08-5071-cr US v. PARIS
1 UNITED STATES COURT OF APPEALS 2 FOR THE SECOND CIRCUIT 3 4 August Term 2009
5 Argued: July 13, 2010 Decided: September 17, 2010)
6 Docket No. 08-5071-cr
8 UNITED STATES OF AMERICA,
9 Appellee, 10 11 v.
12 RONALD MARTINEZ, BRIAN FORBES, ANTONIO DOVE, also known as 13 Dontell Dove, also known as Tone, JEROME HARGROVE, also known as 14 June, WARREN WILLIAMS, CHRISTOPHER FANNING, KAZIMIERZ SULEWSKI, 15 also known as Kaz, STEVEN TANUIS, SHANAYA HICKS, 16 17 Defendants,
18 DENNIS PARIS, also known as Rahmyti,
19 Defendant-Appellant.
21 Before: JACOBS, Chief Judge, and WESLEY and CHIN, Circuit 22 Judges.
23 Appeal from a judgment of the United States District
24 Court for the District of Connecticut (Droney, J.) convicting
25 defendant-appellant of sex trafficking crimes.
26 AFFIRMED. 1 JEREMIAH DONOVAN, Old Saybrook, 2 Connecticut, for Defendant- 3 Appellant.
4 WILLIAM J. NARDINI, Assistant United 5 States Attorney (Nora R. Dannehy, 6 United States Attorney, and Sandra 7 S. Glover, Assistant United States 8 Attorney, District of Connecticut, 9 on the brief), for Appellee.
10 CHIN, Circuit Judge:
11 In this case, a jury convicted defendant-appellant
12 Dennis Paris of sex trafficking crimes, including sex trafficking
13 of minors and sex trafficking by force, fraud, or coercion. The
14 evidence showed that for more than five years, Paris operated a
15 prostitution business in and around Hartford, Connecticut,
16 exploiting and abusing young women and teenage girls. The
17 district court (Droney, J.) sentenced Paris principally to thirty
18 years' imprisonment.
19 During the jury selection process, each side raised an
20 objection pursuant to Batson v. Kentucky, arguing that the other
21 side had exercised peremptory strikes based on gender. At the
22 outset of jury selection, Paris's counsel stated explicitly that
23 he wanted to strike female jurors because of their gender because
24 he believed that, in light of the nature of the charges, men
25 would be "fairer" to Paris than women. The district court
-2- 1 refused the request and prohibited defense counsel from
2 exercising peremptory challenges based on gender. Later in jury
3 selection, after the Government used its first four peremptory
4 strikes against men, Paris objected under Batson. The district
5 court overruled the objection, holding that Paris had not made a
6 prima facie showing that the Government was exercising its
7 peremptory challenges based on gender.
8 We affirm. We hold that a defendant in a criminal case
9 may not, consistent with the Constitution, exercise peremptory
10 challenges based on gender. Accordingly, the district court
11 correctly barred Paris from doing so. We also affirm the
12 district court's ruling that Paris did not, merely by relying on
13 the fact that the Government's first four strikes were against
14 men, make a prima facie showing that the Government was
15 improperly exercising peremptory challenges based on gender.
16 STATEMENT OF THE CASE
17 A. The Facts
18 Construed in the light most favorable to the
19 Government, see United States v. Gomez, 580 F.3d 94, 97 (2d Cir.
20 2009), the evidence at trial showed the following:
21 From at least 1999 until his arrest in 2004, Paris
22 forced or induced teenage girls and young women to engage in sex
-3- 1 with men for money. Paris operated his prostitution business in
2 and around Hartford, and recruited his victims to work for him as
3 prostitutes from around Hartford and as far away as New
4 Hampshire.
5 In 1999, Paris induced a fourteen-year old ninth-grader
6 to work for him as a prostitute doing "calls" -- engaging in
7 sexual intercourse with men for money -- in a motel and at
8 customers' homes. Over the course of a year and a half, she did
9 approximately 100 "calls" for Paris.
10 In 2002, Paris employed a sixteen-year old girl who had
11 run away from home as a prostitute for about two weeks. When she
12 told Paris her age after she began working for him, he told her
13 to say that she was nineteen if she were asked her age.
