WISDOM, Circuit Judge:
In this case the district court found that Jim Garrison, District Attorney for the Parish of Orleans, Louisiana, in bad faith and for purposes of harassment brought a criminal prosecution for perjury against Clay Shaw. 328 F.Supp. 390 (1971). The court found that the prosecution would cause great and irreparable injury to Shaw and enjoined the district attorney and his staff “from further prosecution of the pending criminal action”. 328 F.Supp. at 404. We affirm: the findings were not clearly erroneous; they meet the “special circumstances” requirements of Younger v. Harris, 1971, 401 U.S. 37, 91 S.Ct. 746, 27 L.Ed.2d 669.
The district court held also that Title 42 U.S.C. § 1983 was an express exception to the anti-injunction statute, 28 U.S.C. § 2283. The Supreme Court has now confirmed the correctness of this view. Mitchum v. Foster, 407 U.S. 225, 92 S.Ct. 2151, 32 L.Ed.2d 705, 1972.
I. The Facts
Clay Shaw was active in business and civic affairs in New Orleans and for twenty years was Managing Director of the International Trade Mart, an organization for the promotion of business and cultural activities between New Orleans and foreign countries. The prosecution for perjury grew out of the State’s unsuccessful attempt to convict Shaw of conspiracy to assassinate President John F. Kennedy. The State charged that Shaw, who took the stand in his own defense, perjured himself when he denied having known either Lee Harvey Oswald or David Ferrie, the alleged co-conspirators in the assassination plot. The plaintiff relies, in part, on the fear of multiple prosecutions, that is, the first was for conspiracy to assassinate President Kennedy; the second was for perjury; a third and fourth may be in store for him. The district court agreed with the plaintiff.
Based on the facts showing the district attorney’s relentless harassment of Shaw, the trial judge could fairly infer that Shaw ran the risk of additional prosecutions. We feel, however, that it is unnecessary to go beyond the bad faith nature of the perjury prosecution to affirm the judgment. In reaching that conclusion we cannot ignore the first prosecution; that prosecution is an inseparable part of the factual
context within which the second prosecution should be considered. The perjury-charge was based on Shaw’s testimony in the conspiracy trial. Garrison’s theory of the assassination and the trial itself were widely publicized. Whatever ambitions he may have had as the man who solved the Kennedy assassination crumbled to bits when the jury came in with a verdict of “not guilty”.
On November 22, 1963, President John F. Kennedy was assassinated. Less than forty-eight hours later, Jack Ruby shot and killed the accused assassin, Lee Harvey Oswald. Oswald had spent the summer of 1963 in New Orleans. Learning of this, the district attorney for Orleans Parish conducted an investigation of Oswald’s activities in New Orleans. As a result of this investigation, David Ferrie, allegedly an acquaintance of Oswald’s, was arrested and turned over to the F.B.I. for questioning.
Ferrie died in February, 1967.
Not until November 1966 did Garrison resume his investigation of the Kennedy assassination. The resumption apparently was triggered by the release of the Warren Commission’s report on the assassination. Garrison testified at the hearing below that “the Federal Government had not been looking into it [the assassination] honestly, and that it had been a fake investigation . . . ”
Garrison first interviewed Shaw in connection with the investigation in December 1966. In his testimony in the district court Garrison offered no explanation for the initial interrogation of Shaw. On March 1, 1967, Shaw was arrested and charged with conspiracy to assassinate President Kennedy.
At the time of Shaw’s arrest, according to James L. Alcock, Garrison’s chief prosecuting attorney, the State’s only witness against Shaw was Perry Raymond Russo. Garrison learned about Russo, and found him in Baton Rouge, Louisiana, as the result of a newspaper article in which Russo was quoted as having made several statements concerning David Ferrie. After Assistant District Attorney Sciambra interviewed Russo in Baton Rouge, Garrison had Russo brought to New Orleans where he was given sodium pentothal, subjected to hypnosis, and again interrogated. Two days later, Shaw was arrested.
On March 1, 1969, a unanimous state court jury, after fifty-five minutes of deliberation, found Shaw not guilty of the charge that he conspired to assassinate President Kennedy. The verdict culminated a forty-day trial. On March 3, 1969, the next working day, Garrison signed an information charging Shaw with the crime of perjury. The information charged that Shaw perjured himself when, in testimony at the conspiracy trial, he denied having known David Ferrie or Lee Harvey Oswald.
