City of Weyauwega v. Wis. Cent. Ltd.
Opinion
FITZPATRICK, J.
*388¶ 1 A City of Weyauwega ordinance prohibits any train from obstructing, for more than ten minutes, any street or highway that crosses railroad tracks unless the train is in continuous motion. Wisconsin Central Ltd. is a railroad carrier whose trains obstruct the City's street and highway railroad crossings with some regularity. The City issued numerous citations to Wisconsin Central for alleged violations of the ordinance, and the City and Wisconsin Central litigated one of the citations. The Waupaca County Circuit Court concluded that Wisconsin Central violated the ordinance and rejected Wisconsin Central's contention that federal law pre-empts the ordinance. Wisconsin Central appeals and argues that the Federal Railroad Safety Act (FRSA), and regulations promulgated pursuant to the FRSA, pre-empt the City's ordinance. We conclude that the FRSA and its accompanying regulations preempt the City's ordinance and, accordingly, reverse the judgment of the circuit court.1
BACKGROUND
¶ 2 The following undisputed facts are drawn primarily from the parties' Joint Stipulation of Facts accepted by the circuit court.
*613*389¶ 3 The City has an ordinance which states, in pertinent part:
No person shall leave standing or stop or permit or allow to stand or stop any railroad train, engine, or car upon any street or highway crossing within the City so as to obstruct public travel for a greater period of time than 10 minutes, unless such train or engine or car is continuously in motion.
WEYAUWEGA, WIS., CODE ch. 454, art. III, § 454-28 (2010).
¶ 4 Wisconsin Central is a railroad carrier that owns railroad tracks in the City and operates trains that pass through the City. Wisconsin Central's tracks cross streets and a highway at three points within the City, which we will refer to collectively as "the crossings." Wisconsin Central sometimes stops its trains in the City and, in doing so, blocks one, two, or all three of the crossings.
¶ 5 A portion of the City is located north of the Wisconsin Central tracks. Prolonged obstruction by a Wisconsin Central train at any one of the crossings forces all motor vehicles to take alternate routes to reach northern parts of the City. The City's police, fire, and emergency services vehicles are, when not in use, located south of the railroad tracks. The response time for police, fire, and emergency services vehicles to reach northern portions of the City can increase from about one minute to anywhere between twelve to fifteen minutes when Wisconsin Central trains obstruct some or all of the crossings.
¶ 6 In March 2015, a Wisconsin Central train stopped at and blocked one of the crossings for sixty-nine minutes, and the City issued a citation alleging that Wisconsin Central violated the ordinance. In a *390stipulation ratified by the New London/Weyauwega Joint Municipal Court, the parties agreed to conduct a trial regarding that citation. The agreement incorporated by reference thirty-nine other pending citations issued by the City to Wisconsin Central for violating the ordinance, with proposed forfeitures totaling over $25,000.00. The parties agreed, in effect, that a final appellate decision as to that citation would apply with equal force to the remaining outstanding citations issued to Wisconsin Central.2 The municipal court found in favor of the City after a trial on the citation.
¶ 7 Wisconsin Central appealed the municipal court judgment to the Waupaca County Circuit Court. See WIS. STAT. § 800.14. In denying Wisconsin Central's motion to dismiss, and in a separate decision based on the parties' stipulated facts, the circuit court rejected Wisconsin Central's pre-emption defense and entered judgment against Wisconsin Central.
¶ 8 Wisconsin Central now appeals. Other material facts will be mentioned in the Discussion which follows.
DISCUSSION
¶ 9 Wisconsin Central does not dispute that it violated the terms of the ordinance. Instead, Wisconsin *391Central argues that the FRSA, and the federal regulations promulgated pursuant to that Act, pre-empt the *614City's ordinance.3 We agree with Wisconsin Central and conclude that the FRSA and its accompanying regulations pre-empt the ordinance.
I. Standard of Review and Construction of Statutes, Regulations and Ordinances.
¶ 10 We review de novo a circuit court's decision to grant or deny a motion to dismiss. See Lane v. Sharp Packaging Sys., Inc. ,
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FITZPATRICK, J.
