Carmichael v. Chappius

848 F.3d 536, 2017 WL 655423, 2017 U.S. App. LEXIS 2794
CourtCourt of Appeals for the Second Circuit
DecidedFebruary 17, 2017
Docket16-1562-cv
StatusPublished
Cited by21 cases

This text of 848 F.3d 536 (Carmichael v. Chappius) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carmichael v. Chappius, 848 F.3d 536, 2017 WL 655423, 2017 U.S. App. LEXIS 2794 (2d Cir. 2017).

Opinion

JOSÉ A. CABRANES, Circuit Judge:

Respondent-Appellant Paul Chappius, Jr., Superintendent of the Elmira Correctional Facility, appeals from the April 21, 2016 Order of the United States District Court for the Southern District of New *539 York (Katherine Polk Failla, Judge) granting Petitioner-Appellee Brian Carmichael's petition for a writ of habeas corpus pursuant to 28 U.S.C. § 2254. 1 The Order granting the writ, stayed pending this appeal, would invalidate Carmichaers custody imposed pursuant to a December 10, 2007 judgment of the Supreme Court of the State of New York, New York County (Robert H. Straus, Justice), following a jury trial and conviction. 2

After an unsuccessful direct appeal of his conviction, 3 as well as a failed motion to vacate his conviction based on a claim of ineffective assistance of counsel, 4 Carmichael sought a writ of habeas corpus in federal court on grounds (1) that the state trial court misapplied the decision by the Supreme Court of the United States in Batson v. Kentucky, 5 and (2) that Carmichael received ineffective assistance of counsel. On July 17, 2015, Magistrate Judge Andrew J. Peck filed a Report and Recommendation proposing that the District Court reject both of Carmichael’s arguments and deny his petition. 6 The District Court declined the recommendations of Magistrate Judge Peck and granted Carmichael’s petition, holding that the New York State Appellate Division, First Department, had unreasonably applied Batson and its progeny when it affirmed the state trial court’s finding that Carmichael failed to make a prima facie case showing that the prosecution used its peremptory challenges in a. discriminatory manner. 7

We hold that the District Court incorrectly applied the standard for evaluating a state court’s rulings set forth in the Anti-Terrorism and Effective Death Penalty Act of 1996 (the “AEDPA”), 28 U.S.C. § 2254(d). We further hold that the Appellate Division’s order affirming the trial court’s denial of Carmichael’s Batson challenge was not an unreasonable application of “clearly established Federal law, as determined by the Supreme Court of the United States.” 8

Accordingly, we VACATE the District Court’s April 21, 2016 Order granting Carmichael the writ of habeas corpus and REMAND the cause to the District Court for such further proceedings as may be *540 appropriate and consistent with this Opinion.

BACKGROUND

I. Jury Selection in Carmichael’s Trial

On September 17, 2007, jury selection began in Brian Carmichael’s criminal trial before Justice Robert H. Straus of the Supreme Court of the State of New York. 9 The Court tasked the parties with selecting a twelve-person jury from three separate panels, each composed of twenty-six venirepersons. Both Carmichael and the People of the State of New York, represented by the New York County District Attorney’s Office (“the State”), received twenty peremptory challenges for use during jury selection. The parties could use their peremptory challenges to remove potential jurors from the venire. Both parties also received six additional peremptory challenges, which they could use only to strike potential alternate jurors. This appeal concerns the State’s use of its peremptory challenges during the process of jury selection.

After questioning of the twenty-six venirepersons on the first panel concluded, the Court asked the parties if they wished to exercise any of their peremptory challenges against the first twelve potential jurors. The State exercised five peremptory challenges and counsel for Carmichael exercised three. Then, the Court asked the parties to consider the next twelve venire-persons. When the State struck four more potential jurors, defense counsel raised his first Batson challenge. 10

Defense counsel told the Court that he “fe[lt] compelled to make a Batson challenge” because “we [] had two African Americans in the jury pool and [the State] has challenged both of them.” 11 Specifically, the State used two of its peremptory challenges to strike Shackwanna Boiken and Charmaine Hamilton, both black females. The Court denied defense counsel’s challenge finding that the removal of two black jurors “by itself does not constitute [a] prima facie showing of a pattern of use of strike[s] in a discriminatory way.” 12

Following the denial of defense counsel’s first Batson challenge, the State declined to use any more strikes on venirepersons in the first panel. Defense counsel, however, struck all six of the remaining potential jurors.

The parties next considered the second panel of twenty-six potential jurors. The State and defense counsel combined to strike eleven of the first sixteen individuals in this group. Notably, neither party struck Bettina Boyd, a black woman. 13 During consideration of the next five veni-repersons, however, the State struck Dina Grant, another black female. This strike prompted defense counsel to raise his second Batson challenge.

*541 Defense counsel stated, “[although [the State] has allowed Ms. Bo[yd] to remain on the jury, the lone black juror selected so far ... I believe out of the four African American jurors we have considered on the panel[,] [the State] has challenged three of them.” 14 The Court responded by noting that Ms. Boyd, a black female, remained on the jury, and that defense counsel struck another venireperson, Yalira Ve-larde, whom the Court believed to be a black female. A disagreement then ensued between defense counsel and the Court over whether Ms. Velarde was “Hispanic” or “African-American.” 15 Specifically, the Court told defense counsel, “I am not saying you are right and I am wrong or the opposite. I am only making a record as to race because it’s sometimes necessary to do so when there’s a Batson challenge.” 16

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Cite This Page — Counsel Stack

Bluebook (online)
848 F.3d 536, 2017 WL 655423, 2017 U.S. App. LEXIS 2794, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carmichael-v-chappius-ca2-2017.