14 In late 2003, Paris began using two eighteen-year old
15 girls as prostitutes. Although he paid them at first, eventually
16 he held them against their will and exploited their addiction to
17 heroin. He raped both of them, used force and intimidation
18 against both of them, and physically and psychologically abused
19 them.
20 Paris's prostitution business ended in June 2004 when
21 he was arrested by the Hartford Police for violating the terms of
22 his probation (imposed for unrelated crimes). Following his
-4- 1 arrest, one of Paris's victims left the motel where he had been
2 forcing her to stay and tried to work as a prostitute on the
3 street. She was arrested and the ensuing investigation led to
4 the arrest and conviction of Paris and others on multiple sex
5 trafficking and related charges.
6 B. Proceedings Below
7 Paris was indicted, with others, for conspiracy to use
8 an interstate facility to promote prostitution (18 U.S.C. § 371),
9 sex trafficking of a minor (18 U.S.C. § 1591), sex trafficking by
10 force, fraud, or coercion (18 U.S.C. § 1591), and use of an
11 interstate facility to promote prostitution (18 U.S.C. §
12 1952(a)(3)).1 He was the only defendant to go to trial.
13 Before trial, defense counsel submitted written notice
14 to the district court that Paris intended to exercise peremptory
15 challenges on the basis of gender. Shortly after jury selection
16 began on May 23, 2007, defense counsel explained why he intended
1 Paris was also indicted for money laundering, but these counts, as well as one of the use of interstate facility counts, were dismissed at the request of the Government before the case was submitted to the jury.
-5- 1 to exercise his peremptory challenges to strike women from the
2 jury:
3 [W]omen feel about this case very, very, very 4 differently from men. And . . . probably the 5 major factor in how a juror will approach 6 this case is her gender. And having reached 7 that conclusion, I intend to make gender one 8 of the primary -- one of my primary reasons 9 for striking jurors . . . . I would doubt 10 that I will exercise a peremptory against a 11 male juror. My objective here is to get as 12 many male jurors on the jury as I can, 13 because I think that they will be fairer to 14 Mr. Paris than female jurors will be.
15 Defense counsel further stated that "gender probably, almost
16 surely, will be my primary reason for exercising peremptories."
17 The district court offered to rule on the constitutionality of
18 gender-based peremptory challenges prior to voir dire, but the
19 parties requested that the court wait to rule until the
20 peremptory challenge stage of the jury selection process.
21 After all challenges for cause were resolved, thirty-
22 six prospective jurors remained. The district court randomly
23 selected twenty-eight -- fifteen men and thirteen women -- for
24 the initial peremptory challenge phase. Paris used his first
25 four peremptory challenges to strike women. Following Paris's
26 fourth strike, the Government raised a Batson challenge and
27 argued that Paris's openly expressed intention to strike women
-6- 1 from the jury combined with his four straight strikes of female
2 jurors and the lack of a legitimate reason for excluding them
3 established a prima facie case of impermissible gender
4 discrimination. Defense counsel then conceded that gender was at
5 least part of the reason for his peremptory challenges:
6 When your honor read the nature of the 7 charges to the jurors, I watched their 8 reactions carefully and I noticed . . . a 9 tightening of the lips and a frown on the 10 faces of many of the women jurors, whereas 11 the men had almost no response whatsoever. 12 This small perception is the kind of thing 13 that we use when we're picking jurors and it 14 confirms what I know, [which] is that women 15 will approach this case in a different manner 16 than men.
17 Defense counsel acknowledged that gender "absolutely" was one of
18 the reasons he exercised his first four peremptory challenges
19 against women, and even stated that in the end gender could be
20 the sole reason for some of his strikes.
21 The district court then ruled that gender-based
22 peremptory challenges violate the Equal Protection Clause of the
23 U.S. Constitution: "[B]ased on the precedent of Batson v.
24 Kentucky, Georgia v. McCollum, and J.E.B. v. Alabama, the Court
25 finds that Mr. Paris may not exercise peremptory challenges based
26 on gender." The district court then asked defense counsel to
27 explain the reasons for the exercise of his first four peremptory
-7- 1 challenges. When Paris articulated non-gender-based reasons for
2 those challenges, the Government withdrew its Batson challenge as
3 to one of Paris's strikes and the district court accepted Paris's
4 reasons for his remaining strikes. Accordingly, the district
5 court allowed Paris's strikes to stand.