*388¶ 1 A City of Weyauwega ordinance prohibits any train from obstructing, for more than ten minutes, any street or highway that crosses railroad tracks unless the train is in continuous motion. Wisconsin Central Ltd. is a railroad carrier whose trains obstruct the City's street and highway railroad crossings with some regularity. The City issued numerous citations to Wisconsin Central for alleged violations of the ordinance, and the City and Wisconsin Central litigated one of the citations. The Waupaca County Circuit Court concluded that Wisconsin Central violated the ordinance and rejected Wisconsin Central's contention that federal law pre-empts the ordinance. Wisconsin Central appeals and argues that the Federal Railroad Safety Act (FRSA), and regulations promulgated pursuant to the FRSA, pre-empt the City's ordinance. We conclude that the FRSA and its accompanying regulations preempt the City's ordinance and, accordingly, reverse the judgment of the circuit court.1
BACKGROUND
¶ 2 The following undisputed facts are drawn primarily from the parties' Joint Stipulation of Facts accepted by the circuit court.
*613*389¶ 3 The City has an ordinance which states, in pertinent part:
No person shall leave standing or stop or permit or allow to stand or stop any railroad train, engine, or car upon any street or highway crossing within the City so as to obstruct public travel for a greater period of time than 10 minutes, unless such train or engine or car is continuously in motion.
WEYAUWEGA, WIS., CODE ch. 454, art. III, § 454-28 (2010).
¶ 4 Wisconsin Central is a railroad carrier that owns railroad tracks in the City and operates trains that pass through the City. Wisconsin Central's tracks cross streets and a highway at three points within the City, which we will refer to collectively as "the crossings." Wisconsin Central sometimes stops its trains in the City and, in doing so, blocks one, two, or all three of the crossings.
¶ 5 A portion of the City is located north of the Wisconsin Central tracks. Prolonged obstruction by a Wisconsin Central train at any one of the crossings forces all motor vehicles to take alternate routes to reach northern parts of the City. The City's police, fire, and emergency services vehicles are, when not in use, located south of the railroad tracks. The response time for police, fire, and emergency services vehicles to reach northern portions of the City can increase from about one minute to anywhere between twelve to fifteen minutes when Wisconsin Central trains obstruct some or all of the crossings.
¶ 6 In March 2015, a Wisconsin Central train stopped at and blocked one of the crossings for sixty-nine minutes, and the City issued a citation alleging that Wisconsin Central violated the ordinance. In a *390stipulation ratified by the New London/Weyauwega Joint Municipal Court, the parties agreed to conduct a trial regarding that citation. The agreement incorporated by reference thirty-nine other pending citations issued by the City to Wisconsin Central for violating the ordinance, with proposed forfeitures totaling over $25,000.00. The parties agreed, in effect, that a final appellate decision as to that citation would apply with equal force to the remaining outstanding citations issued to Wisconsin Central.2 The municipal court found in favor of the City after a trial on the citation.
¶ 7 Wisconsin Central appealed the municipal court judgment to the Waupaca County Circuit Court. See WIS. STAT. § 800.14. In denying Wisconsin Central's motion to dismiss, and in a separate decision based on the parties' stipulated facts, the circuit court rejected Wisconsin Central's pre-emption defense and entered judgment against Wisconsin Central.
¶ 8 Wisconsin Central now appeals. Other material facts will be mentioned in the Discussion which follows.
DISCUSSION
¶ 9 Wisconsin Central does not dispute that it violated the terms of the ordinance. Instead, Wisconsin *391Central argues that the FRSA, and the federal regulations promulgated pursuant to that Act, pre-empt the *614City's ordinance.3 We agree with Wisconsin Central and conclude that the FRSA and its accompanying regulations pre-empt the ordinance.
I. Standard of Review and Construction of Statutes, Regulations and Ordinances.
¶ 10 We review de novo a circuit court's decision to grant or deny a motion to dismiss. See Lane v. Sharp Packaging Sys., Inc. ,
¶ 11 We determine Congress' intent by construing the pre-emption sections of the FRSA.
Evidence of pre-emptive purpose is sought in the text and structure of the statute at issue. If the statute contains an express pre-emption clause, the task of statutory construction must in the first instance focus on the plain wording of the clause, which necessarily contains the best evidence of Congress' pre-emptive intent.
CSX Transp., Inc. v. Easterwood ,
II. FRSA Pre-emption.
¶ 12 In 1970, and in response to a call for comprehensive rail safety regulation, Congress enacted the FRSA to "promote safety in every area of railroad operations and reduce railroad-related accidents and incidents."
¶ 13 "The pre-emptive effect" of the FRSA and those regulations "is governed by" an express pre-emption clause declaring that "[l]aws, regulations, and orders related to railroad safety ... shall be nationally uniform to the extent practicable."
*394Easterwood ,
¶ 14 In two "saving clauses," the FRSA delineates circumstances in which states may nonetheless act regarding railroads. See Easterwood ,
¶ 16 Prior to discussing the saving clauses, we consider two issues introduced by the parties that are related to our analysis.
