Castillo v. St. Paul Fire & Marine Insurance

828 F. Supp. 594, 1992 U.S. Dist. LEXIS 16866, 1992 WL 526819
District Court, C.D. Illinois·Decided November 2, 1992·No. Misc. S-92-4. No. 86-2326·Published·Cited by 7 cases

Opinion

OPINION AND ORDER

PER CURIAM.

A hearing was held before a three-judge panel of this Court on June 26, 1992, for a Show Cause Hearing against Attorney James G. Walker pursuant to Rule 1.3(A) of the Local Rules of the United States District Court for the Central District of Illinois. CDIL-LR 1.3(A). For the reasons stated in this Order, Mr. Walker is hereby suspended from the practice of law as a member of the bar of this Court for a minimum of one year.

BACKGROUND

This disciplinary proceeding was initiated under Local Rule 1.3(A) by the Court in the person of then Chief Judge Harold Baker based on the conduct of Mr. Walker as counsel for the Plaintiff in Castillo v. St. Paul Fire & Marine Insurance Co., Case No. 86 cv 2326, which was before Judge Baker. 1 Local Rule 1.3(A) 2 subjects a member of the bar of this Court to possible “suspension, disbarment, or other appropriate disciplinary action” if found guilty of “conduct unbecoming” a member of this bar. CDIL-LR 1.3(A). Pursuant to Local Rule 1.3(B), Attorney Charles L. Palmer was appointed to prosecute the Court’s interests in this proceeding. 3 On December 5, 1991, Attorney Palmer filed a Complaint alleging violations of the Illinois Code of Professional Responsibility and conduct unbecoming a member of the bar of the Central District of Illinois by Attorney Walker. On January 13, 1992, Attorney Walker filed with the Court a motion for a hearing and to strike or for a more definite statement of subparagraphs 4(b), 4(c), and 4(e) of the Complaint pursuant to Federal Rules of Civil Procedure 12(e) and (f). Both motions were subsequently allowed. On February 6, 1992, an Amended Complaint was filed by Attorney Charles Palmer. Mr. Walker filed his response on June 26, 1992.

On June 26, 1992, a hearing was held before United States District Judges Michael M. Mihm, Richard Mills, and Joe Billy *596 McDade. Appearing before the Court were Attorney Charles L. Palmer on behalf of the Court and Attorney James Wilder and Respondent James Walker on behalf of Mr. Walker. At the hearing, the parties mutually agreed that the proceedings would not be closed 4 and would be inclusive of evidence and argument regarding whether Respondent Walker had violated the local rules and the proper discipline to be imposed, if any. 5

MR. WALKER’S CONDUCT

This matter stems from an antitrust action between Plaintiff Dr. Guillermo Castillo and Defendants St. Paul Fire & Marine Insurance Company and Burnham City Hospital. In that action, Dr. Castillo refused to increase his medical malpractice coverage to the limits required by the hospital, and this failure to comply resulted in the suspension of his medical staff privileges at the hospital. Dr. Castillo, represented by Attorney Walker (and his associate, Dean Engelbreeht), responded by filing suit alleging violations of the Sherman and Clayton Acts, the Civil Rights Act of 1871, and the Illinois Antitrust Act.

Mr. Walker’s conduct as attorney for Dr. Castillo is memorialized in the October 31, 1989, deposition of Dr. Castillo and is thoroughly described and discussed in the Opinion of the Court of Appeals in Castillo and James Walker and Dean Engelbrecht v. St. Paul Fire & Marine Insurance Company, 938 F.2d 776 (7th Cir.1991). In Castillo, the Seventh Circuit reviewed and approved the civil contempt, discovery, and statutory sanctions imposed by Judge Baker upon Mr. Walker for the conduct that resulted in the initiation of these disciplinary proceedings. The essential facts as summarized in that Opinion are as follows:

In June 1989 each of the defendants, after considerable scheduling difficulties, undertook to depose Dr. Castillo, but did not get very far with it even though it took all day and 281 pages of transcript. The doctor was at this session represented by attorney Dean Engelbreeht, an associate of Walker. The session began by counsel objecting, without prior notice to defendants, to producing certain documents previously requested on the basis that the documents were irrelevant, duplicative, or a violation of physician-patient privilege. The doctor’s counsel also made it plain that the requested documents would not be provided because he argued the hospital had itself previously refused to provide the doctor with the same types of documents. Counsel also stated that this was the last and only time the doctor would be made available for a deposition. In spite of this rocky beginning and without the previously requested documents, defendants’ counsel proceeded.

After that, from time to time similar objections to questions followed. Sometimes there was a claim the question called for the doctor to speculate or give a legal opinion. If it was deemed irrelevant the doctor was also instructed not to answer in spite of Rule 30(c) requiring that evidence objected to shall be taken subject to objections. A number of questions for one reason or another did not get answered. When counsel for defendants tried to pursue a question which the doctor or his lawyer had tried to fence away the doctor’s counsel charged harassment. Counsel, among other things, protected the doctor from answering questions about claimed damages, the meaning of letters the doctor had signed, and other questions related to the allegations of the complaint. The objections were on the basis that the doctor was not a lawyer and the letters and complaint, although signed by the doctor, had been composed by his present counsel. The questions called for legal conclusions or violated the privilege, it was claimed. Then followed some discussion about whether the deposition would have to be on the doctor’s counsel. The doctor, however, needed little protection by his counsel as he was very adept at evading the questions, giving unresponsive answers and stonewalling.

Judge Baker fully reviewed the deposition objections after defendants filed mo *597 tions to compel discovery and to require answers from the doctor. He found no merit in the particular objections whether for relevance or privilege or otherwise. Even if some particular questions may have had some basis for an objection, that would not cure the overwhelming and continuing abuse of the discovery process by the plaintiff and his counsel throughout much of the deposition.

After reading the deposition, this court fully agrees with Judge Baker. It is plain, as Judge Baker said, that the doctor’s counsel was engaged in a “deliberate frustration of defendants’ discovery attempts.” As a result of that conduct Judge Baker assessed fees and expenses of $6,317.66 divided equally between the doctor and his counsel.....

As some of the deposition questions therefore had not been answered, Judge Baker directed that they forthwith be answered without interference from the doctor’s counsel.

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Castillo v. St. Paul Fire & Marine Insurance, 828 F. Supp. 594, 1992 U.S. Dist. LEXIS 16866, 1992 WL 526819 (C.D. Ill. 1992).

828 F. Supp. 594 (Castillo v. St. Paul Fire & Marine Insurance) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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