II. The Proceedings Below
On January 18, 1971, the date of the state court perjury trial, Shaw applied to the United States District Court for the Eastern District of Louisiana for a temporary restraining order enjoining Garrison from prosecuting the perjury charge. Shaw invoked jurisdiction under 28 U.S.C. §§ 1343(3) and 1343(4) for a cause of action based on 42 U.S.C. §§ 1983 and 1985 and “under the Constitution of the United States”. Shaw alleged that he suffered and will continue to suffer “grave and irreparable injury” as the result of the state perjury prosecution brought in “bad faith” and “in furtherance of Garrison’s scheme of harassment and intimidation of [Shaw]”. The district court refused to issue a temporary restraining order, and Shaw applied to this Court for emergency relief. This Court ordered the district court to hold a hearing on Shaw’s request for injunctive relief. Meanwhile, the state case was continued until January 20, 1971. On remand, the dis
trict court issued a temporary restraining order pending a hearing on the preliminary injunction set for January 25, 1971.
The hearing lasted three: days. The district court received fifty-five exhibits and heard eighteen witnesses on behalf of Shaw. Garrison offered no proof.
III. The Ruling Below
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WISDOM, Circuit Judge:
In this case the district court found that Jim Garrison, District Attorney for the Parish of Orleans, Louisiana, in bad faith and for purposes of harassment brought a criminal prosecution for perjury against Clay Shaw. 328 F.Supp. 390 (1971). The court found that the prosecution would cause great and irreparable injury to Shaw and enjoined the district attorney and his staff “from further prosecution of the pending criminal action”. 328 F.Supp. at 404. We affirm: the findings were not clearly erroneous; they meet the “special circumstances” requirements of Younger v. Harris, 1971, 401 U.S. 37, 91 S.Ct. 746, 27 L.Ed.2d 669.
The district court held also that Title 42 U.S.C. § 1983 was an express exception to the anti-injunction statute, 28 U.S.C. § 2283. The Supreme Court has now confirmed the correctness of this view. Mitchum v. Foster, 407 U.S. 225, 92 S.Ct. 2151, 32 L.Ed.2d 705, 1972.
I. The Facts
Clay Shaw was active in business and civic affairs in New Orleans and for twenty years was Managing Director of the International Trade Mart, an organization for the promotion of business and cultural activities between New Orleans and foreign countries. The prosecution for perjury grew out of the State’s unsuccessful attempt to convict Shaw of conspiracy to assassinate President John F. Kennedy. The State charged that Shaw, who took the stand in his own defense, perjured himself when he denied having known either Lee Harvey Oswald or David Ferrie, the alleged co-conspirators in the assassination plot. The plaintiff relies, in part, on the fear of multiple prosecutions, that is, the first was for conspiracy to assassinate President Kennedy; the second was for perjury; a third and fourth may be in store for him. The district court agreed with the plaintiff.
Based on the facts showing the district attorney’s relentless harassment of Shaw, the trial judge could fairly infer that Shaw ran the risk of additional prosecutions. We feel, however, that it is unnecessary to go beyond the bad faith nature of the perjury prosecution to affirm the judgment. In reaching that conclusion we cannot ignore the first prosecution; that prosecution is an inseparable part of the factual
context within which the second prosecution should be considered. The perjury-charge was based on Shaw’s testimony in the conspiracy trial. Garrison’s theory of the assassination and the trial itself were widely publicized. Whatever ambitions he may have had as the man who solved the Kennedy assassination crumbled to bits when the jury came in with a verdict of “not guilty”.
On November 22, 1963, President John F. Kennedy was assassinated. Less than forty-eight hours later, Jack Ruby shot and killed the accused assassin, Lee Harvey Oswald. Oswald had spent the summer of 1963 in New Orleans. Learning of this, the district attorney for Orleans Parish conducted an investigation of Oswald’s activities in New Orleans. As a result of this investigation, David Ferrie, allegedly an acquaintance of Oswald’s, was arrested and turned over to the F.B.I. for questioning.
