Claim of Welch v. State

71 A.D.2d 494, 423 N.Y.S.2d 102, 1979 N.Y. App. Div. LEXIS 13835
CourtAppellate Division of the Supreme Court of the State of New York
DecidedDecember 21, 1979
DocketClaim No. 60320
StatusPublished
Cited by28 cases

This text of 71 A.D.2d 494 (Claim of Welch v. State) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Claim of Welch v. State, 71 A.D.2d 494, 423 N.Y.S.2d 102, 1979 N.Y. App. Div. LEXIS 13835 (N.Y. Ct. App. 1979).

Opinion

OPINION OF THE COURT

SCHNEPP, J.

The question presented on this appeal is whether the court may relieve a claimant against the State of New York from complete compliance with the prescribed statutory procedures for the filing and service of a notice of intention to file a claim after the time has elapsed within which a late filing application may be permitted. We hold that this failure creates a jurisdictional defect and that the court is without discretionary power to grant nunc pro tunc relief.

Severe and permanent injuries were received by claimants on January 29, 1975 when a large tree fell on a car in which they were traveling. A "notice of intention to file claim” for each claimant was served on the Attorney-General on March 4, 1975. On June 16, 1976 a single claim on behalf of all claimants was filed with the Clerk of the Court of Claims and served on the Attorney-General.

A claim to recover damages for personal injuries caused by the negligence of the State is required to be filed within 90 days after the accrual of the claim unless the claimant files a written notice of intention to file a claim in which event the claim shall be filed within two years after its accrual (Court of Claims Act, § 10, subd 3). The claim or notice of intention shall be filed with the clerk of the court and a copy served upon the Attorney-General (Court of Claims Act, § 11).

Through inadvertence, the claimants did not file the notice of intention with the clerk of the court. Thereafter, on two separate occasions discovery motions in the case were argued and determined by the court. Claimants, at the request of the Attorney-General, provided a bill of particulars relating to their injuries. On March 19, 1979 claimants made application to the court for an order permitting a late filing of claim nunc [496]*496pro tunc as of June 16, 1976 or, in the alternative, an order declaring the original claim to have been timely filed. In the moving papers accompanying this application, claimants’ counsel stated that while preparing for trial he discovered that the notice of intention had not been filed with the clerk contrary to his intention to file. He stated that he believed that the notice of intention had in fact been filed with the clerk. The court denied the application, holding that absent a filing as directed by the statute it was without jurisdiction to hear and determine a claim against the State and that jurisdiction could not be conferred by the actions of the parties. Further, the court held that it had no discretion to permit a late filing of the claim under subdivision 6 of section 10 of the Court of Claims Act since the Statute of Limitations clearly barred claimants’ causes of action, except for the claim of the infant claimant.

On this appeal claimants contend, inter alia, that they meet the requirements for permitting a late filing nunc pro tunc of their claim under section 10, that the omission to file the notice of intention with the clerk is a procedural oversight rather than a jurisdictional defect, and that the jurisdictional requirements of sections 10 and 11 must be distinguished from the procedural requirements.

It is undisputed that the provisions of subdivision 3 of section 10 of the Court of Claims Act, which require the filing of a written notice of intention to file a claim within 90 days after the accrual of the claim and the filing of the claim within two years, were fully complied with, except that the notice of intention was not filed with the clerk of the court as required by section 11. The purpose underlying the notice-of-intention requirement was met by timely service on the Attorney-General; it placed the State in a position to make a prompt investigation of the facts and circumstances out of which the claims arose (Matter of Beary v City of Rye, 44 NY2d 398, 412). Service of the notice of intention or claim provides "the only actual notice to the State body or officer responsible for the investigation and litigation of the claim” (Andriola v State of New York, 53 AD2d 966, 968). The failure to file the notice of intention within the 90-day period is of no real significance in its effect upon the proceedings so long as the notice of intention was timely served on the Attorney-General (Garrette v State of New York, 197 Misc 842, 846). The function served by filing the notice with the court is to [497]*497permit the court clerk to assign a number to the claim. The notice serves as a document which forms the foundation of future proceedings on the matter (De Hart v State of New York, 92 Misc 2d 631, 636; Diamond v State of New York, 147 Misc 706).

It is clear that the Court of Claims is not authorized by subdivision 6 of section 10 of the Court of Claims Act to permit a late filing of the claim here since the claim accrued more than three years before the motion was made; the claim, being one for personal injuries, was then barred by the three-year Statute of Limitations. Accordingly, we are called on to determine whether the Court of Claims abused its discretion in not granting nunc pro tunc relief by declaring the service of the notice of intention to file claim timely and complete, since the State already had notice based upon service of the notice of intention upon the Attorney-General.

The Court of Claims Act should be given a reasonable construction and one that will not defeat the ends of justice. Where the State has full knowledge of all the facts and its rights have not been prejudiced, substantial compliance with the statute is all that is required (Chalmers & Son v State of New York, 271 App Div 699, 701, affd 297 NY 690). In Chalmers failure to file the claim did not bar recovery since the document labeled as a notice of intention which contained the required contents of a claim was timely filed.

However, ”[a]n order may not be made nunc pro tunc which will supply a jurisdictional defect by requiring something to be done which has not been done” (Stock v Mann, 255 NY 100, 103; but see, Kelly v State of New York, 57 AD2d 320). For example, in Davis v State of New York (22 AD2d 733) where a claim for wrongful death was improperly filed by a widow rather than an estate administrator, the court held that the error. constituted a jurisdictional defect which the Court of Claims was without power to correct by an order nunc pro tunc (see, also, Lewis v State of New York, 26 AD2d 878).

A failure to file a notice in writing of intention to file a claim divests the Court of Claims of jurisdiction to hear and determine the claim against the State, even if the State had a moral obligation to pay the claim (Buckles v State of New York, 221 NY 418). In Buckles the court reviewed the history of the filing requirements and concluded that it was the intention of the Legislature under the earlier amendments (L [498]*4981912, ch 545) to make the filing of the notice in all cases a jurisdictional requirement. The State is immune from liability except with its consent and no claim can be litigated against it except by its permission, even though a valid cause of action may exist. Therefore, the Buckles court concluded that "[w]hen * * * the legislature in granting permission to prosecute an action against the state required notice of intention to be filed, that condition must be complied with in order to subject the state to an action” (Buckles v State of New York, supra, p 424).

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Bluebook (online)
71 A.D.2d 494, 423 N.Y.S.2d 102, 1979 N.Y. App. Div. LEXIS 13835, Counsel Stack Legal Research, https://law.counselstack.com/opinion/claim-of-welch-v-state-nyappdiv-1979.