Carter v. United States

643 A.2d 348, 1994 D.C. App. LEXIS 93, 1994 WL 258715
CourtDistrict of Columbia Court of Appeals
DecidedJune 13, 1994
Docket88-CF-532
StatusPublished
Cited by9 cases

This text of 643 A.2d 348 (Carter v. United States) is published on Counsel Stack Legal Research, covering District of Columbia Court of Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carter v. United States, 643 A.2d 348, 1994 D.C. App. LEXIS 93, 1994 WL 258715 (D.C. 1994).

Opinions

SCHWELB, Associate Judge:

George E. Carter was convicted by a jury of two counts of armed robbery1 and one count of carrying a pistol without a license.2 His principal contention on appeal is that the trial judge committed reversible error by sustaining the invocation by his younger brother, Craig Carter, of the brother’s privilege against self-incrimination. We remand for further proceedings.

I.

THE TRIAL COURT PROCEEDINGS

A The Jaggers Inquiry.

The two complainants, Gregory Edmonds and Moses Williams, testified that George Carter and another man robbed them at gunpoint of jewelry, money, and other possessions. Both complainants were previously acquainted with George Carter.

Carter called his brother, Craig Carter, as a defense witness. He proffered that Craig would testify, among other things, that Ed-monds had acknowledged to Craig that he (Edmonds) did not know who had robbed him. Craig Carter was also expected to testify that Edmonds had sold Craig drugs and had been using drugs at the time of the alleged robbery. The prosecutor advised the [351]*351court that he would seek to cross-examine Craig Carter by inquiring about Craig’s own drug use, arguing that such drug use was relevant to Craig’s ability to perceive and relate his alleged encounter with Edmonds. The trial judge concluded, without defense objection, that such cross-examination would be permissible at least as to some of Craig Carter’s proposed testimony. The judge therefore appointed counsel to advise Craig Carter, who was incarcerated at the time, with respect to Craig’s rights under the Fifth Amendment. Craig Carter was then questioned outside the presence of the jury and, upon the advice of his attorney, stated that he would invoke his privilege against self-incrimination with respect to any questions that might be posed to him with regard to his use of unlawful drugs. Craig Carter’s counsel argued that his client’s answers to such questions could subject him to prosecution for unlawful possession of a controlled substance, and might also have adverse consequences for Craig’s prospects for parole.

The trial judge made a conscientious and comprehensive inquiry which was designed to determine “whether the risk of prosecution [was] substantial and real and not merely fanciful.” See Jaggers v. United States, 482 A.2d 786, 793 (D.C.1984) (per curiam) (citations omitted). During the course of that inquiry, George Carter’s counsel proffered that Craig Carter had been a resident of a halfway house both in May 1986 (when Ed-monds allegedly sold him heroin) and in July 1986 (when Edmonds allegedly admitted not knowing who robbed him), that test samples of Craig’s urine had been dirty in May, June and July of 1986, and that Craig’s work release privileges had been revoked and “that is why he is where he is.” Defense counsel argued that it would be “utterly unreasonable” to assume that Craig Carter would be prosecuted on the basis of historical evidence for simple possession of PCP a year and half before the trial, or that “the parole board will punish him twice.”

In response to the judge’s inquiry regarding the government’s position, the prosecutor stated that “we will not immunize [Craig Carter] in advance ... without [eliciting] from the witness all the facts underlying the witness’ alleged criminal activity.” Dissatisfied with this conclusory answer, the judge telephoned Alan Strasser, then the Chief of the Felony Trial Division of the United States Attorney’s office. With Mr. Strasser on the telephone, the judge described the government’s position as follows:

[Mr. Strasser] says, you know, that as a matter of fact it is rare — and I think that I would agree with the conclusion, that it is rare — extremely unusual for the government to ever prosecute misdemeanor drug possessions based on historical testimony.
He notes that on the other hand in an occasional narcotics conspiracy case where there is historical testimony or evidence that is relevant as part of the evidence in the conspiracy, he says to the extent that the government is being asked to predict what they will do in this matter, he says that he is unwilling to respond to that question, and he is also unwilling to say up front that he will grant immunity.

Through the office of the Superior Court’s legal adviser, the judge also contacted Gladys Mack, who was then the chairperson of the District of Columbia Board of Parole. Ms. Mack reported

that if the parole board learned that [Craig Carter] was using drugs over a longer period of time, or chronically or routinely rather than just the one or two times, three times — or whatever number of times his urine tested positive, that she could not rule out the possibility that he would ... be treated more harshly by the parole board if he were up for parole.

B. The Trial Judge’s Initial Ruling.

Recognizing the importance to the defense of the right to call potentially exculpatory witnesses, the judge was plainly troubled by the impact which Craig Carter’s exercise of his rights under the Fifth Amendment could have on his older brother’s rights under the Sixth Amendment. The judge repeatedly voiced skepticism that Craig Carter faced a realistic threat either of prosecution3 or of [352]*352deferment of parole.4 He asked rhetorically whether Craig’s sworn admission would be used against him “[e]ven where they already know about that drug use and have penalized him for it.” Following his conversation with Mr. Strasser, the judge opined that “while you can’t say that the risk of prosecution is fanciful ... the experiential element factored in here seems to me to suggest that it is not very realistic.” The judge stated that “with reference to the government’s position [as to] possible prosecution in this case, I find it a very, very difficult issue to resolve, if that were standing alone.” Noting that Ms. Mack had declined to rule out the possibility of harsher treatment on parole if chronic or routine drug use were shown, however, the judge found this to be a “serious concern.” He stated that potential adverse action by the parole authorities “is a valid consideration for [Craig Carter] in determining whether to assert the Fifth Amendment privilege.” The judge then concluded that, while the possibility of prosecution was not “fanciful,”

I am not sure on the other hand, that I can conclude that the risk of prosecution is substantial and real, standing alone. The court in Jaggers counter-posed those as opposites. It seems to me that there is some interim territory in there that we haven’t covered.
I guess I would say ... that the prospect of prosecution in this case is real, albeit not substantial.
But it does seem to me that the parole implications are not only real but significant in view of what I have learned from Mss Mack and through Mr. Erhardt.
Consequently, I am going to rule in this case that Mr. Craig Carter does have a Fifth Amendment right not to testify, and that it is being properly asserted in this case.

C. The Judge’s Revised Ruling.

Following the judge’s initial ruling, the trial continued. After the lunch break, however, the judge reopened the issue.

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Related

Littlejohn v. United States
705 A.2d 1077 (District of Columbia Court of Appeals, 1997)
United States v. Lileikis
899 F. Supp. 802 (D. Massachusetts, 1995)
Carter v. United States
651 A.2d 1393 (District of Columbia Court of Appeals, 1994)

Cite This Page — Counsel Stack

Bluebook (online)
643 A.2d 348, 1994 D.C. App. LEXIS 93, 1994 WL 258715, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carter-v-united-states-dc-1994.