A. Local Enactments and Presumption Against Pre-emption.
¶ 17 As noted, the pre-emption saving clauses refer to a law, regulation or order of a "State" as a potential exception to pre-emption. See
¶ 18 Wisconsin Central contends that the majority of courts that have considered the issue have held that the phrase "State ... law, regulation or order" refers only to state, and not local, enactments. See, e.g. , *396CSX Transp., Inc. v. City of Plymouth ,
¶ 19 The City counters that most of these cases are inapplicable because they antedate the Supreme Court's opinion in City of Columbus v. Ours Garage & Wrecker Serv., Inc. ,
¶ 20 In essence, the City proposes that we read Ours Garage to mean that any time a pre-emption provision in Title 49 of the U.S. Code refers to "State" laws or regulations, it should be read to include "local governmental" enactments. However, the City's argument ignores the concept of delegation, which appears to be pertinent to the Supreme Court's decision.
¶ 21 In light of the truncated arguments of the parties, and a less than obvious resolution to this question, we decline to decide this particular issue. Instead we will *617assume, without deciding, that the City's ordinance qualifies as a "State" law or regulation pursuant to
¶ 22 Next, the parties dispute whether we must apply a presumption against FRSA pre-emption in the context of our discussion of the saving clauses. We now briefly consider federal and Wisconsin authorities on this question, but conclude that we need not resolve the dispute.
¶ 23 In Easterwood , the Court noted a "presumption against pre-emption" in the FRSA context regarding purported pre-emption of a state common law cause of action, while recognizing that the wording of the statute is "the best evidence of Congress' pre-emptive intent." Easterwood ,
¶ 24 But, subsequent to Easterwood , the United States Supreme Court has recognized a presumption against pre-emption inconsistently and with considerably reduced (if any) force in cases in which there is an express preemption clause, such as the present case. See, e.g. , Puerto Rico v. Franklin California Tax-Free Tr. , --- U.S. ----,
¶ 25 Moreover, since Easterwood , the U.S. Supreme Court has held that a presumption against pre-emption "is not triggered when the State regulates in an area where there has been a history of significant federal presence." United States v. Locke ,
¶ 26 We also observe that express discussion of any presumption against pre-emption is not necessary in every case that considers FRSA pre-emption. See, e.g. , Partenfelder ,
¶ 27 We conclude that, regardless of whether we apply a presumption against pre-emption, it does not matter to the outcome because the meaning of each saving clause is plain, and the pertinent facts are not *399in dispute. For those reasons, the force of any presumption is not dispositive, and we need not decide whether a presumption against pre-emption must be applied in this case. *618¶ 28 We now turn to the FRSA saving clauses.
B. The Ordinance is "Related To" Railroad Safety and Federal Regulations "Cover" the Subject Matter of the Ordinance.
¶ 29 As mentioned, pursuant to the FRSA's first saving clause, the City "may adopt or continue in force" an ordinance "related to railroad safety ... until the Secretary of Transportation ... prescribes a regulation or issues an order covering the subject matter " of the ordinance.
¶ 30 The first saving clause requires us to decide three sub-issues disputed by the parties:
(1) Is the ordinance "related to" railroad safety?
(2) What is the "subject matter" of the ordinance?
(3) Do federal regulations "cover" the subject matter of the ordinance?
1. The Ordinance is Related to Railroad Safety.
¶ 31 The Supreme Court has determined Congress' pre-emptive intent by focusing, as part of the *400analysis, on the words "related to" in the first saving clause. Easterwood ,
¶ 32 The City asserts that its "goal and purpose" in passing the ordinance was not to regulate railroad safety operations but, rather, to protect the health and safety of its citizens. We reject the City's reliance on its professed intentions because, whatever the City's motive may have been in enacting the ordinance, we must look to the ordinance's actual effect to determine whether it is related to railroad safety. See Wos v. E.M.A. ex rel. Johnson ,
¶ 33 At any rate, we have no question that the ordinance is related to rail safety. As will be discussed in the next section, the ordinance regulates the movement of trains in that, once a train has stopped at a crossing, the entire length of the train must clear that crossing in less than ten minutes. As a result, the ordinance dictates when and where Wisconsin Central trains may be stopped and that stopped trains which block a crossing must accelerate after stopping so as to *401clear the crossing in less than ten minutes regardless of the speed required of the train to do so. Moreover, the ordinance has no exception for a train stopped at the crossings because of accidents or other unsafe *619conditions. In other words, in spite of any safety considerations, the City requires a stopped train to clear the crossings in the allotted period of time stated in the ordinance. Those facts lead us to the conclusion that the ordinance comes within the expansive definition of "related to railroad safety" already described. See Driesen v. Iowa, Chicago & E. R.R. Corp. ,
¶ 34 For those reasons, we conclude that the City's ordinance is related to railroad safety.
