The State Prosecuting Attorney=s
two grounds for review are as follows:
(1) Is a Child Protective
Services investigator who, while in the course of a child abuse investigation,
conducts an interview with the subject of a report of child abuse while said
subject is in custody, to be considered an agent of law enforcement solely
because the subject makes an incriminating statement and that statement is
subsequently reported to law enforcement by the CPS investigator?
(2) If a Child Protective
Services investigator, while in the course of a child abuse investigation,
conducts an interview with the subject of a report of child abuse while said
subject is in custody, and the subject makes an incriminating statement that is
subsequently reported to law enforcement by the CPS investigator, must the CPS
investigator always have provided to the subject admonishments pursuant to Miranda
v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966), and Vernon=s Ann. C.C.P. art. 38.22,
before the incriminating statement made by the subject will be admissible into
evidence?
Appellant=s wife,
Sandralyn, was the mother of ten-year-old Daniel. Appellant was the father of
Curtis, age six, Brydon, age five, and Andrew, age three. It was a second
marriage for both appellant and Sandralyn.
Later that day Ms. Lane-Martines went to Parkland Hospital to interview Andrew,
but, because of his medical condition, she was not able to talk to him.
Appellant=s entire
trial objection and voir dire questioning of Ms. Lane-Martines was as follows:
State: What
did the defendant tell you happened to Brydon?
Defense: I=ll object, Your Honor. Let
me ask her a few questions on voir dire.
Court: To
perfect your objection?
Defense: Yes,
Your Honor.
Court: Go
ahead.
By the defense:
Q:
Are you employed by a state agency?
A:
Yes.
Q: Do you
take reports from defendants that are forwarded to the police agencies?
A: I don=t understand the question.
Q: ReportsB
A: Could
you repeat it.
Q: If you
question a defendant and make documentation of what they tell you, are those
reports forwarded by duty of law to police agencies?
A: Yes,
sir.
Q: Do
those reports sometimes result in the arrest of people?
A: Based
on my report?
Q: Yes.
A: If a
report is made to the police, I don=t
believe they arrest them based on my report. A report can be made to the
police about a certain incident, and they would investigate it, and an arrest
would be made based on their investigation, not on mine.
Defense: Your
Honor, I still object based on the fact she is employed by a state agency, she
questions defendants about what crimes that could occur against children, and
she turns those questions over to law enforcement agencies that become parts of
their files and are used to result in the arrest of citizens on charges.
Court: The objection is
overruled.
The court of appeals categorized appellant=s
trial objection quoted above as an oral motion to suppress.
The court of appeals stated:
When a defendant moves to suppress a
statement, the burden shifts to the State to show that the proper warnings were
given. Appellant proved that
C
Lane-Martines interrogated him about his culpability concerning
the instant offense in the Crowley jail with no attorney present;
C
he was incarcerated for the instant offense at the time;
C
she was employed by a state agency;
C
she knew when she went to the jail to interview Appellant that,
when she questioned a defendant and made documentation of what he told her, the
report of the questioning would be forwarded by duty of law to the police
agencies;
C
she turned over the results of her interrogation to the Crowley
police; and that information was used as a basis for prosecuting Appellant.
144 S.W.3d at 152 (footnote
omitted).
Rodriguez v. State, No. 04-02-00615-CR, 2003 Tex. App. LEXIS 3911 * 2
(Tex. App.BSan Antonio
2003, no pet.) (unwarned statement to CPS officer admissible; Athe record establishes that
when [CPS worker] spoke with Rodriguez she was engaged in conducting a child
abuse investigation, and any incriminating responses she elicited were
exclusively for a legitimate purpose other than law enforcement. . . . [CPS
worker explained that she spoke with defendant] based on DPRS protocol that
required her to visit with both parents, explain the process of the DPRS
investigation, and alert Rodriguez as to what DPRS would be trying to do to
help the family through the situation@);
Carter v. State, No. 05-00-01215-CR, 2001 Tex. App. LEXIS 7746 *4-9
(Tex. App. B Dallas
2001, no pet.) (unwarned statements made during jailhouse interview with CPS
worker admissible; worker met with police officer before interview to determine
a Acase plan@ for interviewing the
children only once; officer never told her to interview defendant; she was
following standard CPS procedure which Arequires
an investigator to interview the principals in a case, including an alleged
perpetrator@; she told
defendant that she was investigating family abuse or neglect and would share
information with police, but that she was not a police officer; court finds
that interview was not Aa
custodial interrogation in violation of Miranda and the Fifth Amendment@); Cordova v. State,
No. 05-00-01320-CR, 2001 Tex. App. LEXIS 4733 * 5-6 (Tex. App. B Dallas 2001, no pet.)
