Brown v. City of New York

862 F.3d 182, 2017 WL 2854333, 2017 U.S. App. LEXIS 11937
CourtCourt of Appeals for the Second Circuit
DecidedJuly 5, 2017
DocketDocket No. 16-1258-cv
StatusPublished
Cited by75 cases

This text of 862 F.3d 182 (Brown v. City of New York) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Brown v. City of New York, 862 F.3d 182, 2017 WL 2854333, 2017 U.S. App. LEXIS 11937 (2d Cir. 2017).

Opinion

STANCEU, Judge:

Plaintiff-appellant Imani Brown appeals an April 21, 2016 judgment of the United States District Court for the Southern District of New York (“District Court”) (Forrest, Judge) in favor of defendants Justin Naimoli and Theodore Plevritis, New York City police officers, on her federal and state law claims of excessive force stemming from her arrest on November 15, 2011. The District Court granted defendants’ motion for summary judgment on the federal claims on the ground of qualified immunity and dismissed the state law claims. We affirm the judgment of the . District Court.

BACKGROUND

Brown brought this action on February 13, 2013 in the District Court against the [184]*184City of New York, and against defendants Naimoli and Plevritis in their individual capacities, following her arrest near Zuc-cotti Park in lower Manhattan. She asserted Fourth Amendment claims for false arrest and excessive use of force, and a First Amendment retaliation claim, under 42 U.S.C. § 1983 and also brought parallel claims under New York state law. In its first dispositive decision, the District Court granted summary judgment for defendants on all of Brown’s § 1983 claims and dismissed the state law claims on jurisdictional grounds. Brown v. City of New York, No. 13-cv-1018, 2014 WL 2767232 (S.D.N.Y. June 18, 2014) (“Brovm I”). On Brown’s first appeal, this Court vacated the judgment entered by the District Court as to the excessive force claims and affirmed the judgment as to all other claims before it. Brown v. City of New York, 798 F.3d 94 (2d Cir. 2015) (“Brown II"). Brown did not appeal the District Court’s judgment with respect to any of her claims against the City of New York. Id. at 95. On remand, the District Court awarded summary judgment to defendants Naimoli and Plevritis on the § 1983 excessive force claims, holding that qualified immunity insulated these officers from liability, and dismissed the remaining state law claims. Brown v. City of New York, 13-cv-1018, 2016 WL 1611502 (S.D.N.Y. Apr. 20, 2016) (“Brown III”).

DISCUSSION

Because this Court affirmed the District Court’s disposition of all of Brown’s claims except the excessive force claims, as to which the judgment of the District Court was vacated, see Brown II, 798 F.3d at 95, the only claims remaining in this litigation are the excessive force claims brought under 42 U.S.C. § 1983 and under state law. Further, because Brown did not appeal the District Court’s final decision on any of her claims against the City of New York, id., the only claims remaining are the excessive force claims brought against Officers Naimoli and Plevritis in their individual capacities.

Brown raises three arguments on appeal. Pointing to language in this Court’s opinion in Brown II remanding the case “for trial,” she argues, first, that under this Court’s mandate the District Court was required to hold a trial and, therefore, lacked discretion on remand to grant summary judgment. Second, she argues that the two defendant police officers waived any defense of qualified immunity. Finally, she argues that the District Court erred on the merits in holding that qualified immunity shielded the officers from liability.

We determine de novo the meaning of a previous mandate of this Court. Carroll v. Blinken, 42 F.3d 122, 126 (2d Cir. 1994). In doing' so, we reject Brown’s first argument, i.e., that the mandate required the District Court to preside over a trial rather than resolve the excessive force claims on a second summary judgment motion.

Plaintiff-appellant’s argument relies on language in the opinion in Brown II stating that Brown’s claim against the officers “for use of excessive force must be remanded for trial,” Brown II, 798 F.3d at 95, that “[t]he assessment of a jury is needed in this case,” and that “a jury will have to decide whether Fourth Amendment reasonableness was exceeded ...,” id. at 103. Brown interprets this language as a directive to the District Court to conduct an actual trial, but this interpretation fails to construe the references to a “trial” and a “jury” in the context of the issue this Court was deciding. That issue was whether the District Court erred in granting summary judgment to defendants on the ground that the force used in ar[185]*185resting Brown was not excessive. In considering the issue of whether excessive force was used, this Court applied the “objective reasonableness” standard as explicated in Graham v. Connor, 490 U.S. 386, 392, 109 S.Ct. 1865, 104 L.Ed.2d 443 (1989). The references to “trial” and “a jury” in the opinion are properly understood in the context of the requirements a movant must meet to obtain summary judgment. See Fed. R. Civ. P. 56(a) (requiring movant to show absence of a genuine issue of material fact and entitlement to judgment as a matter of law). On the record before it in Brown II, this Court viewed the question of whether the force used in arresting Brown was reasonable under the Graham factors as a question to be decided by a jury rather than by the trial court on a summary judgment motion. Brown II, 798 F.3d at 102-03.

As the opinion in Brown II explained, the objective reasonableness standard governs whether the force an officer used to make an arrest was excessive and therefore in violation of rights protected by the Fourth Amendment. Brown II, 798 F.3d at 100 (“The Fourth Amendment prohibits' the use of excessive force in making an arrest, and whether the force used is excessive is to be analyzed under that Amendment’s ‘ “reasonableness” standard.’ ” (citing Graham, 490 U.S. at 395, 109 S.Ct. 1865)). The Brown II opinion discussed the three factors the Supreme Court identified specifically, i.e., severity of the crime at issue, whether the suspect poses an immediate threat to safety of the officers or others, and whether the suspect is actively resisting arrest or attempting to flee. Id. (citing Graham, 490 U.S. at 396, 109 S.Ct. 1865). The District Court erred, this Court concluded in Brown 17, because “[a]n aggregate assessment of all three relevant Graham factors would seem to point toward a determination of excessive force and, at a minimum, to preclude a ruling against the victim on a motion for summary judgment.” Id. at 102 (footnote omitted).

Following this Court’s vacatur of the judgment the District Court entered in Brown I, the excessive force claims on remand reverted back to the prior, pretrial status. A trial court generally must have discretion to rule on matters prior to presiding over an actual trial, including dispositive motions, and an appellate court vacating an award of summary judgment ordinarily would not confine the discretion of a district court as to how to proceed, from that point unless doing so was necessary to correct the error determined to have occurred below.

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Bluebook (online)
862 F.3d 182, 2017 WL 2854333, 2017 U.S. App. LEXIS 11937, Counsel Stack Legal Research, https://law.counselstack.com/opinion/brown-v-city-of-new-york-ca2-2017.