6 Paris used his next two peremptory challenges against
7 prospective female jurors, and then asked the district court to
8 reconsider its ruling forbidding gender-based challenges. In
9 particular, Paris pointed out that the Government had exercised
10 its first three challenges against men and argued that he should
11 be permitted to strike female jurors to "balance" the jury
12 between men and women. Paris's counsel argued:
13 [W]hen . . . the other side, whether it's for 14 reasons that are subject to question under 15 Batson or for totally other reasons, has 16 exercised its challenges all against one 17 gender, it's appropriate for me then to try 18 to compensate for that by . . . taking gender 19 into account in exercising my challenges.
20 After the district court reiterated its ruling that
21 Paris could not exercise peremptory challenges based on gender,
22 Paris used his seventh and eighth peremptory challenges to strike
23 a man and a woman. Defense counsel then reiterated to the court
24 his goal of eliminating as many women as possible from the jury
25 and stated that he would have used both challenges against women
-8- 1 "if your Honor had not ordered me otherwise."
2 Following Paris's seventh and eighth peremptory
3 challenges, the Government exercised its fourth peremptory
4 challenge, which, like each of its prior three challenges, was
5 against a man. At that point, defense counsel raised a Batson
6 challenge on behalf of Paris:
7 It's hard to believe that [the Government 8 has] not taken into account gender in 9 exercising each of the four peremptories that 10 they have against males. And so I think that 11 in a case like this where gender is such an 12 important issue, I think that issuing four 13 straight challenges against the male [panel 14 members] demonstrates . . . that the 15 Government is issuing its peremptories based 16 on gender . . . .
17 The Government expressed its willingness to articulate the
18 permissible reasons for its peremptory challenges, but argued
19 that Paris had not made out a prima facie case of discrimination.
20 In particular, the Government pointed out that Paris's Batson
21 challenge was based on nothing more than the fact that the
22 Government used its first four challenges against men. Unlike
23 Paris, the Government never expressed any intention to strike
24 jurors on the basis of gender. In response, Paris argued that
25 the nature of the case also raised an inference of improper
26 gender bias by the Government. The district court rejected his
-9- 1 argument and ruled that a prima facie case of gender
2 discrimination had not been established because Paris "has not
3 shown that the circumstances raised an inference of sex
4 discrimination by simply striking four men at this time."
5 Following the rejection of his Batson challenge, Paris
6 exercised his final two peremptory challenges against a man and a
7 woman. Paris then reiterated that he would have used his seventh
8 peremptory challenge against a woman if he had been permitted to
9 consider gender.
10 In the end, the jury consisted of eight men and four
11 women.
12 On June 14, 2007, after seven days of evidence and one
13 day of deliberation, the jury convicted Paris on all pending
14 counts. On October 14, 2007, the district court sentenced Paris
15 principally to thirty years' imprisonment.
16 This appeal followed.
17 DISCUSSION
18 Two principal issues are presented: first, whether the
19 district court erred in prohibiting Paris from exercising
20 peremptory challenges based on gender; and, second, whether the
21 district court erred in ruling that Paris had not made a prima
22 facie showing of a Batson violation based on the fact the
-10- 1 Government's first four peremptory challenges were against men.
2 We address each issue in turn.
3 A. Gender-Based Peremptory Challenges
4 The district court's holding that a defendant's use of
5 gender-based peremptory challenges in a criminal case violates
6 the Constitution presents a question of law that we review de
7 novo. See United States v. Hester, 589 F.3d 86, 90 (2d Cir.
8 2009), cert. denied, 130 S. Ct. 2137 (Apr. 19, 2010).
9 In Batson v. Kentucky, the Supreme Court held that the
10 Equal Protection Clause forbids a prosecutor from exercising
11 peremptory challenges based on race. 476 U.S. 79, 89 (1986). In
12 reaching its decision, the Supreme Court considered the right of
13 a defendant in a criminal case to a fair trial as well as the
14 rights of potential jurors to serve on the jury and the public's
15 perception of the jury system. Id. at 87. The Court held that
16 "[t]he harm from discriminatory jury selection extends beyond
17 that inflicted on the defendant and the excluded juror to touch
18 the entire community[,] . . . undermin[ing] public confidence in
19 the fairness of our system of justice." Id.