(jailhouse interview by CPS officer did not require Miranda warnings;
defendant failed to prove agency relationship between police and CPS worker who
Atestified it was the
practice of the police department to refer child abuse cases to CPS. Her job
as a CPS worker was to interview persons accused of child abuse . . . . [but]
the police were not involved in [her] investigation. They never asked her to
get any information from appellant, did not ask her to assist them in their
criminal investigation, nor did they instruct her what to do when she
interviewed appellant@;
CPS worker testified that she interviewed defendant to Acarry out her responsibilities as a CPS
officer, not for police department purposes@).
Rodriguez, 2003 Tex. App. LEXIS 3911 * 1 (ABecause
the issues in this appeal are settled by existing precedent, we affirm . . . in
this memorandum opinion@);
Carter v. State, 2001 Tex. App. LEXIS 7746 * 1-2 (ABecause all dispositive
issues are clearly settled in law, we issue this memorandum opinion . . .@).
Id. at 445 & 458. Article 38.22 of the Code of Criminal Procedure
requires a slightly more elaborate set of warnings than Miranda and adds
the requirements of either a written, signed statement or an audio or video
recording of custodial interrogations by law enforcement. Tex. Code Crim. Proc. art. 38.22.
Id. at 467 (Awithout
proper safeguards the process of in-custody interrogation of persons suspected
or accused of crime contains inherently compelling pressures which work to
undermine the individual=s
will to resist and to compel him to speak where he would not otherwise do so
freely@); see also
Beckwith v. United States, 425 U.S. 341, 345-46 & n.7 (1976)
(reiterating that the Miranda ACourt
gave great weight to contemporaneous police manuals and concluded that
custodial interrogation was >psychologically
. . . oriented,= and
that the principal psychological factor contributing to successful
interrogation was isolating the suspect in unfamiliar surroundings >for no purpose other
than to subjugate the individual to the will of his examiner=@) (citations omitted). Like the Supreme
Court, this Court has recognized that custodial interrogation by law enforcement
agents may be inherently coercive. See Cobb v. State, 85 S.W.3d 258,
262-63 (Tex. Crim. App. 2002).
Cobb, 85 S.W.3d at 263; see also Doescher v. State, 578 S.W.2d
385, 391, n.6 (Tex. Crim. App. 1978) (Athe
purpose for the prophylactic measures mandated by Miranda was to
mitigate the inherent coerciveness of station house interrogations@).
Estelle v. Smith, 451 U.S. 454 (1981), and Mathis v. United States,
391 U.S. 1 (1968), are often cited as two possible exceptions to this rule. In
Smith, the Supreme Court held that the defendant=s non-Mirandized custodial statements
to a court-appointed psychiatrist who interviewed the defendant in jail to
determine his mental competency could not be used against him during the
punishment phase of a capital murder trial to prove future dangerousness. Id.
at 466-67. The Court noted the unfairness of using the results of a Acompelled@ interview with a
purportedly Aneutral@ expert designated by the
trial court as evidence to prove his future dangerousness. AWhen Dr. Grigson went
beyond simply reporting to the court on the issue of competence and testified
for the prosecution at the penalty stage on the crucial issue of [defendant=s] future dangerousness,
his role changed and became essentially like that of an agent of the State
recounting unwarned statements made in a postarrest custodial setting.@ Id. at 467. In
essence, an agent of the trial judge, himself a state agent, was used to
collect incriminating evidence for the prosecution.
Similarly, in Mathis, the
Supreme Court held that an IRS tax investigator who interviewed the defendant
in a state prison about his tax returns andBsignificantlyBasked the defendant to sign
a waiver of the statute of limitations on his tax returns, was Ainvestigating@ and collecting evidence
against the defendant for a future legal proceeding while the defendant was Ain custody.@ 391 U.S. at 2-4 &
n.2.
While neither
of these two cases fit neatly into the normal Miranda Acustodial interrogation by
an agent of law enforcement@
model, they are both premised upon the fact that the primary purpose of the
state-agent interviewer was the collection of evidence to be used against the
interviewee in a criminal prosecution. See 2 W. LaFave & J. Isreal, Criminal Procedure ' 6.10(c) at 623-24 (1991
Supp.).
