Chula Vista Citizens for Jobs & Fair Competition v. Norris

755 F.3d 671, 2014 WL 2695532, 2010 U.S. App. LEXIS 27787
CourtCourt of Appeals for the Ninth Circuit
DecidedJune 16, 2014
Docket12-55726
StatusPublished
Cited by3 cases

This text of 755 F.3d 671 (Chula Vista Citizens for Jobs & Fair Competition v. Norris) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Chula Vista Citizens for Jobs & Fair Competition v. Norris, 755 F.3d 671, 2014 WL 2695532, 2010 U.S. App. LEXIS 27787 (9th Cir. 2014).

Opinions

Opinion by Judge O’SCANNLAIN, in which Judge GRABER joins, except as to Part IV, and in which Judge BEA joins, except as to Part III. Judge GRABER filed an opinion dissenting as to Part IV. Judge BEA filed an opinion concurring as to Part III.

OPINION

O’SCANNLAIN, Circuit Judge:

We must decide whether associations have a First Amendment right to serve as official proponents of local ballot initiatives and the extent to which the same Amendment protects the anonymity of initiative proponents.

I

A

This case arises from a political battle concerning labor unions. Chula Vista Citizens for Jobs and Fair Competition (“Chu-la Vista Citizens”), an unincorporated association, and Associated Builders and Contractors of San Diego, Inc., an incorporated association of construction-related businesses (“the Associations”), sought to place an initiative on the Chula Vista municipal ballot. As described by the title of the initiative, the proposed measure “mandated] that the City or Redevelopment Agency not fund or contract for public works projects where there [was] a requirement to use only union employees.” The City of Chula Vista requires that initiative proponents be electors (“the elector requirement”), which excludes non-natural persons from serving as official proponents. Faced with this obstacle, Chula Vista Citizens asked two of its members, Lori Kneebone and Larry Breitfelder, to serve as proponents in place of the Associations. They agreed.

Section 903 of the Chula Vista Charter incorporates the provisions of the California Elections Code that govern initiatives and referenda “so far as such provisions of the Election Code are not in conflict with [the] Charter.” The code establishes several requirements that official proponents must meet to qualify an initiative. First, proponents must file a notice of intent to circulate an initiative petition for signatures, and such notice must be signed by at least one but not more than three proponents. Cal. Elec.Code § 9202(a) (the “notice-filing requirement”). Defendant Donna Norris, as the City Clerk, receives and processes these filings. Proponents must include the written text of the initiative and may include a 500-word statement of “reasons for the proposed petition.” Id. The City Attorney then provides a title and summary of the measure to the proponents. Id. § 9203.

Because the City has a newspaper of general circulation, the proponents must publish the notice of intent, title, and summary in such newspaper and submit proof of publication to the City Clerk. Id. [674]*674§ 9205(a) (the “publication requirement”).1 Only at that point can the proponents begin circulating their petition for signatures. Id. § 9207.

The initiative petition is typically divided into “sections” to facilitate gathering signatures. See id. § 9201. Each section of the petition must “bear a copy of the notice of intention and the title and summary prepared by the city attorney.” Id. § 9207. Because § 9202(a) requires proponents to sign the notice, the effect of § 9207 is that the identities of official proponents are disclosed to would-be signatories of the petition (the “petition-proponent disclosure requirement”). Proponents have 180 days to file the signed petitions with the City Clerk bearing the requisite number of signatures. Id. § 9208. The City Clerk informs the proponents whether they have gathered enough valid signatures to qualify the initiative for the ballot. Whether the initiative appears on the ballot or immediately becomes law depends on the number of signatures gathered and the actions taken by the City Council.

Kneebone and Breitfelder made two attempts to qualify the initiative for the ballot. The first attempt (“First Petition”) began on August 28, 2008, with the filing of the notice of intent. Kneebone and Breitfelder later submitted 23,285 signatures to Norris after having complied with all the requirements except one: They had not included their names on the notice that appeared on the circulated petitions. Instead, as Kneebone and Breitfelder later informed Norris, they printed the following statement .at the end of each circulated petition: “Paid for by Chula Vista Citizens for Jobs and Fair Competition, major funding by Associated Builders & Contractors PAC and Associated General Contractors PAC to promote fair competition.” On November 12, 2008, Norris rejected the First Petition for failure to include the proponents’ signatures on the notice accompanying the circulated petitions.

The Associations again asked Kneebone and Breitfelder to serve as proponents, which the pair again agreed to do. The second attempt (“Second Petition”) began with the notice filing on March 13, 2009. It complied with all requirements — including the requirement that circulated petitions bear the proponents’ signatures. — appeared on the June 8, 2010 municipal election ballot, and was approved by voters.

B

On April 28, 2009, after Norris rejected their First Petition but before qualifying the Second Petition, the plaintiffs brought this 42 U.S.C. § 1983 suit in the Southern District of California seeking declaratory and injunctive relief. The complaint alleged that the elector and petition-proponent disclosure requirements, both facially and as applied, violate the First Amendment. On June 4, the plaintiffs moved for a preliminary injunction and for an expedited hearing. Because provisions of the state election code were at issue, the State of California intervened as a defendant.

The district court held a hearing on the preliminary injunction motion on August 19. The next day, it ordered supplemental briefing as to whether the Elections Code did, in fact, require that official proponents be natural persons. On March 8, 2010, the district court denied the preliminary injunction motion as moot in light of the success of the Second Petition, and it stayed consideration of the § 1983 suit pending the Supreme Court’s decision in Doe v. Reed, 561 U.S. 186, 130 S.Ct. 2811, 177 L.Ed.2d 493 (2010). When the district [675]*675court lifted the stay, both sides filed motions for summary judgment. The district court granted summary judgment to Norris and her eodefendants on March 22, 2010. It entered its judgment on April 10, and plaintiffs timely appealed.

II

We must first determine whether the dispute over the elector requirement is properly before us. The parties disagree about whether the elector requirement is mandated by state law, municipal law, or the City’s interpretation of either body of law. Relying on the Supreme Court’s decision in Railroad Commission v. Pullman Co., 312 U.S. 496, 61 S.Ct. 643, 85. L.Ed. 971 (1941), Norris urges us to abstain from deciding the merits of this case if doing so would require us to resolve a contested issue of state law.

“[W]hen a federal constitutional claim is premised on an unsettled question of state law, the federal court should stay its hand in order to provide the state courts an opportunity to settle the underlying state-law question and thus avoid the possibility of unnecessarily deciding a constitutional question.” Harris Cnty. Comm’rs Court v. Moore,

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Cite This Page — Counsel Stack

Bluebook (online)
755 F.3d 671, 2014 WL 2695532, 2010 U.S. App. LEXIS 27787, Counsel Stack Legal Research, https://law.counselstack.com/opinion/chula-vista-citizens-for-jobs-fair-competition-v-norris-ca9-2014.