheyne and Ferrio to spend less time preparing drums, Dutkiewicz wrote a letter to Clean Harbors president Alan McKim. The letter stated, inter alia:

I would like to address when a bad drum is accepted. Clean Harbors and everybody else connected with the drum owns all the problems that go with it. Thor [Cheyne] didn’t know if it was a Tom [Dut-kiewicz] problem or a customer problem. ... So I designed a form for myself to show all concerned what the drums were like when I arrived on site, were the problems solved, and were any [drums] refused [by the driver].

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146 F.3d 12, 1998 CCH OSHD 31,582, 14 I.E.R. Cas. (BNA) 14, 1998 U.S. App. LEXIS 12707, 1998 WL 293060, Counsel Stack Legal Research, https://law.counselstack.com/opinion/clean-harbors-environmental-services-inc-v-alexis-m-herman-secretary-ca1-1998.