2 W. LaFave, ' 6.10(c) at 622.
See Dickerson v. United States, 530 U.S. 428, 434-35 (2000). In Dickerson,
the Court reaffirmed Miranda and reiterated its concerns:
In Miranda, we noted that the
advent of modern custodial police interrogation brought with it an increased
concern about confessions obtained by coercion. Because custodial police
interrogation, by its very nature, isolates and pressures the individual, we
stated that Aeven
without employing brutality, the >third
degree= or [other]
specific stratagems, . . . custodial interrogation exacts a heavy toll on
individual liberty and trades on the weakness of individuals.@ We concluded that the
coercion inherent in custodial interrogation blurs the line between voluntary
and involuntary statements, and thus heightens the risk that an individual will
not be Aaccorded his
privilege under the Fifth Amendment . . . not to be compelled to incriminate
himself.@
Accordingly, we laid down Aconcrete
constitutional guidelines for law enforcement agencies and courts to follow.@
Id. (citations omitted;
footnote omitted).
See Tex. Fam. Code ' 264.002(a) (stating that
the Department of Protective Regulatory ServicesBCPSBshall A(1) promote the enforcement
of all laws for the protection of abused and neglected children; and (2) take
the initiative in all matters involving the interests of children where
adequate provision has not already been made@).
See Cates, 776 S.W.2d at 172; Garza v. State, 18 S.W.3d 813, 825
(Tex. App.BFort Worth
2000, pet. ref=d).
Tex. Fam. Code ' 261.101. That section
reads:
(a) A person having cause to
believe that a child=s physical or mental health or welfare has been
adversely affected by abuse or neglect by any person shall immediately make a
report as provided by this subchapter.
Paez v. State, 681 S.W.2d at 37-38; Davis v. State, 687 S.W.2d
78, 81 (Tex. App. - Dallas 1985, pet. ref=d).
For example, in Paez, a CPS investigator interviewed the defendant, who
was in custody for the murder of her husband, to determine the proper placement
of her children. 681 S.W.2d at 36. This Court held that the CPS worker was
not acting as an agent of law enforcement pursuant to a police practice because
the record did not establish that the defendant=s
statements to the CPS worker were Athe
product of words or actions on the part of the police that were likely to
elicit an incriminating response.@
Id. at 38. Therefore, we found that the defendant=s statements did not stem
from custodial interrogation by a law enforcement agent, and the CPS worker was
not required to give Miranda warnings or follow the statutory procedures
of article 38.22. Id. See generally, Rhode Island v. Innis, 446 U.S.
291, 303 (1980).
See Cantu v. State, 817 S.W.2d 74, 75-76 (Tex. Crim. App. 1991); Cates
v. State, 776 S.W.2d at 172; McCrory v. State, 643 S.W.2d 725,
734-35 (Tex. Crim. App. 1982). For example, in Cates, the evidence
gathered by a CPS caseworker was instrumental to the defendant=s arrest for child abuse.
776 S.W.2d at 173. The defendant was in jail on these charges when the CPS
worker interviewed him. Id. This Court held that the questions the CPS
worker asked the defendant were Acalculated
to evoke incriminating responses relevant to the pending charges.@ Id. at 173. In
that case, the CPS worker not only investigated the suspected child abuse, but
followed up with post-arrest interrogation to gather additional evidence for
the criminal prosecution of the case in which she had played a major role in
his arrest. In such a case, the police and CPS were working in tandem and
moving forward as a team from the inception of the investigation. Rather than
simply conducting a Aroutine
interview to assist [CPS] in solving the abuse problem within the family unit .
. . . [the CPS worker] was conducting a criminal investigation and officially
operating to assist those police agencies responsible for enforcing the State=s criminal laws.@ Id. at 174. In
that case, the CPS worker had removed her Achild-protection@ hat and put on an Aevidence-collection@ hat.
Buchoz v. Klein, 143 Tex. 284, 286, 184 S.W.2d 271, 271 (1944).
See Cantu, 817 S.W.2d at 75; Cates, 776 S.W.2d at 172; McCrory,
643 S.W.2d at 734.
See Cates, 776 S.W.2d at 172.