20 The Supreme Court extended the prohibition against
21 race-based peremptory challenges to strikes by defendants in
22 criminal cases in Georgia v. McCollum, 505 U.S. 42, 55 (1992).
-11- 1 The Court ruled that the exercise of a peremptory challenge by
2 any party, including a defendant in a criminal case, constitutes
3 state action because it is the exercise of the power to choose
4 "the institution of government on which our judicial system
5 depends." Id. at 54. A few years later, the Supreme Court held
6 in J.E.B. v. Alabama that peremptory challenges based on gender
7 by a defendant in a civil case are unconstitutional. 511 U.S.
8 127, 129 (1994) ("[G]ender, like race, is an unconstitutional
9 proxy for juror competence and impartiality.").
10 Paris correctly notes that neither the Supreme Court
11 nor the Second Circuit has decided a case in which a defendant in
12 a criminal case sought to exercise gender-based peremptory
13 challenges.2 In the absence of controlling precedent, Paris
14 argues that because gender is different from race, the district
2 As the district court noted, in United States v. Martinez-Salazar, 528 U.S. 304, 315 (2000), the Supreme Court held that "[u]nder the Equal Protection Clause, a defendant may not exercise a peremptory challenge to remove a potential juror solely on the basis of the juror's gender, ethnic origin, or race." (Emphasis added). This was dictum with respect to gender, however, as Martinez-Salazar did not involve gender-based peremptory challenges. Moreover, the Supreme Court cited as authority for the statement only J.E.B., which involved gender- based strikes in a civil case; Hernandez v. New York, 500 U.S. 352 (1991), which involved ethnicity-based strikes in a criminal case; and Batson, which involved race-based strikes in a criminal case. Martinez-Salazar, 528 U.S. at 315.
-12- 1 court should have permitted him to strike women from the panel
2 based on their gender. For support, Paris relies heavily on
3 Justice O'Connor's concurring opinion in J.E.B., which argued
4 that the Court's holding "should be limited to the government's
5 use of gender-based peremptory strikes," 511 U.S. at 147,
6 explaining:
7 We know that like race, gender matters. A 8 plethora of studies make clear that in rape 9 cases, for example, female jurors are 10 somewhat more likely to vote to convict than 11 male jurors. . . . Moreover, though there 12 have been no similarly definitive studies 13 regarding, for example, sexual harassment, 14 child custody, or spousal or child abuse, one 15 need not be sexist to share the intuition 16 that in certain cases a person's gender and 17 resulting life experience will be relevant to 18 his or her view of the case.
19 511 U.S. at 148-49 (citations omitted). Paris also argues that
20 gender classifications are reviewed under a lower standard of
21 scrutiny than race-based classifications, and defends his gender-
22 based peremptory challenges on the ground that his interest in
23 eliminating biased jurors outweighed any harm caused by striking
24 female members of the panel.
25 We reject Paris's arguments, and hold that the
26 Constitution bars a defendant in a criminal case from exercising
27 peremptory challenges based on gender, for the following reasons:
-13- 1 First, the principles set forth by the Supreme Court in
2 Batson, McCollum, and J.E.B. apply with equal force to the
3 exercise of peremptory challenges by a defendant in a criminal
4 case. As these cases make clear, discriminatory jury selection
5 harms not just the parties to the case but also the prospective
6 jurors as well as "the entire community" as it "undermine[s]
7 public confidence in the fairness of our system of justice."
8 Batson, 476 U.S. at 87. There is no principled basis for
9 distinguishing between civil and criminal cases for these
10 purposes, or between the exercise of a peremptory strike by the
11 government and a defendant.
