Citizens Coal Council v. United States Environmental Protection Agency

385 F.3d 969
Court of Appeals for the Sixth Circuit·Decided October 7, 2004·No. 02-3628·Published·Cited by 1 cases

Opinions

GWIN, D. J., delivered the opinion of the court, in which CLAY, J., joined. SUHRHEINRICH, J. (pp. 985-89), delivered a separate opinion concurring in part and dissenting in part.

GWIN, District Judge.

Here, a Kentucky nonprofit corporation (the Kentucky Resources Council) and a national organization that advocates clean-living conditions for residents of the nation’s coalfields (the Citizens Coal Council) petition this Court to invalidate a final rule that the Environmental Protection Agency promulgated on January 23, 2002 (“Final Rule”).1 We refer to the Kentucky Resources Council and the Citizens Coal Council collectively as “Petitioners” and the Environmental Protection Agency as “EPA.”

The Final Rule applies to once-abandoned coal mines that operators later reopen and remine. In addition, the Final Rule applies to coal mines in the arid regions of the Western interior states. Petitioners argue that the EPA’s Final Rule exceeds its statutory mandate and urge this Court to strike it down.

For the following reasons, we invalidate the regulations the EPA promulgated in the January 23, 2002 Final Rule, and remand.

BACKGROUND

The Clean Water Act (“CWA”)2 is an enigmatical piece of legislation. Filled with more sesquipedalian jargon than a year’s subscription to any trade journal and a byzantine system of cross references, its intricacies are virtually indecipherable.3 Perhaps this explains the parties’ inability to agree on seemingly any aspect of the statute or the EPA’s Final Rule. What follows is our attempt to navi[972]*972gate this legislative labyrinth and to translate its environmentalese into English:

The CWA seeks to restore and maintain the integrity of the nation’s water.4 To further the goals of restoring and maintaining clean water, the CWA includes both technology-driven limits and water-quality-based limits on pollution.5 The technology-based limits aim to prevent pollution by requiring polluters to install and implement various forms of technology designed to reduce the pollution discharged into the nation’s waters.6 On the other hand, the water quality regulations kick in once a given body of water’s pollution level exceeds the level that a state deems acceptable for the body of water’s intended use or function.7 They endeavor to cure an aquatic tragedy of the commons where the aggregate impact of polluters’ activities-despite compliance with the technology-based regulations-causes unacceptable pollution. When this happens, the water-quality-based regulations ratchet up the pollution control required of individual polluters.8

The technology-driven regulations are complex, and take the form of “effluent limitation guidelines.” An “effluent limitation” is “any restriction [including schedules of compliance] established ... on the quantities, rates, and concentrations of chemical, physical, biological, and other constituents which are discharged from point sources into ... water[ ].”9 The CWA requires the EPA to issue effluent limitation guidelines for various types of “point sources.” A “point source” is “any discernible, confined and discrete conveyance ... [such as a pipe, ditch, or channel] from which pollutants are or may be discharged.” 10 The EPA’s effluent limitation guidelines are technology-based regulations. They require polluters to adopt certain technologies aimed at reducing pollution.

Section 304 of the CWA charges the EPA with duties related to setting effluent limitation guidelines for existing sources of pollution.11 Under § 304(b)(3), the EPA must identify the specific control measures and practices available to the various categories and classes of point sources.12 The EPA must then identify, in terms of the amount of pollutants, the pollution reduction (or, in Clean Water Act jargon, “effluent reduction”) attainable through application of the three different levels of technology-best practicable control technology (“BPT”),13 best available technology economically achievable (“BAT”),14 and best conventional pollutant [973]*973control technology (“BCT”).15 It must also identify the factors it will consider when deciding which control measures and practices apply to each of the various classes and categories of point sources.16

Beyond these § 304 requirements, § 301 of the CWA requires that the effluent limitations attainable by the various levels of technology “shall be achieved” by various dates, all at least fifteen years in the past.17 More specifically, point sources discharging toxic and nonconventional pollutants must apply the best available technology economically achievable (“BAT”) to meet the BAT effluent limitations.18 Similarly, point sources discharging conventional pollutants must apply the best conventional pollutant control technology (“BCT”) to meet the BCT effluent limitations.19

These limitations, however, are not self-executing. Instead, they create binding obligations on dischargers only through National Pollutant Discharge Elimination System (“NPDES”) permits.20 The CWA forbids anyone from discharging any pollutant without an NPDES permit.21 The EPA Administrator may issue permits to individual polluters only if the permitted discharges comply with the requirements for effluent limitations set out in § 301 of the CWA.22 In issuing an NPDES permit, the EPA places the polluter into the appropriate point source category and subcategory. The EPA next assigns the appropriate level of technology to the polluter. Finally the EPA sets limits, for various pollutants, on how much the polluter may discharge. In setting the limits in individual permits, the EPA imports standards from the effluent limitations guidelines issued under CWA § 304(b). EPA then applies the numeric limitations to the dis-charger 23 via the NPDES permit.24 Thus, the technology-based effluent limitations become binding on polluters through NPDES permits.

To set the effluent limitation guidelines under CWA § 304(b), the EPA broke down the various point sources by industry. The EPA established the Coal Mining Point Source Category as one of its industry categories.25

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Citizens Coal Council v. United States Environmental Protection Agency, 385 F.3d 969 (6th Cir. 2004).

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