Cherry v. Dist. of Columbia
This text of 330 F. Supp. 3d 216 (Cherry v. Dist. of Columbia) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.
Opinion
AMY BERMAN JACKSON, United States District Judge
This case arises from the death of Alonzo Smith, who died of cardiac arrest when he was arrested by two special police officers ("SPOs"). Plaintiff Gerri Cherry, the personal representative of Smith's estate, filed suit against the SPOs, the security company that employs the officers, the property manager and the owner of the apartment complex that hired the firm, and the District of Columbia ("the District").See Compl. [Dkt. # 1]. The complaint alleges that the SPOs used excessive force when they forcefully restrained Smith face down on the ground with two sets of handcuffs, and that this prevented him from breathing and caused his death. Id. ¶¶ 55-60. Plaintiff claims that the SPOs violated Smith's Fourth Amendment rights, and that the District is liable under
The District has moved to dismiss plaintiff's claims against it for failure to state a claim, and this opinion deals with those claims only. See Def. District of Columbia's Mot. to Dismiss the Compl. [Dkt. # 22] ("Def.'s Mot."). The Court will grant the District's motion to dismiss the section 1983 claims because the complaint fails to allege sufficient facts to establish municipal liability in accordance with the Supreme Court's decision in Monell v. Dep't of Soc. Servs. ,
BACKGROUND
I. The Role of Special Police Officers
The Mayor of the District of Columbia, in his or her discretion, may appoint an SPO in connection with the property of, or under the charge of, a corporation or individual.
According to the complaint, SPOs Ramon Vega and Alonzo Wilson were commissioned by the Mayor pursuant to
The complaint alleges that prior to November 1, 2015, all SPOs were required to undergo forty hours of pre-assignment training in a course "designed by and promulgated by" the District.1 Compl. ¶ 24. Sixteen hours of pre-assignment training were dedicated to training on arrest powers, search and seizure, the D.C. official code, and the use of force, and twenty-four hours of training focused on terrorism awareness, evacuation protocols, and first aid.
II. The Events of November 1, 2015
On November 1, 2015, at approximately 3:10 A.M., Alonzo Smith came out of the Marbury Plaza Apartments building located at 2300 Good Hope Road, S.E., Washington, D.C. 20020. Compl. ¶¶ 5, 32. Smith, who was not wearing a shirt or shoes, was visibly in distress and yelling for help.
At approximately 3:30 A.M., SPO Vega reportedly saw Smith hiding in some bushes in the grassy area of the apartment complex and radioed SPO Wilson for assistance. Compl. ¶ 33. The SPOs followed Smith as he "frantically" ran around the apartment building and a neighboring parking lot.
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AMY BERMAN JACKSON, United States District Judge
This case arises from the death of Alonzo Smith, who died of cardiac arrest when he was arrested by two special police officers ("SPOs"). Plaintiff Gerri Cherry, the personal representative of Smith's estate, filed suit against the SPOs, the security company that employs the officers, the property manager and the owner of the apartment complex that hired the firm, and the District of Columbia ("the District").See Compl. [Dkt. # 1]. The complaint alleges that the SPOs used excessive force when they forcefully restrained Smith face down on the ground with two sets of handcuffs, and that this prevented him from breathing and caused his death. Id. ¶¶ 55-60. Plaintiff claims that the SPOs violated Smith's Fourth Amendment rights, and that the District is liable under
The District has moved to dismiss plaintiff's claims against it for failure to state a claim, and this opinion deals with those claims only. See Def. District of Columbia's Mot. to Dismiss the Compl. [Dkt. # 22] ("Def.'s Mot."). The Court will grant the District's motion to dismiss the section 1983 claims because the complaint fails to allege sufficient facts to establish municipal liability in accordance with the Supreme Court's decision in Monell v. Dep't of Soc. Servs. ,
BACKGROUND
I. The Role of Special Police Officers
The Mayor of the District of Columbia, in his or her discretion, may appoint an SPO in connection with the property of, or under the charge of, a corporation or individual.
According to the complaint, SPOs Ramon Vega and Alonzo Wilson were commissioned by the Mayor pursuant to
The complaint alleges that prior to November 1, 2015, all SPOs were required to undergo forty hours of pre-assignment training in a course "designed by and promulgated by" the District.1 Compl. ¶ 24. Sixteen hours of pre-assignment training were dedicated to training on arrest powers, search and seizure, the D.C. official code, and the use of force, and twenty-four hours of training focused on terrorism awareness, evacuation protocols, and first aid.