12 Second, Paris's arguments as to the distinctions
13 between race and gender for purposes of a Batson analysis were
14 considered and rejected by the Supreme Court in J.E.B. There,
15 the State of Alabama, acting on behalf of the mother of a child
16 born out of wedlock, sought to strike male jurors from a trial to
17 determine the identity of the child's father.3 Alabama justified
3 Because J.E.B. v. Alabama involved the use of peremptory challenges by the State of Alabama, the Supreme Court's equal protection analysis was pursuant to the Fourteenth Amendment. This case involves a criminal defendant in federal court, and thus our equal protection analysis is based on the Due Process clause of the Fifth Amendment. See Bolling v. Sharpe, 347 U.S. 497, 498-500 (1954). Of course, we approach equal protection claims under the Fifth Amendment in the same fashion as we do
-14- 1 its discriminatory peremptory challenges on the grounds that men
2 "might be more sympathetic and receptive to the arguments" of the
3 putative father. 511 U.S. at 137-38. Just as in the instant
4 action, the rationale for treating men and women differently was
5 based on a "quasi-empirical claim that women and men may have
6 different attitudes about certain issues justifying the use of
7 gender as a proxy." Id. at 138 n.9. The Supreme Court held that
8 "gender-based peremptory challenges are not substantially related
9 to an important government objective," and rejected the argument
10 that their use could be defended based on "'the very stereotype
11 the law condemns.'" Id. at 137 n.6, 138 (quoting Powers v Ohio,
12 499 U.S. 400, 410 (1991)). Although Paris's counsel was
13 emphatically blunt in explaining his reasons for striking women
14 from the jury, as the Supreme Court held, "[e]ven if a measure of
15 truth can be found in some of the gender stereotypes used to
16 justify gender-based peremptory challenges, that fact alone
17 cannot support discrimination on the basis of gender in jury
18 selection." Id. at 139 n.11.
19 Third, although neither the Supreme Court nor this
20 Court has explicitly ruled on the use of gender-based peremptory
such claims under the Fourteenth Amendment. See Weinberger v. Wiesenfeld, 420 U.S. 636, 638 n.2 (1975).
-15- 1 challenges by a defendant in a criminal case, three Circuits have
2 held that the Constitution's equal protection guarantees bar
3 defendants in criminal cases from striking potential jurors on
4 the basis of gender. See, e.g., United States v. Grant, 563 F.3d
5 385, 389 (8th Cir. 2009) ("[T]he government made a prima facie
6 showing of a J.E.B. gender violation when the government offered
7 its objection to the pattern of [defendant's] strikes and told
8 the district court that [defendant] exercised ten of her eleven
9 strikes on females."), cert. denied, 130 S. Ct. 1504 (2010);
10 United States v. Kimbrel, 532 F.3d 461, 466 (6th Cir. 2008)
11 ("Batson applies to peremptory challenges based on race or
12 gender. And it applies to peremptory challenges by the
13 government and by criminal defendants.") (citations omitted);
14 United States v. De Gross, 960 F.2d 1433, 1439-40 (9th Cir. 1992)
15 (en banc) ("[E]qual protection principles prohibit striking
16 venirepersons on the basis of their gender. . . . We hold that
17 because the evils of discriminatory peremptory strikes result
18 from the misuse of peremptory challenges, regardless of which
19 party strikes the venireperson, the Fifth Amendment similarly
20 limits a federal criminal defendant's peremptory strikes.").
21 Moreover, as noted, the Supreme Court has concluded as much in
22 dictum. See United States v. Martinez-Salazar, 528 U.S. at 315.
-16- 1 In short, the district court correctly ruled that Paris
2 could not exercise peremptory challenges based on gender.4 The
3 Constitution "prohibits discrimination in jury selection on the
4 basis of gender." J.E.B., 511 U.S. at 146. That rule applies
5 whether the government or the defendant is exercising the
6 peremptory challenge, and whether the case is criminal or civil
7 in nature.
8 B. The Claim of Gender Discrimination By The Government
9 Paris argues that the district court erred when it held
10 that he had failed to make out a prima facie showing of
11 discrimination by the Government. We discuss the standard of
12 review to be applied to a district court's rejection of a Batson
13 challenge on this basis and we then consider the district court's
14 rejection of Paris's challenge to the Government's exercise of
15 its peremptory strikes.
4 Paris also argues that after the Government used its first three strikes against male jurors, he should have been permitted to strike female jurors based on gender "to get a jury that may be equally balanced between men and women." Accepting Paris's argument would subordinate the Constitution's equal protection guarantees whenever the venire panel is not equally divided between the sexes. The district court correctly rejected this argument.