Ferrie died in February, 1967.
Not until November 1966 did Garrison resume his investigation of the Kennedy assassination. The resumption apparently was triggered by the release of the Warren Commission’s report on the assassination. Garrison testified at the hearing below that “the Federal Government had not been looking into it [the assassination] honestly, and that it had been a fake investigation . . . ”
Garrison first interviewed Shaw in connection with the investigation in December 1966. In his testimony in the district court Garrison offered no explanation for the initial interrogation of Shaw. On March 1, 1967, Shaw was arrested and charged with conspiracy to assassinate President Kennedy.
At the time of Shaw’s arrest, according to James L. Alcock, Garrison’s chief prosecuting attorney, the State’s only witness against Shaw was Perry Raymond Russo. Garrison learned about Russo, and found him in Baton Rouge, Louisiana, as the result of a newspaper article in which Russo was quoted as having made several statements concerning David Ferrie. After Assistant District Attorney Sciambra interviewed Russo in Baton Rouge, Garrison had Russo brought to New Orleans where he was given sodium pentothal, subjected to hypnosis, and again interrogated. Two days later, Shaw was arrested.
On March 1, 1969, a unanimous state court jury, after fifty-five minutes of deliberation, found Shaw not guilty of the charge that he conspired to assassinate President Kennedy. The verdict culminated a forty-day trial. On March 3, 1969, the next working day, Garrison signed an information charging Shaw with the crime of perjury. The information charged that Shaw perjured himself when, in testimony at the conspiracy trial, he denied having known David Ferrie or Lee Harvey Oswald.
II. The Proceedings Below
On January 18, 1971, the date of the state court perjury trial, Shaw applied to the United States District Court for the Eastern District of Louisiana for a temporary restraining order enjoining Garrison from prosecuting the perjury charge. Shaw invoked jurisdiction under 28 U.S.C. §§ 1343(3) and 1343(4) for a cause of action based on 42 U.S.C. §§ 1983 and 1985 and “under the Constitution of the United States”. Shaw alleged that he suffered and will continue to suffer “grave and irreparable injury” as the result of the state perjury prosecution brought in “bad faith” and “in furtherance of Garrison’s scheme of harassment and intimidation of [Shaw]”. The district court refused to issue a temporary restraining order, and Shaw applied to this Court for emergency relief. This Court ordered the district court to hold a hearing on Shaw’s request for injunctive relief. Meanwhile, the state case was continued until January 20, 1971. On remand, the dis
trict court issued a temporary restraining order pending a hearing on the preliminary injunction set for January 25, 1971.
The hearing lasted three: days. The district court received fifty-five exhibits and heard eighteen witnesses on behalf of Shaw. Garrison offered no proof.
III. The Ruling Below
On May 27, 1971, the district court issued a permanent injunction “restraining Jim Garrison, District Attorney for the Parish of Orleans, his assistants, employees, agents and all persons in active concert and participation with him from further prosecution of the pending criminal action entitled “ ‘State of Louisiana v. Clay L. Shaw,’ No. 208-260” 328 F.Supp. at 404. In a thoroughly considered opinion the experienced district judge made detailed findings of fact and conclusions of law. Characterizing the facts as “unique and bizarre”, the court held: “[T]he perjury charge was brought in bad faith and for purposes of harassment . . . such bad faith constitutes irreparable injury which is great and immediate”. 328 F. Supp. at 400. Thus, the court concluded that the “ ‘special circumstances’ requirements of Younger”
were met and that Shaw was entitled to relief. 328 F.Supp. at 393.
The district court based its findings of bad faith and harassment on the history of Garrison’s pursuit of Shaw, in-eluding the events leading to the state conspiracy trial as well as the events incident to the state perjury prosecution. As to Garrison’s prosecution of Shaw for conspiracy, the district court found bad faith and harassment on the following facts:
(1) The court found a “serious question concerning the basis for Garrison’s decision” to investigate the assassination of President Kennedy.
Apparently, his jurisdiction was based on Oswald’s activities in New Orleans in the summer of 1963. However, it is strange indeed that, nearly three years after the assassination, Garrison would decide to undertake an investigation of such gravity merely because he disagreed with the findings of the Warren Commission and Oswald had spent some time in New Orleans.