II. The Events of November 1, 2015
On November 1, 2015, at approximately 3:10 A.M., Alonzo Smith came out of the Marbury Plaza Apartments building located at 2300 Good Hope Road, S.E., Washington, D.C. 20020. Compl. ¶¶ 5, 32. Smith, who was not wearing a shirt or shoes, was visibly in distress and yelling for help.
At approximately 3:30 A.M., SPO Vega reportedly saw Smith hiding in some bushes in the grassy area of the apartment complex and radioed SPO Wilson for assistance. Compl. ¶ 33. The SPOs followed Smith as he "frantically" ran around the apartment building and a neighboring parking lot.
Metropolitan Police Department ("MPD") officers Kevin Fitch and Esteban *222Alvarez also responded to the incident, and upon their arrival, they found Smith motionless, lying face down on the ground with his arms handcuffed behind him. Compl. ¶ 42. The MPD officers asked SPOs Wilson and Vega whether Smith was breathing.
Smith was transported to United Medical Center and was pronounced dead at 5:08 A.M. Compl. ¶ 44. On the following day, November 2, 2015,2 Sasha Osbourne, M.D., performed an autopsy and ruled Smith's death a homicide.
On October 31, 2017, plaintiff filed her complaint. Counts I and IV both invoke
Counts II and III allege causes of action for negligence under the District of Columbia's Wrongful Death Act and Survival Act. See Compl. ¶¶ 61-77. Plaintiff claims that the "District owed a duty of care to ensure that the SPOs commissioned had the necessary and proper training to carry out the standard of care applicable to law enforcement," and that defendant "breached this duty of care by failing to promulgate appropriate rules, regulations, protocols, procedures, a proper training program and materials[,] and to properly train SPOs."
On, February 26, 2018, the District moved to dismiss plaintiff's complaint pursuant to Federal Rule of Civil Procedure 12(b)(6). See Def.'s Mot. at 1; Mem. of P. & A. in Supp. of Def.'s Mot. [Dkt. # 22] ("Def.'s Mem."). The District argues that plaintiff has failed to allege sufficient facts to state a claim for failure to train under
STANDARD OF REVIEW
"To survive a [ Rule 12(b)(6) ] motion to dismiss, a complaint must contain sufficient factual matter, accepted as true, to state a claim to relief that is plausible on its face." Ashcroft v. Iqbal ,
A claim is facially plausible when the pleaded factual content "allows the court to draw the reasonable inference that the defendant is liable for the misconduct alleged." Iqbal ,
In evaluating a motion to dismiss under Rule 12(b)(6), a court must "treat the complaint's factual allegations as true and must grant plaintiff 'the benefit of all inferences that can be derived from the facts alleged.' " Sparrow v. United Air Lines, Inc. ,
ANALYSIS
I. The Court will grant the District's motion to dismiss plaintiff's section 1983 claim.
A. Municipal Liability under 42 U.S.C. § 1983
Section 1983 of the Civil Rights Act provides:
*224Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress ....
To establish that a municipality is liable under section 1983, a plaintiff must prove both "a predicate constitutional violation" and "that a custom or policy of the municipality caused the violation." Baker v. District of Columbia ,
Here, the District concedes that plaintiff's complaint sufficiently alleges that SPOs Wilson and Vega violated Smith's Fourth Amendment rights. Def.'s Mem. at 8 n.2. Therefore, the Court only needs to analyze the causation issue.
A municipality cannot be held liable for the unconstitutional conduct of its employees based on a theory of respondeat superior : "Instead, it is when execution of a government's policy or custom, whether made by its lawmakers or by those whose edicts or acts may fairly be said to represent official policy, inflicts the injury that the government as an entity is responsible under § 1983." Monell ,
As a result, "[p]laintiffs who seek to impose liability on local governments under § 1983 must prove that 'action pursuant to official municipal policy' caused their injury." Connick v. Thompson ,
There are a number of ways in which a "policy" can be set by a municipality to cause it to be liable under § 1983 : the explicit setting of a policy by the government that violates the Constitution; the action of a policy maker within the government; the adoption through a knowing failure to act by a policy maker of actions by his subordinates that are so consistent that they have become "custom"; or the failure of the government to respond to a need (for example, training of employees) in such a manner as to show "deliberate indifference" to the risk that not addressing the need will result in constitutional violations.