Id. (CPS worker will be categorized as an agent of law enforcement if
the record establishes Athat
when the [defendant] made the admissions, the DHR employee was utilizing her
capacity so as to accomplish what the police could not have lawfully
accomplished themselves@).
See Cates, 776 S.W.2d at 173.
Apparent authority arises only through acts of participation, knowledge, or
acquiescence by the principal (the police) that clothe the agent with the
indicia of apparent authority. See NationsBank,
N.A. v. Dilling, 922 S.W.2d 950,
952-53 (Tex. 1996) (per curiam); Southwest Title Ins. Co. v.
Northland Bldg. Corp., 552 S.W.2d 425, 428
(Tex. 1977) (AOnly the conduct of the principal, leading
one to suppose that the agent has the authority he purports to exercise, may
charge the principal through the apparent authority of an agent.@). Thus, only if there is evidence that the police have acted in some
manner to cloak the third-person with authority to interrogate a suspect on
their behalf and that apparent authority is communicated to the suspect, will
the suspect=s perceptions be relevant.
As one court has phrased it,
Unless a person realizes that he is
dealing with the police, their efforts to elicit incriminating statements from
him do not constitute Apolice
interrogation@ within
the meaning of Miranda. It is the impact on the suspect=s mind of the interplay
between police interrogation and police custodyBeach
condition reinforcing the pressure and anxieties produced by the otherBwhich creates Acustodial interrogation@ within the meaning of Miranda.
It is the suspect=s realization that the same persons who have cut him off from the
outside world, and have him in their power and control, want him to confess,
and are determined to get him to do so, that makes the Ainterrogation@ more menacing than it would be without the custody
and the Acustody@ more intimidating than it would be without the
interrogation.
State v. Loyd, 425 So.2d
710, 716 (La. 1982).
See Cates, 776 S.W.2d at 172; Paez, 681 S.W.2d at 37. Both the
State and appellant note the 2003 revisions to the Family Code in ' 261.301(f) which require Athe highest priority@ reports of child abuse to
be conducted Ajointly@ by a local law enforcement
agency and CPS investigator. That provision went into effect after this
interview, thus the issue of Ajoint@ investigations is not
presently before the Court, and we express no opinion on the operation of that
statutory provision. Suffice it to say that Ms. Lane-Martines testified that
she was acting pursuant to her legal duty to notify parents of the emergency
removal of children from the home under '
262.109.
See People v. Kerner, 538 N.E.2d 1223, 1224-25 (Ill. App. 1989)
(child-services worker acted as a Aconduit
for information@
against defendant in custodial setting where worker requested assistance from
police in his investigation of sexual abuse by defendant on children; defendant
was escorted to interview with worker at police chief=s office by police officer; door was locked
during interview; statement was given on police form; officers and a prosecutor
entered office immediately thereafter and arrested defendant; and the
child-services worker and police officer exchanged information both before and
after interview ).
Appellant=s position
is that
No matter who interviewed Appellant; no
matter what his custodial status was or for what offense he was incarcerated;
no matter what the investigator knew, or planned to do, or had a duty to do, or
in fact did do; the court=s
single solitary holding remainsBthe
State did not go forward on the warnings issue when the defense moved to
suppress, and the State has simply not challenged that issue in this Court.
Although appellant might
reasonably construe the court of appeals=s
opinion in this manner, we cannot read its opinion as holding that the mere
making of a motion to suppress casts a burden upon the State to show that Miranda
warnings were given. We conclude that the court of appeals meant that the
State had a burden to show that proper warnings were given because
appellant had proven certain facts. See note 8 supra.
Paez, 681 S.W.2d at 36 (emphasis in original) (quoting McCrory v.
State, 643 S.W.2d 725, 734 (Tex. Crim. App. 1982).
Tex. Fam. Code ' 262.109.
The entire objection, voir dire, argument, and ruling is quoted in footnote
four.
144 S.W.3d at 152. Ms. Lane-Martines said that she had taken pictures at
Brydon=s school of the
marks on his body and that she asked appellant what happened to Brydon.
Id. Ms. Lane-Martines testified: AIf
a report is made to the police, I don=t
believe they arrest them based on my report. A report can be made to the
police about a certain incident, and they would investigate it, and an arrest
would be made based on their investigation, not on mine.@ Although it is possible to infer from this
statement that Ms. Lane-Martines did, in fact, turn over the results of her
interview to the Crowley police and that the present prosecution was based upon
that report, the trial court was not obliged to reach that conclusion.