Cerveny v. Aventis

CourtCourt of Appeals for the Tenth Circuit
DecidedAugust 9, 2019
Docket17-4204
StatusUnpublished

This text of Cerveny v. Aventis (Cerveny v. Aventis) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cerveny v. Aventis, (10th Cir. 2019).

Opinion

FILED United States Court of Appeals UNITED STATES COURT OF APPEALS Tenth Circuit

FOR THE TENTH CIRCUIT August 9, 2019 _________________________________ Elisabeth A. Shumaker Clerk of Court VICTORIA CERVENY; CHARLES CERVENY; ALEXANDER CERVENY,

Plaintiffs - Appellants,

v. No. 17-4204 (D.C. No. 2:14-CV-00545-DB) AVENTIS, INC., (D. Utah)

Defendant - Appellee. _________________________________

ORDER AND JUDGMENT* _________________________________

Before BACHARACH, BALDOCK, and PHILLIPS, Circuit Judges. _________________________________

This case comes to us a second time. Previously, we affirmed the district court’s

dismissal of the Cervenys’ primary claim that Aventis had violated Utah law by failing to

warn of alleged risks from pre-pregnancy ingestion of Clomid (a fertility drug). We ruled

that federal law preempted this claim. But we reversed and remanded the district court’s

dismissal of the Cervenys’ four remaining Utah state-law claims—for failure to warn of

the risk of ingesting of Clomid during pregnancy, fraud, negligent misrepresentation, and

breach of implied warranty—because the district court had not explained how federal law

preempted those claims. In our remand, we expressed no view on the ultimate viability of

* This order and judgment is not binding precedent, except under the doctrines of law of the case, res judicata, and collateral estoppel. It may be cited, however, for its persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1. these claims. After reviewing the district court’s grant of summary judgment against the

remanded claims, and exercising jurisdiction under 28 U.S.C. § 1291, we affirm.

BACKGROUND

In September and October 1992, Mrs. Victoria Cerveny’s physician prescribed her

Clomid, a drug that helps women conceive by stimulating ovulation.1 Sometime after

Mrs. Cerveny’s October round of Clomid, she became pregnant (importantly, the parties

agree that Mrs. Cerveny ingested Clomid before, not after, becoming pregnant). In late

July 1993, she gave birth to Alexander, who arrived with serious birth defects: his left

hand lacked the thumb and small finger, and his left elbow was beset with a flexion

deformity that has required multiple surgeries and interventions.2

Twenty-one years after Alexander’s birth, the Cervenys sued Aventis in the United

States District Court for the District of Utah, alleging that pre-pregnancy ingestion of

Clomid had caused Alexander’s birth defects. In their Amended Complaint, the Cervenys

allege that the 1992 version of the Clomid label had inadequately warned Clomid users of

the risks to the fetus from ingesting the drug.

To track the Cervenys’ claims, we must first summarize Clomid’s regulatory

history. The FDA approved Clomid in 1967, making it one of the first fertility drugs

marketed. To obtain FDA approval for a brand-name drug like Clomid, manufacturers

1 As we understand the briefs, the Cervenys attribute both Alexander’s birth and birth defects to Clomid. 2 The Cervenys assert that their families have no history of birth defects, and that Mrs. Cerveny later conceived, without fertility drugs, a second child, who had no birth defects.

2 submit an application, which includes a proposed label. 21 U.S.C. § 355(a), (b)(1); 21

C.F.R. § 314.50(c)(2)(i). Subject to limited exceptions, a manufacturer generally may not

change the label for an approved brand-name drug without the FDA’s permission. 21

U.S.C. §§ 331(a), (c), 352; 21 C.F.R. § 314.70. Clomid’s original label reads, in relevant

part:

CONTRAINDICATIONS Pregnancy Although no causative evidence of a deleterious effect of Clomid (clomiphene citrate) therapy on the human fetus has been seen, such evidence in regard to the rat and the rabbit has been presented (see Animal Pharmacology and Toxicology). Therefore, Clomid should not be administered during pregnancy. To avoid inadvertent Clomid administration during early pregnancy, the basal body temperature3 should be recorded throughout all treatment cycles, and the patient should be carefully observed to determine whether ovulation occurs. If the basal body temperature following Clomid is biphasic and is not followed by menses, the patient should be examined carefully for the presence of an ovarian cyst and should have a pregnancy test. The next course of therapy should be delayed until the correct diagnosis has been determined.

Cervenys’ App. vol. 3 at 590 (emphasis in original).4 Notably, this warning appears under

“Contraindications,” which “describe[s] those situations in which the drug should not be

used because the risk of use clearly outweighs any possible benefit.” 21 C.F.R.

§ 201.80(d). Under the heading “ADVERSE REACTIONS,” the label contains the

subheading “Birth Defects.” Cervenys’ App. vol. 3 at 590–92. Here, the label advises that

3 “Basal body temperature” is the body’s temperature when fully at rest. Ovulation slightly increases basal body temperature. See Mayo Clinic, Basal body temperature for natural family planning, available at https://www.mayoclinic.org/tests-procedures/basal-body-temperature/about/pac- 20393026. 4 The 1992 version of this label contains identical language.

3 “[f]rom 2369 delivered and reported pregnancies associated with Clomid administration,

58 infants with birth defects were reported.” Id. at 592. The label was revised in 1980, but

the revised label retained the same pregnancy-contraindication language.

In 1981, Aventis’s predecessor (Merrell Dow) proposed an amended label, which

among other things would have deleted the language stating that “no causative evidence

of a deleterious effect of Clomid therapy on the human fetus has been seen.” Among the

new language, the label would have included this:

4. Pregnancy Wastage and Birth Anomalies

The overall incidence of reported birth anomalies from pregnancies associated with maternal Clomid ingestion during the investigational studies was within the range of that reported in published references for the general population. Among the birth anomalies spontaneously reported as individual cases since commercial availability of Clomid, the proportion of neural tube defects has been high among pregnancies associated with ovulation induced by Clomid, but this has not been supported by data from population-based studies.

Cervenys’ App. vol. 9 at 1684, 1694. In a separate chart, the proposed label restated the

findings of 58 births with birth defects from 2369 pregnancies. The FDA approved the

proposed revision, asking Aventis to submit printed labeling identical to the draft copy,

but Aventis did not ultimately incorporate these proposed revisions into the label.5

In 1986, the FDA directed Aventis to add a “Pregnancy category X” designation to

Clomid’s label. Id. vol. 3 at 584. The FDA used this designation when

5 Before 2007, the FDA did not have the statutory authority to order a drug manufacturer to change a drug label “based on safety information that becomes available after a drug’s initial approval.” See Wyeth v. Levine, 555 U.S. 555, 567–68 (2009); 21 U.S.C.

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