-17- 1 1. Applicable Law
2 a. Batson's Burden-Shifting Framework
3 When a party raises a Batson challenge, the trial court
4 uses a three-part burden-shifting framework to assess whether the
5 challenged peremptory strike is based on an impermissible
6 discriminatory motive. See Batson, 476 U.S. at 93-98. First,
7 the objecting party must make a prima facie case that opposing
8 counsel exercised a peremptory challenge on the basis of a
9 protected class. Hernandez v. New York, 500 U.S. 352, 358-59
10 (1991). To establish a prima facie case of purposeful
11 discrimination, the objecting party must show that the other
12 party challenged members of a specific group and that the
13 totality of the circumstances raises an inference of
14 discriminatory motive. See Batson, 476 U.S. at 96-97.
15 Second, if a prima facie case is established, the
16 burden shifts to the challenged party to present a non-
17 discriminatory reason for striking the jurors in question. See
18 id. at 97. At this stage, proffered explanations are deemed
19 valid unless discriminatory intent is inherent in the challenged
20 party's explanation. "Although the [challenged party] must
21 present a comprehensible reason, '[t]he second step of this
22 process does not demand an explanation that is persuasive, or
-18- 1 even plausible'; so long as the reason is not inherently
2 discriminatory, it suffices." Rice v. Collins, 546 U.S. 333, 338
3 (2006) (quoting Purkett v. Elem, 514 U.S. 765, 767-68 (1995)).
4 Finally, if a valid reason is articulated, the trial
5 court considers the totality of the circumstances to determine
6 whether the objecting party has carried its burden of proving
7 purposeful discrimination by a preponderance of the evidence.
8 Hernandez, 500 U.S. at 363-64. Despite Batson's three part
9 framework, "the ultimate burden of persuasion regarding improper
10 motivation rests with, and never shifts from, the opponent of the
11 strike." Rice, 546 U.S. at 333-34 (quoting Purkett, 514 U.S. at
12 768).
13 b. Standard of Review
14 This Circuit has not ruled on the standard of review to
15 be applied to a district court's determination whether a party
16 has met the first prong of the Batson analysis by showing a prima
17 facie case of discrimination. The Supreme Court has held that "a
18 trial court's ruling on the issue of discriminatory intent must
19 be sustained unless it is clearly erroneous," Snyder v.
20 Louisiana, 552 U.S. 472, 477 (2008), but it has not ruled on the
21 standard of review to be applied to a ruling on step one of the
22 Batson inquiry. Other circuits have split on the question,
-19- 1 dividing on whether the determination is subject to clear error
2 or de novo review.5
3 We hold that a district court's determination whether a
4 party has established a prima facie case under Batson is subject
5 to review for abuse of discretion. The question whether a prima
6 facie case of discrimination has been shown presents a mixed
7 question of law and fact. See Overton v. Newton, 295 F.3d 270,
8 276-77 (2d Cir. 2002) (threshold determination of whether Batson
9 prima facie case has been established "involves both issues of
10 fact and an issue of law") (citation omitted); accord Mahaffey,
11 162 F.3d at 484 (same). The trial court is entitled to some
12 deference, as there clearly is an element of fact-finding to the
13 determination: the trial court has heard the answers of the
5 Compare, e.g., Brewer v. Marshall, 119 F.3d 993, 1004 (1st Cir. 1997) ("That same clear error standard applies to rulings on whether the defendant has made a Batson prima facie case."), and Tolbert v. Page, 182 F.3d 677, 685 (9th Cir. 1999) (en banc) ("A trial court's determination of whether a prima facie case of discrimination under Batson has been established is to be reviewed deferentially, on direct review for clear error, or in the habeas context, by application of the statutory presumption of correctness."), with Mahaffey v. Page, 162 F.3d 481, 484 (7th Cir. 1998) ("Unlike the ultimate issue of discriminatory intent, which as a factual question is entitled to deferential review . . . , the preliminary question of whether a [Batson] prima facie case has been shown presents a mixed question of law and fact . . . , which the appellate courts should review de novo.") (citations omitted).
-20- 1 prospective jurors and questions and statements of the lawyers in
2 voir dire and observed the demeanor of both. See, e.g., Brewer,
3 119 F.3d at 1004.6 On the other hand, the inquiry is not
4 entirely factual, as the question of whether an inference of
5 discrimination can be drawn (e.g., from the fact of four straight
6 strikes against men) is often more a question of law than fact.
