Center to Prevent Handgun Violence v. U.S. Department of the Treasury

49 F. Supp. 2d 3, 1999 U.S. Dist. LEXIS 7956, 1999 WL 342409
CourtDistrict Court, District of Columbia
DecidedApril 29, 1999
DocketCiv.A.96-1590 (JR)
StatusPublished
Cited by8 cases

This text of 49 F. Supp. 2d 3 (Center to Prevent Handgun Violence v. U.S. Department of the Treasury) is published on Counsel Stack Legal Research, covering District Court, District of Columbia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Center to Prevent Handgun Violence v. U.S. Department of the Treasury, 49 F. Supp. 2d 3, 1999 U.S. Dist. LEXIS 7956, 1999 WL 342409 (D.D.C. 1999).

Opinion

MEMORANDUM

ROBERTSON, District Judge.

This case is before the Court, pursuant to Fed.R.Civ.P. 54(d)(2), on plaintiffs motion for attorneys’ fees and costs. Almost three years ago, plaintiff, the Center to Prevent Handgun Violence (CPHV), brought suit under the Freedom of Information Act against defendants, the Bureau of Alcohol, Tobacco, and Firearms (ATF). The suit was partially concluded by this Court’s grant of summary judgment in favor of plaintiff on the merits of its FOIA request, and ultimately concluded by defendant’s decision to grant plaintiffs request for a fee waiver. In a FOIA case, a court may assess “reasonable attorneys’ fees and other litigation costs reasonably incurred in any case under this section in which the complainant has substantially prevailed.” 5 U.S.C. § 552(a)(4)(E). Because plaintiff “substantially prevailed” and because plaintiffs fee request is reasonable, the motion will be granted.

Facts

For the past four years, the Center to Prevent Handgun Violence has sought information from the Bureau of Alcohol, Tobacco, and Firearms about sales by federally licensed gun dealers. In February 1995, CPHV filed its first FOIA request with ATF. CPHV, a non-profit corporation, sought the information at no cost. On March 8, 1995, CPHV and ATF representatives met to discuss CPHV’s requests for information and a fee waiver. CPHV agreed to accept a ten percent random sample of reports, at no cost, to determine its need for the requested materials. On May 11, 1995, ATF produced the ten percent sample, without charging a fee, but withheld the serial numbers of the guns and information that would identify the particular seller. CPHV’s administrative appeal from that withholding action was denied on August 22, 1995.

CPHV filed this lawsuit on July 3, 1996. The parties filed cross-motions for summary judgment. On October 20, 1997, this Court ruled that CPHV was entitled to all the information it had requested, but that CPHV had failed to exhaust its administrative remedies as to its request for a fee waiver for remaining ninety percent of the records. See Center to Prevent Handgun Violence v. U.S. Dept. of Treasury, 981 F.Supp. 20 (D.D.C.1997). ATF did not appeal the ruling.

Seven days after that ruling, CPHV sent a letter to ATF seeking a decision on the previously requested fee waiver. ATF refused to rule on CPHV’s request. ATF’s rationale was that CPHV had failed to describe the public interest involved in disclosure of the information and in any event, that CPHV had no pending FOIA request. ATF took the position that CPHV would have to start from scratch, submitting a new FOIA request and a new fee waiver request.

On February 13, 1998, CPHV filed a “preferred fee motion,” asking for a finding that CPHV had indeed now exhausted its administrative remedies and for an order that ATF rule on the preferred fee request within 30 days, or at least a briefing schedule on the issue of whether CPHV was entitled to preferred fee status. ATF did not respond or take any action. On May 8,1998, CPHV moved under Local Rule 108(b) for an order treating its earlier motion as conceded, and on May 14, 1998, the Court issued a show cause order. ATF’s response, on May 28, 1998, was a motion for enlargement of time, which stated that defense counsel was “endeavoring to work with the Defendants to resolve *5 [the preferred fee request] issue without the necessity of additional Court action” and that he “believed an additional ten working days will be necessary to obtain all the necessary approvals to resolve this matter.” The matter was not resolved. Instead, on June 12, 1998, ATF responded to the show cause order, stating that it would rule on CPHV’s preferred fee request within 30 days. What ATF filed on July 17, 1998, was not a ruling, but an opposition to CPHV’s preferred fee motion.

At a hearing on September 28, 1998, the Court ordered ATF to rule on CPHV’s fee waiver request by the close of business that day and to file its ruling with the Court, so that the Court could rule on it the next day. By the close of business of September 28, 1998, ATF granted CPHV’s request for a fee waiver. Plaintiff filed its attorneys’ fees request on October 14, 1998, seeking an award of fees and costs in the amount of $183,594.13. In its reply brief, filed January 11, 1999, plaintiff reduced its request to $180,266.63. See PL Reply Br. at 23; Calia Supp.Decl. ¶ 11.

Analysis

In a FOIA case, a court may assess “reasonable attorneys’ fees and other litigation costs reasonably incurred in any case under this section in which the complainant has substantially prevailed.” 5 U.S.C. § 552(a)(4)(E). To obtain an award, an applicant must demonstrate (1) that he “substantially prevailed” in the litigation and is thus “eligible” for an award; and (2) that he is entitled to fees under a separate inquiry. See Weisberg v. United States Dep’t of Justice, 848 F.2d 1265, 1268 (D.C.Cir.1988).

For a plaintiff to show that he “substantially prevailed,” he must demonstrate that the lawsuit was “reasonably necessary” to obtain the requested information and “substantially caused the requested information to be released.” Chesapeake Bay Foundation, Inc. v. United States Dep’t of Agriculture, 11 F.3d 211, 216 (D.C.Cir.1993), cert. denied, 513 U.S. 927, 115 S.Ct. 315, 130 L.Ed.2d 277 (1994). CPHV prevailed both in obtaining the requested information and in securing a fee waiver. ATF concedes that “this suit resulted in the release of some additional material to the Plaintiff.” Def.Opp.Br. at 3. On October 20, 1997, the Court granted summary judgment on Count I, finding that ATF wrongfully withheld the requested information from plaintiff. ATF did not appeal this ruling. ATF further concedes that “at the Court’s direction, the ATF voluntarily issued a decision granting Plaintiffs request for a fee waiver.” Id. ATF is correct that it granted the request “at the Court’s direction,” but it is hard to see how ATF’s decision was made “voluntarily.” It is clear from ATF’s inaction, the positions it took in its filings, and its motions for extensions of time from October 1997 to September 1998, that ATF would not have granted CPHV’s fee waiver if CPHV had not continued to press the issue. The lawsuit caused the information to be released and the fee waiver to be granted, and therefore CPHV substantially prevailed.

Turning to the question of whether plaintiff is entitled to a fee award, four factors must be considered: (1) the public benefit derived from the ease; (2) the commercial benefit to plaintiff; (3) the nature of plaintiffs interest in the records sought; and (4) whether the government had a reasonable basis for withholding the requested information. Chesapeake Bay Foundation, 11 F.3d at 216.

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49 F. Supp. 2d 3, 1999 U.S. Dist. LEXIS 7956, 1999 WL 342409, Counsel Stack Legal Research, https://law.counselstack.com/opinion/center-to-prevent-handgun-violence-v-us-department-of-the-treasury-dcd-1999.