Chapman v. Santini

Court of Appeals for the Tenth Circuit·Decided February 13, 2020·No. 18-1117·Unpublished

Opinion

FILED

United States Court of Appeals Tenth Circuit

UNITED STATES COURT OF APPEALSFebruary 13, 2020 Christopher M. Wolpert

TENTH CIRCUIT Clerk of Court

SEIFULLAH CHAPMAN, Plaintiff - Appellee,

v. No. 18-1117 (D.C. No. 1:15-CV-00279-WYD-KLM)

GEORGE SANTINI, MD, (D. Colo.) individually; ANTHONY OSAGIE, PA, individually; RONALD CAMACHO, PA, individually,

Defendants - Appellants,

and FEDERAL BUREAU OF PRISONS, Defendant.

ORDER AND JUDGMENT *

Before HOLMES, McKAY, and CARSON, Circuit Judges.

At all relevant times (approximately February 2013 to August 2015), Seifullah Chapman was a prisoner at Administrative Maximum (“ADX”) in

*

This order and judgment is not binding precedent except under the doctrines of law of the case, res judicata, and collateral estoppel. It may be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.

Florence, Colorado, reputedly the most secure and restrictive prison operated by the Bureau of Prisons. Mr. Chapman has a severe form of Type 1 diabetes. While incarcerated at ADX, he was treated by three prison medical professionals: Dr. George Santini, Anthony Osagie, and Ronald Camacho (the “Medical Professionals”). In this Bivens action, 1 Mr. Chapman alleges that each Medical Professional violated the Eighth Amendment by acting with deliberate indifference to his serious medical needs. The Medical Professionals deny any wrongdoing and invoke qualified immunity.

We must decide whether the Medical Professionals are entitled to qualified immunity. In doing so, we must resolve two questions: (1) whether any of the Medical Professionals violated the Eighth Amendment, and (2) if so, whether then-extant law clearly established the unconstitutionality of their conduct. In denying the Medical Professionals’ motion for summary judgment, the district court answered both questions in the affirmative.

The Medical Professionals appeal from that order. The parties are familiar with the facts and the procedural history. As to such matters, we offer details

1 In Bivens v. Six Unknown Named Agents of Fed. Bureau of Narcotics, 403 U.S. 388 (1971), the Supreme Court “recognized for the first time an implied private action for damages against federal officers alleged to have violated a citizen’s constitutional rights.” Ashcroft v. Iqbal, 556 U.S. 662, 675 (2009) (quoting Corr. Servs. Corp. v. Malesko, 534 U.S. 61, 66 (2001)).

only in connection with our disposition of the issues presented in this appeal. Exercising jurisdiction under 28 U.S.C. § 1291, we affirm.

I

Before we can turn to the merits of the Medical Professionals’ appeal, “we must first ensure we have jurisdiction.” Perry v. Durborow, 892 F.3d 1116, 1119 (10th Cir. 2018). Mr. Chapman has moved to dismiss this appeal for lack of appellate jurisdiction. The Medical Professionals respond that we do have jurisdiction. We agree with the Medical Professionals: we do have jurisdiction.

As a general rule, we lack jurisdiction over denials of summary judgment.

See Plumhoff v. Rickard, 572 U.S. 765, 771 (2014); accord Serna v. Colo. Dep’t of Corr., 455 F.3d 1146, 1150 (10th Cir. 2006). The collateral-order doctrine is an exception to that general rule; it allows appellate courts to review “a limited set of district-court orders” even though the orders are “short of final judgment.” Ashcroft v. Iqbal, 556 U.S. 662, 671 (2009) (quoting Behrens v. Pelletier, 516 U.S. 299, 305 (1996)). In particular, orders denying qualified immunity at the summary-judgment stage qualify for this special jurisdictional treatment, see, e.g., Plumhoff, 572 U.S. at 771, but in appeals from such orders, we are limited to review of “the district court’s abstract legal conclusions,” Felders ex rel. Smedley v. Malcom, 755 F.3d 870, 878 (10th Cir. 2014); accord Fancher v. Barrientos, 723 F.3d 1191, 1198 (10th Cir. 2013).