7 See, e.g., Mahaffey, 162 F.3d at 484; see also Overton v. Newton,
8 295 F.3d at 276-77 (once trial court performs its fact-finding,
9 it must decide, as matter of law, whether prima facie case of
10 discrimination has been established). While one could fairly
11 argue that the determination of a Batson prima facie case could
12 be subject to a two-step review -- clear error for factual
13 findings and de novo for rulings of law -- in this context the
14 inquiries often are not clearly delineated. Accordingly, we
15 conclude that the better course is to apply an abuse of
16 discretion standard of review. See, e.g., Cooter & Gell v.
17 Hartmax Corp., 496 U.S. 384, 405 (1990) (holding that abuse of
6 See also United States v. Bergodere, 40 F.3d 512, 517 (1st Cir. 1994) ("Evaluative judgments concerning juror suitability are often made partially in response to nuance, demeanor, body language, and a host of kindred considerations. Thus, the trial judge, who sees and hears both the prospective juror and the opposing attorneys in action, is in the best position to pass judgment on counsel's motives.").
-21- 1 discretion standard applies to review on appeal of determinations
2 of whether Fed. R. Civ. P. 11 was violated, as both factual and
3 legal inquiries are required). Of course, the exercise of
4 discretion based on clearly erroneous facts or incorrect rulings
5 of law would necessarily constitute an abuse of discretion. Id.;
6 accord Milanese v. Rust-Oleum Corp., 244 F.3d 104, 110 (2d Cir.
7 2001) (citing Cooter & Gell v. Hartmax Corp., 496 U.S. at 405).
8 2. Application
9 We conclude that the district court did not abuse its
10 discretion in holding that Paris had failed to show a prima facie
11 case of discrimination under Batson.
12 Paris's challenge was based on nothing more than the
13 Government's exercise of its first four peremptory challenges
14 against men. In certain circumstances, a pattern of peremptory
15 challenges alone may give rise to an inference of impermissible
16 discrimination. Batson, 476 U.S. at 97; see, e.g., Mahaffey, 162
17 F.3d at 485 (prima facie case shown by pattern of strikes where
18 prosecutor excused all seven prospective African-American
19 jurors); McCain v. Gramley, 96 F.3d 288, 292 (7th Cir. 1996)
20 (inference of discrimination may be drawn "where there are only a
21 few members of a racial group on the venire panel and one party
22 strikes each one of them"). Here, however, the district court
-22- 1 did not abuse its discretion in concluding that the Government's
2 pattern of four strikes in a row against men did not, by itself,
3 establish a prima facie case of gender discrimination.
4 First, at the start of the peremptory challenge stage,
5 more than half of the prospective jurors were men, as there were
6 fifteen men and thirteen women. Second, Paris (who had ten
7 strikes to the Government's six), used seven of his first eight
8 challenges against women, which increased the percentage of men
9 in the jury pool and the statistical likelihood that the
10 Government would use its peremptory challenges against men. By
11 the time the Government exercised its third and fourth peremptory
12 challenges, the odds were nearly two to one, based just on the
13 numbers, that a male juror would be stricken. See United States
14 v. Alvarado, 923 F.2d 253, 255-56 (2d Cir. 1991) ("Only a rate of
15 minority challenges significantly higher than the minority
16 percentage of the venire would support a statistical inference of
17 discrimination."). Third, although Paris's counsel had announced
18 that he was going to strike women jurors because of their gender,
19 the Government had made no such statement about male jurors.
20 District courts have broad latitude to consider the
21 totality of the circumstances when determining whether a party
22 has raised an inference of discrimination. Batson, 476 U.S. at
-23- 1 96-97, 98 n.21. Based on the record here, we conclude that the
2 district court did not abuse its discretion in determining that
3 Paris had failed to make a prima facie showing of discrimination
4 by the Government in its exercise of its peremptory strikes.
5 CONCLUSION
6 We have considered Paris's remaining arguments on
7 appeal and conclude that they are without merit.
8 For the foregoing reasons, the judgment of conviction
9 and sentence are AFFIRMED.
-24-