328 F.Supp. at 394. William A. Gurv-ich, an experienced investigator and Executive Director of an established detective agency in New Orleans, testified that Garrison solicited his help in conducting the investigation. He worked on this project for about six months. Gurvich testified that he resigned because he believed the investigation to be a “fraudulent, criminal act”.
(2) There was no basis for Garrison’s initial interrogation of Shaw. “Just how [Shaw] . . . was first selected to be interviewed by [Garrison] . when he was not a suspect is
another unanswered question in this case. [Garrison] . . . offered no evidence to show any basis or cause for his office’s interrogation of [Shaw] concerning such a shocking crime”. 328 F.Supp. at 394.
(3) The extreme measures the state resorted to in extracting information from Perry Raymond Russo and the use of his testimony at the trial were incompatible with the American System of Justice. Russo was given sodium pento-thal and subjected to hypnosis to “obtain a degree of corroboration” of what Russo had allegedly related to Garrison’s assistant about a conspiratorial meeting. Yet the report of Garrison’s assistant, Seiambra, who interviewed Russo, made no mention of any conspiratorial meeting involving Shaw. The district court stated:
It should be borne in mind that the memorandum which [Garrison’s assistant] . . . wrote on his return from Baton Rouge did not mention any such meeting [Substantial doubts are raised regarding the validity and objectivity of the state’s case when a prosecuting attorney resorts to the use of such extraordinary tactics as were employed by Garrison on Russo. A fair inference to be drawn is that these
ex parte
procedures were used to implant into Russo’s mind a story implicating the plaintiff in an alleged conspiracy plot. This could have been aceom-plished by post-hypnotic suggestion. This inference is supported by the fact that Garrison immediately moved to arrest and charge Shaw based solely on Russo’s questionable, vague story. Such hasty action on the part of the defendant without submitting the matter, at that time, to the grand jury demonstrates ulterior motives.
328 F.Supp. at 395. Russo’s testimony at trial was significantly different from the testimony he gave at the preliminary hearing. For instance, at the preliminary hearing Russo stated unequivocally that Shaw was present at a conspiratorial meeting; in the trial Russo was unable to identify Shaw as having been present at the alleged meeting.
In the trial in the district court Russo invoked his Fifth Amendment privilege when asked the precise questions he had previously answered in state court proceedings. The district court concluded:
Normally no inference can be drawn when one invokes a right secured to him by the Constitution. However, in the circumstances of this case the court believes that it can and it does draw the narrow inference from Russo’s action, that even today, he at least has substantial doubts as to the truthfulness of the testimony he gave in state court.
328 F.Supp. at 396.
(4) Garrison used funds received from private sources to pursue his investigation of Shaw. A group known as
“Truth or Consequences” was formed in February 1967 to solicit and contribute funds to Garrison’s investigation. “The evidence is overwhelming that these funds were used in preparation for Shaw’s conspiracy trial”. 328 F.Supp. at 397. The group, all friends of Garrison, made it clear that they expected results. Garrison gave them results in the form of the prosecution of Clay Shaw— for conspiracy and for perjury.
(5) The manner of Shaw’s arrest is described by the district court as follows:
Garrison carefully set the stage for Shaw’s arrest, which took place at approximately 5:30 P.M., four and a half hours after Shaw voluntarily appeared in Garrison’s office. During this time, a representative of Life Magazine photographed Shaw through a two-way mirror unbeknownst to him. The hallway outside the defendant’s office on the second floor of the New Orleans Criminal Courts Building had mysteriously become congested with newsmen, photographers, television camera crews, and members of the general public. Shaw was led handcuffed into the hallway, where he was shoved and pushed through the crowd to reach an elevator leading to the basement of the building and then to Central Lockup. All of this appeared on television. Shaw could have been taken down in a private elevator located in Garrison’s office, but this would not have afforded the publicity Garrison was obviously seeking. Shaw’s arrest and the manner in which it was effected was outrageous and inexcusable. The only conclusion that can be drawn from Garrison’s actions is that he intentionally used the arrest for his own purposes, with complete disregard for the rights of Clay Shaw. 328 F.Supp. at 399.