Notably, we generally lack interlocutory jurisdiction when a district court denies qualified immunity based on a determination that there are “genuine” disputes of material fact for trial. Johnson v. Jones, 515 U.S. 304, 319-20 (1995); see Cox v. Glanz, 800 F.3d 1231, 1242 (10th Cir. 2015) (noting that whether “‘the pretrial record sets forth a “genuine” issue of fact for trial’ is not an abstract legal question” (quoting Johnson, 515 U.S. at 320)). An exception to this general rule applies when a district court fails to specify which factual disputes preclude the grant of summary judgment based on qualified immunity. See Lewis v. Tripp, 604 F.3d 1221, 1225 (10th Cir. 2010) (“[W]hen the district court at summary judgment fails to identify the particular charged conduct that it deemed adequately supported by the record, we may look behind the order denying summary judgment and review the entire record de novo to determine for ourselves as a matter of law which factual inferences a reasonable jury could and could not make.”).

Therefore, “[i]f a district court does not state the facts a reasonable jury could find at summary judgment, ‘a court of appeals may have to undertake a cumbersome review of the record to determine [those] facts.’” Id. (quoting Johnson, 515 U.S. at 319); accord Roosevelt-Hennix v. Prickett, 717 F.3d 751, 756 n.8 (10th Cir. 2013); see Armijo ex rel. Chavez v. Wagon Mound Pub. Sch., 159 F.3d 1253, 1259 (10th Cir. 1998) (noting that “if the district court concludes

that a genuine issue of material fact exists in denying qualified immunity, but does not set forth with specificity the facts presented by the plaintiff that support a finding that the defendant violated a clearly established right, then we may look behind the order denying summary judgment”). “In such circumstances, but only in such circumstances, we may review the entire record, construing the evidence in the light most favorable to the plaintiff, and determine de novo whether the plaintiff in fact presented sufficient evidence to forestall summary judgment on the issue of qualified immunity.” Armijo, 159 F.3d at 1259.

This case requires such a record review. Although the district court denied summary judgment because of “genuine issues of material facts,” Aplts.’ App., Vol. XX, at 3334–35 (Order Den. Summ. J., filed Jan. 25, 2018), it did not explicitly identify the material facts in dispute. 2 Moreover, this is not a situation where the defendants dispute our obligation to construe any facts found in the light most favorable to the plaintiff. Cf. Castillo v. Day, 790 F.3d 1013, 1018 (10th Cir. 2015) (“Although [Defendant] attempts to characterize the issue on

2 The district court identified the following genuine issues of material fact, without specifying the facts that precluded the grant of summary judgment: (1) whether the Medical Professionals appropriately administered Mr. Chapman’s insulin, (2) whether the Medical Professionals provided Mr. Chapman with appropriate medical supplies to manage his diabetes, and (3) whether the Medical Professionals appropriately responded to Mr. Chapman’s symptoms and complaints regarding his Type 1 diabetes and whether Mr. Chapman suffered serious harm or substantial risk of serious harm. The district court provided no further detail.

appeal as Plaintiffs’ failure to assert a violation of a constitutional right under clearly established law, her argument is limited to a discussion of her version of the facts and the inferences that can be drawn therefrom. Thus, [Defendant’s] argument is actually a challenge to the district court’s conclusion Plaintiffs presented sufficient evidence to survive summary judgment. As such, this court lacks jurisdiction to review her appeal at the interlocutory stage.” (emphasis added) (footnote omitted)). Indeed, the Medical Professionals expressly acknowledge that “all disputed facts must be resolved in the light favorable to [Mr. Chapman].” Aplts.’ Resp. to Aplee.’s Mot. to Dismiss at 4 (filed July 26, 2018). And they purport to do so in their opening brief. See Aplts.’ Opening Br. at 6.

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