2. The Subject Matter of the Ordinance is the Regulation of the Operation and Movement of Trains.
¶ 35 The second sub-issue requires us to determine the "subject matter" of the ordinance.
¶ 36 Wisconsin Central contends that the subject matter of the ordinance is the regulation of the operation and movement of trains. For its part, the City does not attempt to explicitly describe the subject matter of the ordinance. Rather, as best we can determine, the City relies on the same contention it used regarding the first sub-issue; that is, the "goal and *402purpose" of the ordinance is to protect the health and safety of its citizens. Once again, the City's "goal and purpose" argument does not address the question before us because the argument does not address the effect of the ordinance. See Gade v. National Solid Wastes Mgmt. Ass'n ,
¶ 37 But, the City does dispute Wisconsin Central's position on the subject matter of the ordinance. The City states the ordinance does not apply to trains in continuous motion and, so long as a train simply passes through the City and past the crossings without any stops, there is no violation no matter how long the train obstructs the crossings on its way through. From that premise, the City contends that the ordinance does not regulate the operation and movement of trains "in a literal sense."
¶ 38 The City's argument falls flat. Even as phrased by the City, the ordinance plainly regulates the operation and movement of trains because it allows only continuous movement of the train or a stop at a crossing for less than ten minutes. So, the ordinance regulates the operation and movement of trains in "a literal sense."
¶ 39 In addition, we agree with Wisconsin Central because the City's position fails to consider a scenario in which a train has stopped at a crossing. The ordinance states that no stopped train may block any of the crossings for more than ten minutes, and the only exception in the ordinance is for trains "continuously in motion." WEYAUWEGA, WIS., CODE ch. 454, art. III, § 454-28 (2010). By its clear terms, the ordinance *403places Wisconsin Central in jeopardy of receiving a citation for violating the ordinance if one of its trains has stopped and obstructed one of the crossings for fewer than ten minutes, and then begun to move yet again. Because that train was not in continuous motion so as to comply with the ordinance, the train must clear the crossing it blocked while stopped before ten minutes elapse. *620¶ 40 In other words, Wisconsin Central has three options to comply with the ordinance: (1) Do not take its trains through Weyauwega; (2) Do not stop its trains in the City; or (3) If one of its trains stops and blocks a crossing, get the train moving again quickly so as not to block that crossing for more than ten minutes. See Village of Mundelein v. Wisconsin Cent. R.R. ,
¶ 41 To confirm the point, we observe that the vast majority of courts to have considered the issue of anti-blocking laws (such as this ordinance) have concluded that the subject matter of such laws is the operation and movement of trains at crossings. See Driesen ,
¶ 42 Further, any contention by the City that the subject matter of the ordinance is limited to the health and safety of its citizens does not hold water. Even assuming that the primary goal of the City is the promotion of the health and safety of its citizens, the mechanism here is the regulation of the operation and movement of trains. Thus, the subject matter is not limited to the health and safety of Weyauwega's citizens.
*404¶ 43 For those reasons, we conclude that the subject matter of the ordinance is the regulation of the operation and movement of trains. The question remains, then, whether federal regulations cover the subject matter of the ordinance.
3. Federal Regulations Cover the Operation and Movement of Trains.
¶ 44 Regarding the final sub-issue of whether federal regulations "cover" the subject matter of the ordinance, the Supreme Court has determined Congress' pre-emptive intent by focusing on the word "covering" in the statute. Easterwood ,
''Federal superintendence of the field would be thwarted by such a mincing construction of whether FRA regulations 'cover the subject matter.' '' The test of ''covering the subject matter'' must have a practical as well as a policy dimension under the FRSA. Furthermore, for purposes of49 U.S.C. § 20106 , a state regulation covers the same subject matter as an FRSA regulation if it addresses the same safety concerns as the federal regulation.
*405Wisconsin Central ,
¶ 45 This determination "will necessarily involve some level of generalization that requires backing away somewhat from the specific provisions at issue." Doyle ,
¶ 46 We now consider the federal regulations Wisconsin Central contends cover the subject matter of the City ordinance.