(6) Garrison’s pretrial conduct showed a “total disregard of Shaw’s rights”. 328 F.Supp. at 399. He held press conferences and issued press releases during the pretrial period. Garrison even released information to the press that he had refused to give to Shaw. “[T]he action of Garrison in releasing information to the press while denying it to Shaw clearly reveals that [Garrison] was not prosecuting Shaw in good faith”. 328 F.Supp. at 399.
The district court also found bad faith and harassment in the events relating to the perjury prosecution.
(1) No witness who testified at the hearing before the district court, including Garrison, could recall an instance where a defendant
who took the stand
and was acquitted was later charged with perjury.
(2) No perjury charges were filed against State witnesses although their testimony at the conspiracy trial contradicted their testimony previously given.
(3) The chief prosecuting attorney.at the state conspiracy trial testified that “at the time the perjury charge was filed there were no witnesses available other than those who were available at the conspiracy trial”. 328 F.Supp. at 400.
(4) Garrison has a “significant financial interest in the continued prosecution of Clay Shaw”:
Garrison’s book,
Heritage of Stone,
concerns his investigation of President Kennedy’s assassination. Defendant also has a contract to write three additional books. It is obvious that the sale of defendant’s book may be promoted by the publicity resulting from the continued prosecution of Clay Shaw. It provides a means whereby defendant himself may profit, and also repay the substantial obligations owed to one of his financial backers. The court finds that this desire for financial gain is among the motives which prompt the continued prosecution of Clay Shaw. 328 F.Supp. at 400.
The State’s case against Shaw for conspiracy to assassinate President Kennedy turned on the testimony of Perry
Russo. No one knew better than Garrison how unreliable Russo was. If he had ever any faith in Russo’s credibility, it must have vanished when he heard Russo testify. Russo was equally important in the State’s case against Shaw for perjury. And any hope of winning that case vanished when Russo, asserting his Fifth Amendment privilege, declined to answer any questions when put on the stand in the trial in the district court. In view of the extreme lengths Garrison went in the first place to “persuade” Russo to corroborate the alleged conspiracy theory, it is a fair inference that he knew Russo would be as ineffective in the second trial as he was in the first. Moreover, considering also the extreme lengths to which Garrison went for the purpose of “proving” his case, it is a fair inference that he well knew that Russo would take the Fifth.
IV. Younger v. Harris: Comity Restraint on Injunctions Against Pending State Criminal Prosecutions.
Younger v. Harris and its companion cases define the contours of the “national policy forbidding federal courts to stay or enjoin pending state court proceedings except under special circumstances”. 401 U.S. at 41, 91 S.Ct. at 749, 27 L.Ed.2d 669.
As this Court has previously noted,
Younger and its accompanying opinions, while significant, do not represent startling new doctrines with respect to the proper role of a federal court in our system of federalism
The opinion does not purport to extend beyond this traditional realm of comity and require across-the-board abdication of federal decisionmaking power in all manner of cases.
Hobbs v. Thompson, 5 Cir. 1971, 448 F.2d 456, 465. In
Younger,
the Supreme Court defined the prerequisites — ^‘special circumstances” — which must be present before a federal court will issue an injunction against a pending state criminal proceeding. Reviewing the prior cases, the Court concluded:
In all of these cases the Court stressed the importance of showing irreparable injury the traditional prerequisite to obtaining an injunction. In addition, however, the Court also made clear that in view of the fundamental policy against federal interference with state criminal prosecutions, even irreparable injury is insufficient unless it is “both great and immediate”. 401 U.S. at 46, 91 S.Ct. at 751.
In the present case we are asked to clarify the meaning of “irreparable injury”. Shaw argues that a
showing of bad faith prosecution or prosecution for the purpose of harassment establishes the requisite irreparable injury. Garrison, on the other hand, contends that a showing of bad faith or harassment is insufficient; he argues that irreparable injury must be independently established. We hold, as the language of
Younger
makes clear, that a showing of bad faith or harassment is equivalent to a showing of irreparable injury for purposes of the comity restraints defined in
Younger,
because there is a federal right to be free from bad faith prosecutions.
Irreparable injury need not be independently established.
