Cato Institute v. U.S. Department of Defense

CourtDistrict Court, District of Columbia
DecidedMay 3, 2023
DocketCivil Action No. 2021-1223
StatusPublished

This text of Cato Institute v. U.S. Department of Defense (Cato Institute v. U.S. Department of Defense) is published on Counsel Stack Legal Research, covering District Court, District of Columbia primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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Cato Institute v. U.S. Department of Defense, (D.D.C. 2023).

Opinion

UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA

CATO INSTITUTE,

Plaintiff,

v. Civil Action No. 21-1223 (JEB)

DEPARTMENT OF DEFENSE, et al.,

Defendants.

MEMORANDUM OPINION

Back in 1980, the Department of Defense issued a set of rules to govern its collection and

retention of information about certain non-DoD-affiliated persons. Those rules are codified in

DoD Directive 5200.27. To learn more, think tank Cato Institute invoked the Freedom of

Information Act and asked DoD and its Departments to hand over “any records from

any [Department] component pursuant to” Directive 5200.27. They refused, explaining that they

could not tell what the request for records “pursuant to” the Directive meant or how to find such

records. Cato then sued them, and both sides now move for summary judgment. Given the

poorly formulated nature of Cato’s request, the Court will grant Defendants’ Motion and deny

Plaintiff’s.

I. Background

The following facts are undisputed. Directive 5200.27 authorizes and imposes

limitations on DoD’s collection of information on persons not affiliated with DoD. See ECF

No. 30-2 (Declaration of Lieutenant Alyssa Degner-Lopez), Exh. 10 (Directive). In 2019, Cato

issued a request for records to three DoD Departments: the Air Force, Marine Corps, and Navy.

See ECF No. 1 (Complaint), ¶¶ 9, 27, 46. Like the parties, the Court at times refers to these

1 Departments as agencies. See 5 U.S.C. § 551(1) (defining “agency” broadly). Each request

sought “[c]opies of any records from any [Agency] component pursuant to [the Directive]

between September 18, 2007 and the date of this request.” Id. That sentence formed the sum

total of each request, and Cato provided no further clarification. See ECF No. 30-3 (Declaration

of Roxanne M. Jensen), Exh. 1 (Cato Request to Air Force of July 18, 2019); Degner-Lopez

Decl., Exh. 1 (Cato Request to Marine Corps of Oct. 30, 2019); id., Exh. 6 (Cato Request to

Navy of Oct. 30, 2019). While the Court will provide more detail in Section III.C below, suffice

it to say for now that after some back and forth, Cato refused to modify its request, and each

agency denied it. See Compl., ¶¶ 15–49.

With these rejections in hand, Plaintiff next brought this suit against the three agencies

and DoD to compel them to produce responsive records. See Compl., ¶ 1. After Defendants

answered the Complaint, the parties agreed to file Cross-Motions for Summary Judgment limited

to “whether the requests at issue reasonably describe the records sought and otherwise are valid

FOIA requests to which a response is required.” ECF No. 29 (Joint Status Report of Oct. 28,

2022).

II. Legal Standard

Challenges to an agency’s FOIA responses typically and appropriately are decided on

motions for summary judgment. See Brayton v. Office of U.S. Trade Rep., 641 F.3d 521, 527

(D.C. Cir. 2011). Summary judgment may be granted if “the movant shows that there is no

genuine dispute as to any material fact and the movant is entitled to judgment as a matter of

law.” Fed. R. Civ. P. 56(a). A fact is “material” if it is capable of affecting the substantive

outcome of the litigation. See Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). A

dispute is “genuine” if the evidence is such that a reasonable jury could return a verdict for the

2 non-moving party. See id.; Scott v. Harris, 550 U.S. 372, 380 (2007). “A party asserting that a

fact cannot be or is genuinely disputed must support the assertion” by “citing to particular . . .

materials in the record” or “showing that the materials cited do not establish the absence or

presence of a genuine dispute, or that an adverse party cannot produce admissible evidence to

support the fact.” Fed. R. Civ. P. 56(c)(1). The moving party bears the burden of demonstrating

the absence of a genuine issue of material fact. See Celotex Corp. v. Catrett, 477 U.S. 317, 323

(1986).

In a FOIA case, a court may grant summary judgment based solely on information

provided in an agency’s affidavits or declarations when they “describe the justifications for

nondisclosure with reasonably specific detail, . . . and are not controverted by either contrary

evidence in the record []or by evidence of agency bad faith.” Larson v. Dep’t of State, 565 F.3d

857, 862 (D.C. Cir. 2009) (citation omitted). “Unlike the review of other agency action that

must be upheld if supported by substantial evidence and not arbitrary or capricious, the FOIA

expressly places the burden ‘on the agency to sustain its action’ and directs the district courts to

‘determine the matter de novo.’” DOJ v. Reporters Comm. for Freedom of the Press, 489 U.S.

749, 755 (1989) (quoting 5 U.S.C. § 552(a)(4)(B)).

III. Analysis

Congress enacted FOIA “to pierce the veil of administrative secrecy and to open agency

action to the light of public scrutiny.” Dep’t of Air Force v. Rose, 425 U.S. 352, 361 (1976)

(citation omitted). To further this end, FOIA requires that “each agency, upon any request for

records which (i) reasonably describes such records and (ii) is made in accordance with

published rules stating the time, place, fees (if any), and procedures to be followed, shall make

the records promptly available to any person.” 5 U.S.C. § 552(a)(3)(A); see also 32 C.F.R.

3 § 286.5(a) (DoD regulation requiring requester to “reasonably describe the records sought”).

The recipient of a request need not process it until these requirements are satisfied. See Dale v.

IRS, 238 F. Supp. 2d 99, 103 (D.D.C. 2002). If a government agency “demonstrate[s] that the

prerequisites for triggering the agency’s duties to search and produce responsive records have

not been satisfied” because the request is invalid, “the agency is entitled to summary judgment.”

MacLeod v. DHS, No. 15-1792, 2017 WL 4220398, at *6 (D.D.C. Sept. 21, 2017).

The Cross-Motions at issue here dispute whether Cato’s requests “reasonably describe

the records sought and thus” whether they are “valid FOIA requests.” ECF No. 30 (Def. MSJ) at

1; ECF No. 33 (Pl. MSJ/Opp.) at 1. In determining whether a request “reasonably describes” the

records sought, see 5 U.S.C. § 552(a)(3)(A), the agency must read the request “as drafted, not as

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