¶ 47 First,
¶ 48 Second, federal railroad safety regulations concerning crossing safety control the speed of trains in the event that a crossing warning system malfunctions or fails. In some circumstances, the federal regulations require that a train stop before moving through a crossing. See
¶ 49 Finally, federal regulation of air brake testing obligates railroad carriers to test brake systems when a train has stopped and restricts the operation and movement of the train until the tests are completed. See
¶ 50 We emphasize that we are viewing the regulations individually and as an interconnected scheme. In light of the Supreme Court's holistic analysis of regulations in Easterwood , we conclude that the *408specific regulations described and the overall structure of federal regulations should be understood as covering the subject matter of the ordinance; that is, operation and movement of trains at the crossings. See Driesen ,
¶ 51 Accordingly, we conclude that federal regulations concerning train speed, crossing safety, and air brake testing cover the subject matter of the City's ordinance and, in this case, there is no exception to pre-emption pursuant to the first saving clause of
C. The Second Saving Clause Is Not Satisfied.
¶ 52 We next consider whether the City's ordinance meets the requirements of the second saving clause. That clause states that the ordinance survives pre-emption if it: (A) "is necessary to eliminate or reduce an essentially local safety ... hazard;" (B) "is not incompatible with a law, regulation, or order of the United States Government;" and (C) "does not unreasonably burden interstate commerce."
¶ 53 An essentially local safety hazard is a "local situation[ ] which [is] not statewide in character and not capable of being adequately encompassed within national uniform standards."
*409Duluth, Winnipeg & Pac. Ry. Co. v. City of Orr ,
The purpose of [this saving clause] is to enable the states to respond to local situations not capable of being adequately *623encompassed within the uniform national standards.
¶ 54 In Orr , the Eighth Circuit Court of Appeals considered whether a combination of facts created an "essentially local safety hazard." Id. at 797-98. These factors included the track's proximity to a lake; the swampy soil on which the track was located; the proximity of propane tanks to the tracks; the proximity of churches and business to the tracks; and extreme seasonal temperature changes. Id. The Eighth Circuit held that this confluence of factors did not create an essentially local safety hazard. Id. at 799. The court emphasized that an essentially local safety hazard must be unique to the locale, and that not one of the five factors was unique to the City of Orr. Id. at 798-99.
¶ 55 In support of its position that this is not a local safety hazard, Wisconsin Central relies on stipulated facts which show that rail lines were laid out in many Wisconsin communities in a fashion similar to that which exists in Weyauwega. In those communities, *410and in order to take advantage of a flat grade, roads were often located parallel and close to Wisconsin Central tracks. As communities grew up along those railroad tracks, roads, streets and highways were built across the tracks as happened in the City of Weyauwega.
¶ 56 In response, the City chides Wisconsin Central for making "unfounded proclamations" that other cities experience similar issues with blocked crossings.9 Regardless, the City concedes that the location of the train tracks and the streets is not what makes this a local safety hazard. The City posits that "Weyauwega's geography and road layout vis-à-vis the locations of its emergency services" constitutes an essentially local safety hazard because the City's police, fire, and ambulance services are all located south of the Wisconsin Central tracks and, when a train obstructs one or more of the crossings, the response times for these services anywhere north of the tracks increase significantly.
¶ 57 We reject the City's position that the identified hazard is "essentially local."
¶ 58 First, the City does not point to any facts unique to the City of Weyauwega. The situation in Weyauwega is common in cities, towns and villages throughout Wisconsin. Any community which has railroad tracks that intersect with streets or a highway will have slower response times for police, fire or emergency services when a train obstructs an intersection *411those vehicles attempt to use.10 If we were to conclude that the situation in which Weyauwega finds itself is an "essentially local safety hazard," virtually every at-grade street crossing of a railroad track in Wisconsin would qualify for that exemption from pre-emption. Then, the exception would swallow the rule, and that was clearly not the intent of Congress. *624¶ 59 Second, the City has not demonstrated that this purported unique confluence of factors is incapable of being adequately addressed within national uniform standards. The City alleges that "the federal government also has done nothing to come up with a workable solution to Weyauwega's problem" and accuses the federal government of "apathy." From that, we discern that the City's real complaint is not that the federal government has failed to address the subject matter of train movement and operations at the crossings, but that it has done so inadequately . See CSX Transp., Inc. v. Williams ,
¶ 61 In sum, we conclude that the FRSA and its related regulations preempt the City's ordinance.
CONCLUSION
¶ 62 For the foregoing reasons, the judgment of the circuit court is reversed.
By the Court. -Judgment reversed.
2018 WI App 65 (City of Weyauwega v. Wis. Cent. Ltd.) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.