Baker ,
Here, plaintiff alleges that the District's failure to train the SPOs on the proper use of force amounted to deliberate indifference toward Smith's constitutional rights, and, therefore, the District is liable under
B. Failure to Train
"[A] local government's decision not to train certain employees about their legal duty to avoid violating citizens'
*225rights may rise to the level of an official government policy for purposes of § 1983." Connick ,
" '[D]eliberate indifference' is a stringent standard of fault, requiring proof that a municipal actor disregarded a known or obvious consequence of his action." Connick ,
While plaintiff has alleged in conclusory terms that the District failed to adequately train the SPOs regarding the use of force, she has set forth no facts indicating that the District's decision makers knew or should have known of any deficiencies in the training that would support a finding that the District was "deliberately indifferent" toward citizens' constitutional rights. See Connick ,
The complaint summarily alleges that the District "acted intentionally and with deliberate indifference to the rights of Smith and other persons" by "fail[ing] to appoint, supervise, monitor, train, and/or promote SPO[s] ... who would enforce the laws in effect in the District of Columbia," and that the District "failed to train its SPOs and officers in the proper application of force." Compl. ¶¶ 80, 83. Plaintiff claims that the District "had both actual and constructive knowledge that the SPOs of the District of Columbia Metropolitan Police Department[ ] engaged in conduct that posed a pervasive and unreasonable risk of constitutional injury to Smith and other persons," id. ¶ 81, and that the District *226failed to do anything "after having constructive notice regarding the widespread abuse of persons' rights" by the SPOs. Id. ¶ 82. She also alleges that the District had "sufficient notice that further training and changes to training manuals were necessary" based on the "number and frequency [of] SPOs' use of excessive force." Id. ¶ 83.
But plaintiff does not specify a single incident that supposedly alerted the District to a problem. Thus, defendant contends that plaintiff's allegations are too conclusory to state a claim under section 1983, see Def.'s Mem. at 8-9, and the Court agrees. Plaintiff's complaint is devoid of the facts necessary to support a reasonable inference that the District was on notice of a problem with SPO training, and there are no facts to support the element of causation either.
The complaint describes one incident involving the alleged use of excessive force - the arrest of Smith. While plaintiff posits that there was a "pattern" of SPOs using excessive force of which the District had "knowledge," see Compl. ¶¶ 81, 83, she has not pled any facts that would demonstrate a pattern of unconstitutional conduct by SPOs. Plaintiff has not pointed to other complaints filed with MPD, or other lawsuits against the District based on similar excessive force claims. Moreover, plaintiff has not supplied any facts to show that the District knew or should have known of any problems, much less a pattern of problems, involving SPOs, who are employed by private entities. See
Plaintiff argues that even if the Court finds that the complaint does not include "sufficiently pleaded facts as to the District's ignoring of a history of constitutional violations," the complaint should survive defendant's motion to dismiss because "a pattern of similar violations is not always necessary to show deliberate indifference as applied to necessary training." Pl.'s Opp. at 5-6, citing Harris ,
Because plaintiff does not allege that the District failed to provide any training on the use of force, plaintiff's claim is not analogous to the potential "single-incident" theory of liability that was described in Harris. See Odom v. District of Columbia ,
Therefore, plaintiff has not pleaded sufficient factual content to plausibly show that the District was deliberately indifferent to an inadequacy in its training, or that the inadequate training had some connection to the events that led to Smith's death. So, the Court will dismiss the section 1983 claim against the District without prejudice.
II. The Court will also dismiss the negligence claims in Counts II and III under the D.C. Wrongful Death Act and D.C. Survival Act.
When "a defendant's allegedly negligent conduct results in death, plaintiffs in D.C. may pursue two independent claims: wrongful death claims and survival claims." Casey v. McDonald's Corp. ,
*228The District maintains that it is immune from plaintiff's negligence claims arising under D.C. law because it is entitled to discretionary function immunity, see Def.'s Mem. at 10-12, and the claims will be dismissed for that reason.
