George Overton v. James Newton, Superintendent of the Watertown Correctional Facility

295 F.3d 270, 2002 U.S. App. LEXIS 13650, 2002 WL 1466827
CourtCourt of Appeals for the Second Circuit
DecidedJuly 9, 2002
DocketDocket 01-2436
StatusPublished
Cited by171 cases

This text of 295 F.3d 270 (George Overton v. James Newton, Superintendent of the Watertown Correctional Facility) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
George Overton v. James Newton, Superintendent of the Watertown Correctional Facility, 295 F.3d 270, 2002 U.S. App. LEXIS 13650, 2002 WL 1466827 (2d Cir. 2002).

Opinion

CALABRESI, Circuit Judge.

Respondent-Appellant James Newton, Superintendent of the Watertown Correctional Facility, appeals from an order entered on June 13, 2001 in the United States District Court for- the Eastern District of New York (Block, J.) granting Petitioner-Appellee George Overton’s petition for a writ of habeas corpus. Overton v. Newton, 146 F.Supp.2d 267 (E.D.N.Y.2001). Following the affirmance of his state court conviction, People v. Overton, 238 A.D.2d 528, 657 N.Y.S.2d 192 (App. Div., 2d Dep’t 1997), leave to appeal denied, 90 N.Y.2d 908, 663 N.Y.S.2d 520, 686 N.E.2d 232 (1997), petitioner sought a writ of habeas corpus on the grounds that his rights under Batson v. Kentucky, 476 U.S. 79, 106 S.Ct. 1712, 90 L.Ed.2d 69 (1986), were violated. 1 The district court concluded that habeas relief was warranted. We reverse.

BACKGROUND

Overton, who is African-American, was convicted, along with co-defendant Sonia Pegram, 2 by a jury in Queens County Su *273 preme Court (Dunlop, J.) on February 1, 1995 for the criminal sale of a controlled substance in the third degree, in violation of N.Y. Penal Law § 220.39[1], criminal possession of a controlled substance in the third degree, in violation of N.Y. Penal Law § 220.16[1], and criminal possession of a controlled substance in the seventh degree, in violation of N.Y. Penal Law § 220.03. Overton was sentenced to a six to twelve-year term of imprisonment and, at the time of the district court’s ■ order, had been on parole for over two years. Overton’s term of parole would, in ordinary course, expire in 2010.

During jury selection, the trial court employed a modified jury box system. Peremptory challenges were to be exercised in rounds. The prosecutor was entitled to fifteen peremptory challenges, see N.Y.Crim. Proc. Law § 270.25(2)(b), as were the defendants, collectively. Each side had an additional two peremptory challenges to be' used in the selection of alternate jurors. Sixteen prospective jurors were called from the venire 3 for the first round. Two of the sixteen were struck for cause, the prosecutor exercised four peremptory challenges, and the defendants used five. Accordingly, five jurors were seated following the first round. Another sixteen prospective jurors were called from the venire for the second round. Three were dismissed for cause, the prosecutor exercised six peremptory challenges, and the defendants used four. Thus, at the end of the second round, three additional jurors were seated. At this point in the jury selection process, “no contemporaneous record- [had been] made of the races of either the challenged jurors or those seated.” Overton, 146 F.Supp.2d at 271.

Following the end of the second round, Overton’s counsel raised a Batson challenge, claiming that, by her “rough count,” the prosecutor had used seven of nine peremptory challenges against African-American prospective jurors. 4 Petitioner’s counsel then said, “I think that shows a clear prima facie showing,” and asked the court to “make sure that challenges were properly exercised.” In response, the prosecutor stated that petitioner’s challenge was “frivolous” because three of the then-eight selected jurors were African-American and also because the prosecutor had exercised one of his peremptory challenges to exclude a white potential juror. The prosecutor also made a “reverse-Bat-son motion” to the trial court, alleging that the defense had used every one of its nine peremptory challenges to strike white jurors. After allowing no further discussion, the trial court ruled: “I find [that] neither one of you have [sic] made out a prima facie case of purpose[ful] discrimination.”

The trial court then proceeded to the third round of jury selection, at which point only four prospective jurors remained from the original venire. Two jurors were chosen in the third round, and again no contemporaneous record was made of the racial backgrounds of the prospective jurors. Following the third round, but before concluding proceedings for the day, the trial judge identified the racial backgrounds of the thirty-two members of the first two panels. It also noted *274 which jurors had been seated, which had been excused for cause, and which had been stricken by peremptory challenge. The trial judge explained that she had postponed making a record “so that we could let the prospective jurors get on their way.” The state court’s findings, as described by the district court below, were as follows:

In the first round, the prosecutor used his four challenges to strike two of five blacks. Therefore, of the five jurors seated in the first round, three were black. In the second round, six blacks were put in the box; one was struck for cause. The prosecutor then used five of his six challenges to strike all of the remaining black potential jurors. In sum, the prosecutor used his ten peremptory challenges to strike seventy percent (7 out of 10) of the qualified blacks in the first two rounds, including all five qualified blacks in the second round.

Overton, 146 F.Supp.2d at 271.

The next day of the proceedings, jury selection was completed. The last two jurors, in addition to two alternates, were selected from a panel of sixteen prospective jurors drawn from a fresh venire. Id. The record is incomplete as to the racial backgrounds of the jurors selected in the fourth round or of the members of the venire for the third and fourth rounds. Id. at 271-72. Significantly, the defendants did not renew their Batson challenges either when the record was made or at the end of jury selection.

On direct appeal to the New York appellate courts, Overton raised Batson and Confrontation Clause claims. The Appellate Division, Second Department, rejected the Batson challenge, stating that “Contrary to the defendant’s contention, the record does not demonstrate that a Batson violation occurred during jury selection.” Overton, 657 N.Y.S.2d at 193. Elaborating, the court noted that Overton’s reliance “solely upon the number of peremptory challenges made by the prosecutor against black venirepersons” failed “to make out the requisite prima facie showing” required by Batson. Id. The Appellate Division also rejected Overton’s Confrontation Clause claim.

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Bluebook (online)
295 F.3d 270, 2002 U.S. App. LEXIS 13650, 2002 WL 1466827, Counsel Stack Legal Research, https://law.counselstack.com/opinion/george-overton-v-james-newton-superintendent-of-the-watertown-ca2-2002.