In
Younger,
the Court repeatedly spoke of “good faith” and “bad faith” prosecution in such a manner as to indicate that a showing of bad faith was sufficient, although not necessary,
to establish irreparable injury. Quoting from Watson v. Buck, 1941, 313 U.S. 387, 400, 61 S.Ct. 962, 85 L.Ed. 1416, 1423, citing Beal v. Missouri Pacific Railroad Corp., 1941, 312 U.S. 45, 61 S.Ct. 418, 85 L.Ed. 577, 579, the Court said, “ ‘No citizen or member of the community is immune from prosecution,
in good faith,
for his alleged criminal acts’.” 401 U.S. at 46, 91 S.Ct. at 751, 27 L.Ed.2d 669 (emphasis supplied). Similarly, quoting from Douglas v. City of Jeannette, 1943, 319 U.S. 157, 164, 63 S.Ct. 877, 87 L.Ed. 1324, 1330, the Court stated, “ ‘It does not appear from the record that petitioners have been threatened with any injury other than that incidental to every criminal proceeding brought lawfully and
in good faith
. . . ’” 401 U.S. at 47, 91 S.Ct. at 752 (emphasis supplied). Also, in speaking of Dombrowski v. Pfister, 1965, 380 U.S. 479, 85 S.Ct. 1116, 14 L.Ed.2d 22, the Court said that the circumstances presented in that ease “as viewed by the Court sufficiently establish the kind of irreparable injury, above and beyond that associated with the defense of a single prosecution brought
in good faith,
that had always been considered sufficient to justify federal intervention”. 401 U.S. at 48, 91 S.Ct. at 752 (emphasis supplied).
The District Court, however, thought that the Dombrowski decision substantially broadened the availability of injunctions against state criminal prosecutions and that under that decision the federal courts may give equitable relief, without regard to any showing of
had faith or harassment,
whenever a state statute is found “on its face” to be vague or overly broad, in violation of the First Amendment.
401 U.S. at 50, 91 S.Ct. at 753 (emphasis supplied).
More importantly, in its discussion of the facts of the
Younger
case, the Court made clear the sufficiency of a finding of bad faith or harassment:
There is no suggestion that this single prosecution against Harris is brought
in bad faith
or is only one of a series of repeated prosecutions to which he will be subjected . . . There may, of course, be extraordinary circumstances in which the necessary irreparable injury can be shown even in the absence of the usual prerequisites of
bad faith and harassment. . . .
Harris has failed to make any showing of
bad faith, harassment, or any other unusual circumstance that would call for equitable relief.
401 U.S. at 49-54, 91 S.Ct. at 753, 755 (emphasis supplied). Mr. Justice Stewart, joined by Mr. Justice Harlan, concurred, stating, “A threat of this nature [irreparable injury both great and immediate] might be shown ... if there has been bad faith and harassment —official lawlessness — in a statute’s enforcement ...” 401 U.S. at 56, 91 S.Ct. at 757. Similarly, Mr. Justice Brennan, joined by Mr. Justice White and Mr. Justice Marshall, concurred in the result because Harris “has not alleged that the prosecution was brought in bad faith to harass him”. 401 U.S. 56, 91 S.Ct. 755. Finally, Mr. Justice Douglas in dissent stated;
The special circumstances when federal intervention in a state criminal proceeding is permissible are not restricted to bad faith on the part of state officials or the threat of multiple prosecutions. They also exist where for any reason the state statute being enforced is unconstitutional on its face.
401 U.S. at 59, 91 S.Ct. at 761.
In the present case, the district court found that “the perjury-charge was brought in bad faith and for purposes of harassment”. 328 F.Supp. at 400. That finding is not “clearly erroneous”. F.R.Civ.P. 52(a).
See
Duncan v. Perez, 5 Cir. 1971, 445 F.2d 557, 560.
See also
Taylor v. City of Selma, 327 F.Supp. 1191 (S.D.Ala.1971). Both were post
-Younger
cases. The finding of a bad faith prosecution establishes irreparable injury both great and immediate for purposes of the comity restraints discussed in
Younger.
We conclude that
Younger
presents no bar to the issuance of an injunction.
The decision of the district court enjoining Garrison from further prosecution of the pending state perjury proceeding against Shaw is affirmed.