In the District of Columbia, "the doctrine of sovereign immunity acts as a bar to bringing suit against the District of Columbia for its discretionary functions." Nealon v. District of Columbia ,
"The term ministerial 'connotes the execution of policy as distinct from its formulation,' " which would be a discretionary act. Biscoe ,
Defendant argues that the design of the District's training program "necessarily involves discretionary decisions by officials of the Metropolitan Police Department regarding the appropriate level of training of SPOs and therefore is immune from judicial review." Def.'s Mem. at 11. But plaintiff maintains that once the District made the decision that it was going to deploy SPOs and train them, the acts of training and supervising them became mere ministerial functions that are not shielded by immunity. Pl.'s Opp. at 9.
In support of her position that training police officers is a ministerial task, plaintiff *229relies heavily on a non-binding district court opinion, Thomas v. Johnson ,
In Thomas , the plaintiff alleged that the defendant, an individual police officer, "drank on duty, used racial epithets[,] and toyed with his baton in congested areas," and that the officer hit him with the baton and caused him injury.
In determining whether the District was immune from suit, the court posed the broad question of "whether the operation of the force, including training, instruction, supervision and control of police officers, is a discretionary or a ministerial function of a municipal government." Thomas ,
Once the decisions have been made to have a police department, to organize it in a particular way, and to hire a specific individual to be a member of that department, the acts of training, instructing, supervising and controlling the individual officer are merely "ministerial." When the negligence of the municipality in the performance of these ministerial functions, then, is the proximate cause of injury to a citizen, the municipality is not immune from suit and will be held liable in tort.
Other courts have recognized this distinction. "Clearly, the decision as to the type of training, the content of instruction, and the form of supervision are discretionary decisions. Once those decisions are made, the negligent failure to supervise a particular officer may be 'ministerial,' but the decision that supervision shall take a particular form is not." Dodge v. Stine ,
*230In Biscoe , the plaintiff was an innocent bystander who was severely injured when he was struck by a vehicle being pursued into the District by an Arlington County police officer.
The defendants raised a number of issues on appeal, and of relevance to this case, they challenged the trial court's finding that neither defendant was entitled to discretionary function immunity.
The Court of Appeals agreed with the lower court's determination.
We believe the actions at issue were clearly ministerial and operational .... In the District of Columbia, both official and governmental immunity depend on the ministerial-discretionary dichotomy. The term ministerial "connotes the execution of policy as distinct from its formulation." In contrast, "[i]f policy considerations were involved and no statutory or regulatory requirements limited the exercise of policy discretion, immunity would bar suit."
The Court emphasized that the individual officer conducting the chase was bound by both regulations and departmental policy, and it found that the exercise of his independent judgment on the scene was therefore quite circumscribed.
The Court said little about the claims against the county specifically. But with respect to the verdicts against both defendants, it stated:
Under existing precedent in this Circuit, we have no doubt that the activities at issue here - supervising and instructing officers, conducting a felony stop, and conducting a felony pursuit - are ministerial, not discretionary, acts. They involve day-to-day operational matters, not planning and policy.
But this reasoning does not necessarily extend to the initial design of a training program by a municipality. Indeed, the Biscoe Court specifically cautioned: "[o]f course, not all actions having to do with training police officers are necessarily operational or ministerial."
Plaintiff's complaint alleges that the District breached its duty of care by "failing to promulgate appropriate rules, regulations, [and] protocol[s]," and by "only allocating a mere 16 hours of training to the use of reasonable force for commissioned SPO officers." Compl. ¶¶ 63, 73. Thus, the gravamen of the complaint is that the District was negligent when it designed its training program on the use of excessive force. Therefore, this case falls outside the holding in Biscoe because the programmatic and policy decisions that go into creating a training program and determining the appropriate number of hours to devote to each topic are discretionary decisions - judgment calls - and not ministerial tasks. The complex choices the District makes regarding the training of SPOs are precisely the sort of decisions the discretionary function exception was designed to protect.8 As the D.C. Circuit observed in Burkhart v. WMATA ,
[t]he extent of training with which to provide employees requires consideration of fiscal constraints, public safety, the complexity of the task involved, the degree of harm a wayward employee might cause, and the extent to which employees have deviated from accepted norms in the past. Such decisions are surely among those involving the exercise of political, social, or economic judgment.
*232Therefore, the District is entitled to immunity, and the Court will dismiss Counts II and III against the District.
CONCLUSION
For the foregoing reasons, the Court will grant the District's motion to dismiss in its entirety; Counts I and IV against the District will be dismissed without prejudice.
A separate order will issue.
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