Carroll v. Blinken

42 F.3d 122
CourtCourt of Appeals for the Second Circuit
DecidedDecember 8, 1994
Docket169
StatusPublished
Cited by22 cases

This text of 42 F.3d 122 (Carroll v. Blinken) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carroll v. Blinken, 42 F.3d 122 (2d Cir. 1994).

Opinion

42 F.3d 122

96 Ed. Law Rep. 328

Thomas W. CARROLL; Robert J. Carroll; Michael E.
McChesney; Emanuel J. Panos; Edward J. Priola; Craig J.
Rucker; Robert T. Schmidlin; Beth Turkovic Garfunkel;
Christine McClellan; Christopher Sandor and Susanne
Ziegler, Plaintiffs-Appellants,
v.
Donald M. BLINKEN, in his capacity as Chairman of the Board
of Trustees of the State University of New York; George L.
Collins, Jr.; D. Clinton Dominick; Judith Lasher Duken;
Arnold B. Gardner; Gurstin D. Goldin; John L.S. Holloman,
Jr.; Nan Johnson; Everette Joseph; Judith Davidson
Moyers; Edward V. Mele; Victor Marrero; Rosemary
Salomone; Edgar A. Sandman; Thomas Van Arsdale; Darwin R.
Wales, in their capacities as trustees of the State
University of New York; Jerome Komisar, in his capacity as
Acting Chancellor of the State University of New York;
Vincent O'Leary; Clifford D. Clark; Alice Chandler, in his
or her capacity as President and chief administrative
officer of, respectively, the State University of New York
at Albany, the State University of New York at Binghamton,
and the State University of New York at New Paltz and New
York Public Interest Research Group, Inc., Defendants-Appellees.

No. 169, Docket 94-7183.

United States Court of Appeals,

Second Circuit
Argued Sept. 19, 1994.
Decided Dec. 8, 1994.

Martin S. Kaufman, New York City (Atlantic Legal Foundation, Inc., for plaintiffs-appellants.

Jocelyn Lee Jacobson, New York City (Alexander R. Sussman, Douglas W. Henkin, Fried, Frank, Harris, Shriver & Jacobson, of counsel), for defendant-appellee NYPIRG.

Andrea Green, Deputy Sol. Gen. of State of N.Y. (G. Oliver Koppell, Atty. Gen., of counsel), for State University of New York defendants-appellees.

Before: VAN GRAAFEILAND, MINER, and McLAUGHLIN, Circuit Judges.

MINER, Circuit Judge:

Plaintiffs appeal from a judgment entered on January 31, 1994 in the United States District Court for the Southern District of New York (Owen, J.) after remand. See Carroll v. Blinken, 957 F.2d 991 (2d Cir.1992) ("Carroll I "), cert. denied, --- U.S. ----, 113 S.Ct. 300, 121 L.Ed.2d 224 (1992). The district court denied appellants' motion under 42 U.S.C. Sec. 1988 for attorney's fees, see Carroll v. Blinken, No. 83 Civ. 1272RO, 1993 WL 478406 (S.D.N.Y. Nov. 15, 1993) ("Carroll II" ), and entered a judgment requiring NYPIRG to: (1) spend as much money on activities that involve or benefit SUNY Albany students as it receives from their mandatory activity fees; (2) provide annual reports to SUNY Albany certifying its compliance with the preceding requirement; and (3) end the practice of defining membership solely on the basis of payment of a mandatory student fee.

For the reasons that follow, we modify the judgment of the district court by limiting the use of Albany students' fees to those NYPIRG activities and expenses that further the substantial interests of SUNY Albany as identified in Carroll I. We also reverse the district court's denial of appellants' request for attorney's fees, and we remand to the district court with instructions to award reasonable attorney's fees to appellants. We affirm the judgment in all other respects.BACKGROUND

Plaintiffs-appellants, students at the State University of New York at Albany ("SUNY Albany"), brought this suit against their university and the New York Public Interest Research Group, Inc. ("NYPIRG") seeking to enjoin the allocation to NYPIRG of a portion of the mandatory activity fees paid by the students. Because the factual background of this case is set forth in Carroll I, familiarity with which is presumed, we recite only those facts relevant to our disposition of the appeal.

Like all SUNY students, appellants are required by state regulation to pay an activity fee each semester. Students who do not pay the fee are not allowed to register for classes. Student activity fees are pooled and redistributed to a variety of educational, cultural, and recreational organizations including NYPIRG, a statewide, not-for-profit corporation based in New York City with chapters on nineteen SUNY campuses.

In Carroll I, we held that appellants' First Amendment rights of free speech and free association were implicated by SUNY Albany's transfer of a portion of the students' mandatory activity fees to NYPIRG, a group that engages in political speech with which appellants disagree. 957 F.2d at 997-99. However, we found that the funding of NYPIRG in this manner served three important interests of SUNY Albany: (a) fostering a "marketplace of ideas" on its campus; (b) providing students with hands-on educational experiences in research, writing, and civics; and (c) promoting student participation in a wide range of extra-curricular activities. Id. at 999-1001. To harmonize the competing First Amendment rights of the complaining students and the university, we concluded that SUNY Albany's funding of NYPIRG through mandatory student activity fees was constitutional, provided that "NYPIRG spend[s] as much money on activities at SUNY Albany as it takes in from SUNY Albany students via their activity fees." Id. at 1002.

We also struck down the automatic-membership policy of NYPIRG's by-laws, pursuant to which all fee-paying SUNY Albany students were considered NYPIRG members. We held that NYPIRG's policy of conferring membership on "all of its unwitting activity fee contributors" was a clear infringement of appellants' First Amendment rights that did not serve any countervailing university interest of substantial importance. Id. at 998, 1003.

The case was remanded to the district court with instructions to "fashion, as unintrusively as possible, procedures requiring NYPIRG to confirm in the Albany Student Association budgetary process that it spends at SUNY Albany the equivalent of Albany students' activity fee contribution." Id. at 1003. We also instructed the court to "order NYPIRG to redefine its membership to include only those students who consent to becoming members, and not simply every student who pays an activity fee." Id.

On remand, the district court received proposed judgments from each side. Appellants also submitted a motion for attorney's fees on the ground that our decision in Carroll I rendered them the prevailing party on the issue of compelled membership and at least partially on the issue of forced funding. The district court denied their request for fees, holding that plaintiffs "cannot be said to have prevailed within the meaning of Sec. 1988: they did not seek what they got; and what they sought they did not get." Carroll II, 1993 WL at 478406, at * 2. The court found that because NYPIRG was already in compliance with the requirement that it spend as much money at SUNY Albany as it receives in student activity fees, the legal relationship between the parties had not been materially altered by our ruling. Further, the district court found that NYPIRG's automatic membership provision, which we struck down, was neither a significant motivation behind the litigation nor a "central claim" therein. Id.

Judgment was entered on January 31, 1994 by the district court. The judgment provided, inter alia, that

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Bluebook (online)
42 F.3d 122, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carroll-v-blinken-ca2-1994.