Cavanaugh v. Doherty

243 A.D.2d 92, 675 N.Y.S.2d 143, 1998 N.Y. App. Div. LEXIS 6462
CourtAppellate Division of the Supreme Court of the State of New York
DecidedJune 4, 1998
StatusPublished
Cited by29 cases

This text of 243 A.D.2d 92 (Cavanaugh v. Doherty) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cavanaugh v. Doherty, 243 A.D.2d 92, 675 N.Y.S.2d 143, 1998 N.Y. App. Div. LEXIS 6462 (N.Y. Ct. App. 1998).

Opinion

OPINION OF THE COURT

Spain, J.

Plaintiff was hired by the Department of Correctional Services (hereinafter DOCS) in March 1996; although she alleges that she was provided a job description detailing the position of a Public Relations Aide and performed the duties of such, she was actually employed under the title of Assistant Public Relations Officer in the Office of Public Relations. In June 1996, plaintiffs employment was terminated by her supervisor, defendant James Flateau, Director of Public Relations for DOCS. Plaintiff was fired allegedly after defendant John Patterson, the Deputy Commissioner of DOCS, had been induced or ordered to fire her as a result of a political argument in an Albany restaurant between plaintiff and defendant Thomas Doherty, a high-ranking official in the Executive Department. It is alleged that the argument was precipitated by Doherty’s derogatory remarks concerning plaintiffs supervisors and their political affiliations. The verbal exchange culminated in plaintiff calling Doherty an “asshole”, to which he allegedly responded that “he would ‘have her job in the morning’ ”.

Plaintiffs termination within the next 48 hours is the subject of the instant action against defendants, both individually and in their respective official capacities. Specifically, plaintiff has alleged the following: (1) breach of employment contract, (2) abusive discharge and prima facie tort, (3) intentional interfer[96]*96ence with contract, (4) breach of implied covenant to terminate plaintiff only for good cause, (5) breach of implied covenant of good faith and fair dealing, (6) violation of civil rights pursuant to 42 USC § 1983, (7) intentional infliction of emotional distress, and (8) violation of Labor Law § 201-d.

Doherty and Patterson moved to dismiss pursuant to CPLR 3211 for failure to state a cause of action, lack of jurisdiction and failure to join necessary parties.1 Plateau also moved to dismiss on these grounds, as well as to dismiss the claim pursuant to 42 USC § 1983 raising the defense of qualified immunity. Plaintiff cross-moved for leave to amend for a second time seeking to add the State and DOCS as additional defendants, as well as to convert this action into a CPLR article 78 proceeding, if necessary.

Supreme Court determined that it did not have jurisdiction to hear five of the claims, to wit: breach of employment contract (first), breach of implied covenant to terminate only for good cause (fourth), breach of implied covenant of good faith/fair dealing (fifth), violation of civil rights (sixth) and violation of Labor Law § 201-d (eighth). Concluding that the Court of Claims had exclusive jurisdiction over these claims, Supreme Court dismissed these five causes of action without prejudice to pursue them in the Court of Claims. Additionally, Supreme Court retained jurisdiction over defendants in their individual capacities with regard to the claims for abusive discharge/ prima facie tort (second), intentional interference with contract (third), and intentional infliction of emotional distress (seventh); granted plaintiff’s cross motion for leave to amend these causes of action; denied plaintiff’s motion to convert the action into a CPLR article 78 proceeding; and denied defendants’ motions to dismiss for failure to state a cause of action as to said three surviving causes of action. Supreme Court also directed that no further dispositive motions would be accepted until the completion of discovery. All parties have appealed.

Initially, we conclude that Supreme Court erred in dismissing the Federal civil rights (sixth) cause of action. The proper subject of an action pursuant to 42 USC § 1983 is a State official acting in excess of his or her authority and is “cognizable in the Supreme Court and not in the Court of Claims” (Teddy’s Drive In v Cohen, 54 AD2d 898, 900, affd 47 NY2d 79; see, Al-Jundi v Estate of Rockefeller, 885 F2d 1060, [97]*971065). The State is not a proper party to such claims because the State is not a “person” within the meaning of 42 USC § 1983 (see, Ferrick v State of New York, 198 AD2d 822, 823; see also, Will v Michigan Dept. of State Police, 491 US 58, 62-71; cf, Monell v Department of Social Servs., 436 US 658). Accordingly, the Court of Claims is not the proper forum for said cause of action.

Next, we reject the contention of each of the three defendants that Supreme Court erred in failing to completely dismiss plaintiffs 42 USC § 1983 claim on the merits. Defendants argue that plaintiff was employed in a policy-making position for which her political affiliation provided a lawful basis for termination and, as such, they are qualifiedly immune from suit. We disagree.

“A government official performing a discretionary function is entitled to qualified immunity provided his or her conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known [citation omitted]” (Liu v New York City Police Dept., 216 AD2d 67, 68, Iv denied 87 NY2d 802, cert denied 517 US 1167; see, Butz v Economou, 438 US 478, 506-507). In order for the burden to shift to the plaintiff to disprove qualified immunity, the public official must prove that the conduct complained of falls within the scope of his or her official duties (see, Rich v Dollar, 841 F2d 1558, 1563-1564; Zeigler v Jackson, 716 F2d 847, 849; see generally, Butz v Economou, supra, at 495) and, further, that the alleged conduct did not violate one of the plaintiffs constitutional or statutory rights (see, Young v Selsky, 41 F3d 47, 54, cert denied 514 US 1102). “The defendant must establish that he [or she] had an objectively reasonable belief that his [or her] act violated no clearly established rights [citation omitted]” (id., at 54; see, McEvoy v Spencer, 124 F3d 92, 96-97; cf., Rich v Dollar, supra, at 1562-1563). Moreover, as such immunity is not absolute, a public official acting outside of his or her authority will not be entitled to such a defense (see generally, Teddy’s Drive In v Cohen, 47 NY2d 79, 82, supra).

Doherty and Patterson have not established that their actions were within the ambit of their official capacities and that such actions did not violate plaintiffs constitutional right to free speech and political affiliation. Although they contend that plaintiff was employed in a policy-making position for which her political affiliation would be an appropriate ground for termination (see, Vezzetti v Pellegrini, 22 F3d 483, 486-488), there is a legitimate question of fact as to plaintiffs actual [98]*98employment status. There is also a question as to whether this case falls within the classification of free speech cases or those involving terminations which are motivated by political affiliations (see, McEvoy v Spencer, supra, at 97-105). Although, in our view, Flateau was acting within the ambit of his official duties, as he was instructed to fire plaintiff, none of the defendants has established that they had an objectively reasonable belief that their actions did not violate clearly established rights of plaintiff (see, Young v Selsky, supra, at 54), particularly as it appears that plaintiff’s termination was retributive in nature for the personal affront to Doherty (see, Vezzetti v Pellegrini, supra, at 488) and because each was aware of or should have been aware of plaintiffs First Amendment rights.

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Bluebook (online)
243 A.D.2d 92, 675 N.Y.S.2d 143, 1998 N.Y. App. Div. LEXIS 6462, Counsel Stack Legal Research, https://law.counselstack.com/opinion/cavanaugh-v-doherty-nyappdiv-1998.