Charlie Caldwell Jr., Shreveport City Marshal and the Shreveport City Marshal's Office v. the City of Shreveport

CourtSupreme Court of Louisiana
DecidedNovember 17, 2023
Docket2023-C-00182
StatusPublished

This text of Charlie Caldwell Jr., Shreveport City Marshal and the Shreveport City Marshal's Office v. the City of Shreveport (Charlie Caldwell Jr., Shreveport City Marshal and the Shreveport City Marshal's Office v. the City of Shreveport) is published on Counsel Stack Legal Research, covering Supreme Court of Louisiana primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Charlie Caldwell Jr., Shreveport City Marshal and the Shreveport City Marshal's Office v. the City of Shreveport, (La. 2023).

Opinion

FOR IMMEDIATE NEWS RELEASE NEWS RELEASE #050

FROM: CLERK OF SUPREME COURT OF LOUISIANA

The Opinions handed down on the 17th day of November, 2023 are as follows:

BY Griffin, J.:

2023-C-00182 CHARLIE CALDWELL JR., SHREVEPORT CITY MARSHAL AND THE SHREVEPORT CITY MARSHAL'S OFFICE VS. THE CITY OF SHREVEPORT (Parish of Caddo)

REVERSED AND RENDERED. SEE OPINION.

Hughes, J., dissents and assigns reasons. Crichton, J., additionally concurs and assigns reasons. Crain, J., concurs and assigns reasons. McCallum, J., additionally concurs.

1 SUPREME COURT OF LOUISIANA

No. 2023-C-00182

CHARLIE CALDWELL JR., SHREVEPORT CITY MARSHAL AND THE SHREVEPORT CITY MARSHAL'S OFFICE

VS.

THE CITY OF SHREVEPORT

On Writ of Certiorari to the Court of Appeal, Second Circuit, Parish of Caddo

GRIFFIN, J.

We granted this writ to clarify the statutory funding obligations of the City

of Shreveport (“the City”) to the Shreveport City Marshal (“the Marshal”). Based

on the plain language of the relevant statutory provisions, we find La. R.S. 13:1889

requires only that the City fund the operation and maintenance expenses of the

physical offices of the Marshal.

FACTS AND PROCEDURAL HISTORY

The Marshal filed a petition for a writ of mandamus or, alternatively,

damages arguing that, for over a decade, the City has failed to satisfy its obligation

to fund all reasonable and necessary expenses of the Marshal’s office.1 The

Marshal further avers the City has only provided housekeeping and limited

maintenance services; paid for the utilities for the court building where the

Marshal’s office is located;2 and paid the salaries of the Marshal and his deputies.

To partially cover the alleged deficit, the Marshal made use of an account provided

for under La. R.S. 13:1899(C) and funded by revenues generated by additional

costs assessed in city court criminal matters.

1 The Marshal originally sought damages from 2008 through 2020; however, the trial court granted an exception of prescription and all claims prior to 2010 were dismissed. 2 Testimony adduced at trial established the City provides these services to the Marshal through Shreveport Public Assembly & Recreation (“SPAR”) rather than budgetary allocations. The trial court ruled that, under La. R.S. 13:1889, the City owes the Marshal

expenses of operation and maintenance.3 Specifically, the trial court determined

that the Marshal had “unfunded expenses” in the total amount of $8,854,670.92

over the relevant time period. From this amount, the trial court made a series of

deductions. It deducted $23,109.00 as expenses deemed unreasonable by the

Marshal’s auditor. It deducted $3,676,414.08 for the vehicle expenses noting that

the City is only statutorily required to pay for and maintain one vehicle for the

Marshal. See La. R.S. 13:2084. Further, it deducted $567,574.99 for expenses

associated with the Peabody Building (a training facility for new deputies) for

which the City was not contractually responsible. Finally, the trial court deducted

$3,060,201.27 in funds received under La. R.S. 13:1899(C) which are required to

be used for defrayment of operational and equipment expenses (“Defrayment

Funds”). Thus, after deductions, the trial court awarded a total amount of

$1,527,371.58.

