Cates v. State

776 S.W.2d 170, 1989 Tex. Crim. App. LEXIS 126, 1989 WL 59560
CourtCourt of Criminal Appeals of Texas
DecidedJune 7, 1989
Docket031-88
StatusPublished
Cited by48 cases

This text of 776 S.W.2d 170 (Cates v. State) is published on Counsel Stack Legal Research, covering Court of Criminal Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cates v. State, 776 S.W.2d 170, 1989 Tex. Crim. App. LEXIS 126, 1989 WL 59560 (Tex. 1989).

Opinions

OPINION ON APPELLANT’S PETITION FOR DISCRETIONARY REVIEW

DUNCAN, Judge.

Appellant was convicted by a jury of injury to a child pursuant to V.T.C.A. Penal Code, § 22.04. The trial court assessed punishment at ten years confinement in the Texas Department of Corrections and a fine of $2,000.00. We granted the appellant’s petition for discretionary review to determine if the court of appeals was correct in its determination that appellant’s oral confession was not a product of “custodial interrogation” and consequently the prophylactic warnings enunciated in Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966), were unnecessary. See: Cates v. State, 748 S.W.2d 9 (Tex.App.—Dallas, 1987). We will vacate the judgment of the court of appeals.

The facts relevant to appellant’s sole ground for review reveal that after appellant had been arrested on February 27, 1986, for the instant offense, and while in the Dallas County Jail, Joanna Vatsis, an investigator with the Texas Department of Human Resources (hereinafter DHR), on March 4, 1986, interviewed the appellant and was able to obtain admissions from him which were introduced in the State’s case in chief. The record is clear that prior to the interview, which took place while appellant was incarcerated, no Miranda warnings were administered. The trial court denied appellant’s motion to suppress his statements and in affirming its action the court of appeals concluded that Vatsis was not a law enforcement officer within the definition of “custodial interrogation” as defined by the United States Supreme Court. Miranda v. Arizona, supra, at 444, 86 S.Ct. at 1612.1

Relying on Paez v. State, 681 S.W.2d 34 (Tex.Cr.App.1984), the court of appeals concluded that the dispositive issue in the case was whether Vatsis was acting as an agent of law enforcement pursuant to a police practice. In Paez, supra, which also involved an investigator with the DHR, this Court in following its case by case approach adopted the “custodial interrogation” analysis announced in McCrory v. State, 643 S.W.2d 725 (Tex.Cr.App.1982).

[172]*172It is obvious that employment by the DHR does not per se invest one with the status of a law enforcement officer or police agent. Rather, the record as a whole must clearly establish that the defendant’s statement ‘resulted from a calculated practice’ which all agents of the State present or involved knew was reasonably likely to evoke an incriminating response from ...” McCrory, id., at 743. Simply put, the record must establish that when the appellant made the admissions, the DHR employee was utilizing her capacity so as to accomplish what the police could not have lawfully accomplished themselves. Moreover, in Paez, we also noted that in resolving this issue one must also consider whether the DHR employee was known to law enforcement personnel and whether it was reasonably likely that this individual would evoke or elicit an incriminating response within the meaning of Miranda v. Arizona, supra, and Rhode Island v. Innis, 446 U.S. 291, 100 S.Ct. 1682, 64 L.Ed.2d 297 (1980). With this standard in mind, we concluded that the investigator in Paez was not an agent of law enforcement officers as she was not conducting a child abuse investigation, but had gone to the hospital to see the defendant who was a client, to determine the well-being of the defendant’s children. Paez, although charged with the murder of her husband, did not undergo “custodial interrogation” because the record indicated that the DHR employee was not an agent of law enforcement as we used that term in McCrory.

The court of appeals reached the same conclusion as we did in Paez: the record did not support a finding that Vatsis was acting as an agent of law enforcement. We disagree.

Central to the Paez decision was the fact that the DHR investigator was not functioning in her criminal investigative role as defined in the Texas Family Code.2 Accordingly, we concluded that she was not acting as one whose business was to ferret out criminal child abuse and then report it to the local law enforcement agency. Rather, she was attempting to locate a home for the defendant’s child, when during the course of that interview the defendant made incriminating statements. The conversation in Paez between the DHR investigator and the defendant was for the distinct purpose of a civil court proceeding involving the parent-child relationship.

Comparing the extant circumstances of Paez to the instant case the dichotomy is apparent. The record in Paez revealed the following:

(1) Vera, the DHR investigator, was not conducting an investigation of child abuse relative to the defendant’s children nor was she attempting to interview the defendant concerning the murder of her husband or a criminal offense which was the basis of the criminal charges and conviction in that case.
(2) Although the defendant was in custody (at a hospital) and charged with the [173]*173murder of her husband, she was not accused, charged or suspected of child abuse.
(3) The interview conducted between the defendant and the DHR investigator was not interrogation initiated to extract or gather incriminating information from the defendant.
(4) The defendant in Paez was not the focus of a DHR investigation.

The facts of the case subjudice presents a significantly different situation for although Vatsis was not acting at the behest or as a surrogate for another more traditional police agency, in her capacity as a DHR investigator she was nevertheless operating as an agent of law enforcement in the State of Texas. The record is clear that appellant was the central figure in a criminal investigation concerning child abuse and indeed had been arrested for the present offense and was in the Dallas County Jail at the time of the interview. Appellant’s arrest had resulted from information provided by Vatsis as well as police interviews of the child and the examining medical doctor. Appellant had been in jail five days on child abuse charges at the time Vatsis spoke with him and the questions propounded to him were calculated to evoke incriminating responses relevant to the pending charges.

The State counters that the record both at the motion to suppress and at trial includes testimony of Vatsis wherein she unequivocally declared she was not a law enforcement officer and that in any event since she did not have the power to arrest she could not be a member of the law enforcement community. We find neither argument persuasive. As this Court observed in McCrory v. State, supra, “[t]he courts cannot be expected to decide cases solely on the basis of self-serving statements by the defendant or the interrogating officer.” Id., at 733. See Smith, The Threshold Question in Applying Miranda: what constitutes custodial interrogation?, 25 S.C.L.Rev. 699, 713 (1974).

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Bluebook (online)
776 S.W.2d 170, 1989 Tex. Crim. App. LEXIS 126, 1989 WL 59560, Counsel Stack Legal Research, https://law.counselstack.com/opinion/cates-v-state-texcrimapp-1989.