Carryl v. Knight

CourtDistrict Court, D. South Carolina
DecidedMay 19, 2022
Docket4:20-cv-04210
StatusUnknown

This text of Carryl v. Knight (Carryl v. Knight) is published on Counsel Stack Legal Research, covering District Court, D. South Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carryl v. Knight, (D.S.C. 2022).

Opinion

IN THE UNITED STATES DISTRICT COURT FOR THE DISTRICT OF SOUTH CAROLINA BEAUFORT DIVISION

Rudolph Carryl, ) Civil Action No.: 4:20-cv-04210-JMC ) Petitioner, ) ) v. ) ORDER AND OPINION ) Warden Stevie M. Knight, ) ) Respondent. ) )

Petitioner Rudolph Carryl filed this Motion for Reconsideration of the court’s order dismissing his Petition for a Writ of Habeas Corpus pursuant to 28 U.S.C. § 2241. (ECF No. 44.) In its prior Order (ECF No. 41), the court accepted the Magistrate Judge’s Report and Recommendation (“Report”) (ECF No. 25), recommending this Petition be dismissed without prejudice after concluding the court did not have jurisdiction over Petitioner’s claim under § 2241 because he could not demonstrate that he is entitled to relief under the § 2255 savings clause. (Id. at 3.) For the reasons set forth below, the court DENIES Petitioner’s Motion for Reconsideration. (ECF No. 44.) I. RELEVANT BACKGROUND

Petitioner was sentenced to a seventy-four (74) month term of imprisonment after he pleaded guilty to securities fraud in violation of 15 U.S.C. §§ 78j(b) and 78ff.1 (ECF No. 25 at 2.)

1 Specifically, Petitioner agreed at his sentencing hearing before a Magistrate Judge of the United States District Court for the Western District of North Carolina that

. . . in or about January of 2015 through at least October 2017, in Mecklenburg County, within the Western District of North Carolina, you, Mr. Carryl, together with persons known and unknown to the grand jury, willfully, directly and Petitioner expressly waived his rights to appeal his conviction under his plea agreement, along with his right to challenge his conviction through post-conviction proceedings. (United States v. Carryl, Crim. No. 3:18-cr-00291-MOC-DCK, ECF No. 70 at 16 (W.D.N.C. Dec. 2, 2019).) Immediately after the sentencing court entered its judgment, Petitioner filed both an appeal with

the United States Court of Appeals for the Fourth Circuit (Carryl, Crim. No. 3:18-cr-00291-MOC- DCK, ECF No. 59), and a pro se motion to vacate under 28 U.S.C. § 2255 (id., ECF No. 58).2 The Fourth Circuit subsequently dismissed Petitioner’s appeal on the ground that it was barred by the knowing and voluntary waiver of appellate rights within his plea agreement. (Id., ECF No. 72 at 1.)

indirectly, by use of the means and instrumentalities of interstate commerce and the mails, used and employed manipulative and deceptive devices and contrivances by (a) employing devices, schemes, and artifices to defraud; (b) making untrue statements of material facts and omitting to state material facts necessary in order to make the statements made, in light of the circumstances under which they were made, not misleading; and (c) engaging in acts, practices, and courses of business which operated and would and did operate as a fraud and deceit upon investors and others, in connection with the sale of securities . . . .

United States v. Carryl, Crim. No. 3:18-cr-00291-MOC-DCK, ECF No. 70 at 5 (W.D.N.C. Dec. 2, 2019). Within his plea colloquy, Petitioner acknowledged that he understood the charges in his plea agreement and the maximum penalty they carried, and that he had consulted with his lawyer regarding his plea. (Id. at 7, 10.) He acknowledged he “had the right to plead not guilty, to have a speedy trial before a judge and jury,” (id. at 9), and that by going to trial, he was waiving that right (id. at 10). He conceded he was guilty of securities fraud (id. at 11), and affirmed that he “underst[ood] that the right to appeal [his] conviction and/or [] sentence has been expressly waived in the plea agreement” (id. at 16). Petitioner similarly acknowledged that he understood that the plea agreement expressly waived his right “to challenge [his] conviction in . . . a post-conviction proceeding.” (Id.) Based on Petitioner’s and his counsel’s representations within the colloquy, the court accepted Petitioner’s plea after finding it to be “knowingly and voluntarily made” such that Petitioner understood the charges, potential penalties, and consequences thereof. (Id. at 18- 19.)

2 Petitioner’s first motion to vacate pursuant to § 2255 was dismissed as premature with permission to refile once the Fourth Circuit ruled on the pending appeal. (Carryl, Crim. No. 3:18-cr-00291- MOC-DCK, ECF No. 67 at 2.) After his appeal was denied, Petitioner re-filed his motion on August 17, 2020. (Id., ECF No. 74.) On November 2, 2020, the sentencing court denied Petitioner’s subsequent motion to vacate under § 2255 after a thorough review of the record. (Id., ECF No. 76.) Petitioner alleged his attorney provided ineffective assistance because she (1) “failed to challenge the Government on the key ‘in connection with the purchase or sale of a security’ statutory requirement that’s

necessary for a § 10(b) violation and a securities fraud conviction; (2) . . . failed to challenge the Government for not complying with the Private Securities Litigation Reform Act (PSLRA) heightened pleading requirements in not stating ‘with particularity and specificity . . . the circumstances surrounding the alleged securities fraud;’ and (3) . . . failed to attack the Government for its introduction of knowingly false evidence ‘to the Court and Grand Jury that [Petitioner] ‘solicited’ the victims for their money through his company (CCM) website.’” (Id., ECF No. 76 at 6-7.) The court emphasized that a defendant’s guilty plea functions as a waiver of “all non- jurisdictional defects in the proceedings conducted prior to entry of the plea.” (Id., ECF No. 76 at 8 (citing United States v. Moussaoui, 591 F.3d 263, 279 (4th Cir. 2010)).) Noting that Petitioner’s knowing and voluntary guilty plea “foreclose[d] federal collateral review of prior constitutional

violations, including allegations of ineffective assistance of counsel that do not affect the voluntariness of the plea,” the court held Petitioner was not entitled to habeas relief. (Id.) Importantly, the court also dismissed Petitioner’s claims of actual innocence underlying his ineffective assistance argument. Petitioner asserted that his “fraudulent conduct did not ‘touch’ or ‘coincide’ with a securities transaction as the activity concluded prior to the purchase or sale of any securities,” and “while [he] may certainly be guilty of common law fraud, he is not guilty of ‘securities fraud.’” (Id., ECF No. 76 at 8-9.) Here too, the court noted Petitioner waived this claim and the associated ineffective assistance argument through his knowing and voluntary guilty plea. (Id., ECF No. 76 at 9 (citing United States v. Lemaster, 403 F.3d 216, 221-22 (4th Cir. 2005)).) Petitioner had failed to show “extraordinary circumstances to overcome the sworn testimony that he gave during the plea hearing.” (Id.) On December 4, 2020, Petitioner filed this Petition for a Writ of Habeas Corpus pursuant to 28 U.S.C. § 2241. Petitioner reiterated the same arguments: First, Petitioner repeated that the

Government “failed to show a connection between Petitioner’s conduct and the purchase or sale of any securities,” a required element of the crime of securities fraud. (ECF No.

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Carryl v. Knight, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carryl-v-knight-scd-2022.