The Marshal appealed arguing the trial court erred in allocating his

Defrayment Funds as a payment of the City’s obligation to fund the Marshal’s

operation and maintenance expenses. The court of appeal agreed, reversed the trial

court, and increased the judgment by the amount of the Defrayment Funds to a

3 In its written reasons, the trial court cited a series of attorney general opinions rendered in response to prior requests of the Marshal to clarify the City’s funding obligations under La. R.S. 13:1889. Notably, the attorney general’s “office has continually recognized that the city is primarily responsible for all obligations incurred by the city court and city marshal’s office for its operating expenses with the sole proviso that such obligations are ‘reasonable and necessary.’” La. Atty. Gen. Op. No. 17-0004 (10/19/17), 2017 WL 4986214; see also La. Atty. Gen. Op. No. 10-0180 (9/3/10), 2010 WL 4149386 (“[i]t is the opinion of [the attorney general’s] office that the use of the word ‘shall’ in La. R.S. 13:1889 means the City of Shreveport has a mandatory duty to provide suitable offices for the marshal, and to fund the operational expenses of the office”).

As will be discussed later in this opinion, we disagree with this interpretation to the extent it requires the City to fund “operational expenses” beyond providing and maintaining the physical offices occupied by the Marshal. See Dunn v. City of Kenner, 15-1175, p. 15 n. 14 (La. 1/27/16), 187 So.3d 404, 415 n. 14 (attorney general opinions are merely advisory and not binding on courts).

2 total of $4,587,572.85. Caldwell v. City of Shreveport, 54,770, pp. 10-11 (La.App.

2 Cir. 11/16/22), 352 So.3d 108, 112-113.

The City’s writ application to this Court followed, which we granted.

Caldwell v. City of Shreveport, 23-0182 (La. 4/25/23), 359 So.3d 966.

DISCUSSION

The issue before this Court is the extent to which the City is statutorily

obligated to fund the operation of the Marshal’s office. Statutory interpretation is a

question of law subject to de novo review. Benjamin v. Zeichner, 12-1763, p. 5

(La. 4/5/13), 113 So.3d 197, 201.

NO CAUSE OF ACTION

At oral argument this Court raised the issue of whether a cause of action

may properly exist to retroactively recover, beyond the fiscal year claimed to be

inadequately funded, for budgetary allocations allegedly owed by the City. See La.

C.C.P. art. 927(B) (failure to disclose a cause of action may be noticed by an

appellate court on its own motion). An exception of no cause of action tests the

legal sufficiency of the petition by determining whether the law affords a remedy

on the facts alleged. Jackson v. City of New Orleans, 12-2742, p. 24 (La. 1/28/14),

144 So.3d 876, 895. The parties timely submitted requested supplemental briefing

on this issue.

The Louisiana Constitution authorizes local governmental subdivisions to

adopt home rule charters. La. Const. art. VI, § 5(A). A home rule charter so

adopted provides “the structure and organization, powers, and functions of the

government of the local governmental subdivision, which may include the exercise

of any power and performance of any function necessary, requisite, or proper for

the management of its affairs not denied by general law or inconsistent with [the

Louisiana Constitution.]” La. Const. art. VI, § 5(E). A “political subdivision shall

cause to be prepared a comprehensive budget presenting a complete financial plan

3 for each fiscal year for the general fund and each special revenue fund.” La. R.S.

39:1305(A). “The total of proposed expenditures shall not exceed the total of

estimated funds available for the ensuing fiscal year.” La. R.S. 39:1305(E).

Political subdivisions operating under a home rule charter may require more

extensive financial planning and budgeting practices beyond the statutory

minimums set forth in the Louisiana Local Government Budget Act (“LLGBA”).

See La. R.S. 39:1303(A).

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Charlie Caldwell Jr., Shreveport City Marshal and the Shreveport City Marshal's Office v. the City of Shreveport, Counsel Stack Legal Research, https://law.counselstack.com/opinion/charlie-caldwell-jr-shreveport-city-marshal-and-the-shreveport-city-la-2023.