Carmichael v. Chappius
Opinion
KATHERINE POLK FAILLA, United States District Judge *343On December 10, 2007, Petitioner Brian Carmichael was convicted in the Supreme Court of New York, New York County, of three counts of second-degree sale of a controlled substance, for which he is now serving a seventeen-year sentence. On December 19, 2014, Petitioner filed a petition for a writ of habeas corpus, pursuant to
On remand, Petitioner sought to advance a habeas claim consistent with the Second Circuit's decision. To that end, on April 14, 2017, Petitioner filed a supplemental memorandum in support of his petition for a writ of habeas corpus (the "2017 Petition"), which memorandum amplified his earlier claim of ineffective assistance of counsel. For the reasons set forth in the remainder of this Opinion, this Court denies the 2017 Petition.
BACKGROUND1
This Court's April 21, 2016 Order provides a thorough review of the relevant facts of the case. See Carmichael v. Chappius ,
A. The 2014 Petition
On December 19, 2014, Petitioner filed a petition for a writ of habeas corpus, pursuant to
On April 21, 2016, this Court respectfully declined to adopt the Report, and granted the § 2254 Petition on the basis of Petitioner's substantive Batson claim. See Carmichael II ,
B. The Second Circuit Opinion
Respondent subsequently appealed this Court's Order granting Petitioner's 2014 Petition. On February 17, 2017, after briefing and argument, the Second Circuit vacated this Court's Order and remanded the case for such further proceedings as may be appropriate and consistent with its decision. See Carmichael III ,
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KATHERINE POLK FAILLA, United States District Judge *343On December 10, 2007, Petitioner Brian Carmichael was convicted in the Supreme Court of New York, New York County, of three counts of second-degree sale of a controlled substance, for which he is now serving a seventeen-year sentence. On December 19, 2014, Petitioner filed a petition for a writ of habeas corpus, pursuant to
On remand, Petitioner sought to advance a habeas claim consistent with the Second Circuit's decision. To that end, on April 14, 2017, Petitioner filed a supplemental memorandum in support of his petition for a writ of habeas corpus (the "2017 Petition"), which memorandum amplified his earlier claim of ineffective assistance of counsel. For the reasons set forth in the remainder of this Opinion, this Court denies the 2017 Petition.
BACKGROUND1
This Court's April 21, 2016 Order provides a thorough review of the relevant facts of the case. See Carmichael v. Chappius ,
A. The 2014 Petition
On December 19, 2014, Petitioner filed a petition for a writ of habeas corpus, pursuant to
On April 21, 2016, this Court respectfully declined to adopt the Report, and granted the § 2254 Petition on the basis of Petitioner's substantive Batson claim. See Carmichael II ,
B. The Second Circuit Opinion
Respondent subsequently appealed this Court's Order granting Petitioner's 2014 Petition. On February 17, 2017, after briefing and argument, the Second Circuit vacated this Court's Order and remanded the case for such further proceedings as may be appropriate and consistent with its decision. See Carmichael III ,
AEDPA, the Second Circuit emphasized, establishes a highly deferential standard of review, a standard that prohibits a federal court from granting a writ of habeas corpus simply because the state court applied federal law incorrectly or erroneously. See Carmichael III ,
C. The 2017 Petition
On April 14, 2017, Petitioner filed a supplemental petition for a writ of habeas corpus, pursuant to
Petitioner argues that both prongs of the two-step test established in Strickland are met: (i) counsel's performance fell below an objective standard of reasonableness, and (ii) Petitioner was prejudiced by the deficient performance. (See Pet. Br. 2-18). Specifically, Petitioner claims that counsel's inadequate challenge to a Batson violation under New York law meets Strickland 's first prong of defective performance. (See id. at 4-17). Next, Petitioner alleges that Batson errors are structural errors, rendering a proceeding fundamentally unfair. (See id. at 7-18). As a result, he asserts, prejudice is presumed and the second prong of Strickland is satisfied. (See id. ).
*345DISCUSSION
A. Applicable Law
1. Reviewing the Report and Recommendations of a Magistrate Judge
In renewing his ineffectiveness claims, Petitioner has returned the Court's attention to that portion of Magistrate Judge Peck's Report that it, and the Second Circuit, did not earlier address. A court may accept, reject, or modify, in whole or in part, the findings or recommendations made by a magistrate judge. See
2. Reviewing State Court Decisions Under the Antiterrorism and Effective Death Penalty Act
Under AEDPA, a federal court cannot grant a petition for a writ of habeas corpus based on a claim that was "adjudicated on the merits in State court proceedings" unless the state court's decision: (i) "was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States"; or (ii) "was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding."
Federal law is "clearly established" when it is expressed in "the holdings, as opposed to the dicta, of [the Supreme Court's] decisions." Howes v. Fields ,
When a federal court reviews a state court's factual determinations, those decisions "shall be presumed to be correct," and that presumption can only be rebutted by "clear and convincing evidence."
3. The Strickland Framework
In Strickland , the Supreme Court established a two-prong test for evaluating Sixth Amendment ineffective assistance of counsel claims. See Strickland ,
Next, the defendant must establish that counsel's errors resulted in actual prejudice. See Strickland ,
A court is not required to conduct a Strickland inquiry in a particular order. See Strickland ,
4. AEDPA Review of Strickland Claims
Strickland and AEDPA each require a highly deferential standard of review. When applied in tandem - in other words, when the claim at issue in a habeas petition is one of ineffective assistance of counsel - AEDPA review is "cabined by double layers of deference." Boyland v. Artus ,
B. Analysis
1. The State Court Did Not Unreasonably Apply Strickland When It Determined That Counsel's Allegedly Deficient Performance Did Not Result in Actual Prejudice
To review, consistent with AEDPA, a federal court may only grant a writ of habeas corpus for a claim that has been adjudicated on the merits by a state court if the claim "resulted in a decision *347that was contrary to, or involved an unreasonable application of, clearly established Federal law."
Given AEDPA's deferential standard of review, the role of this Court "is not to conduct de novo review of factual findings and substitute the federal court's own opinions for the determination made on the scene by the trial judge." Davis v. Ayala , --- U.S. ----,
Therefore, the first step in any § 2254 analysis is to review the state court's decision through a highly deferential lens. In this case, on June 24, 2014, the state court rejected Petitioner's claim of ineffective assistance of counsel on the basis of Strickland 's second prong, prejudice, without reaching the question of counsel's performance:
Regardless of whether counsel should have made a more detailed attempt to establish a prima facie case of discrimination pursuant to Batson v. Kentucky ,476 U.S. 79 , 106,106 S.Ct. 1712 ,90 L.Ed.2d 69 (1986), defendant has not shown that such efforts would have ultimately resulted in the seating of any jurors peremptorily challenged by the prosecutor. In any event, defendant has not shown that any Batson violation resulted in an unfair jury (see Morales v. Greiner ,273 F.Supp.2d 236 , 253 (E.D.N.Y. 2003) ).
People v. Carmichael ,
Petitioner argues that the state court unreasonably applied Strickland by requiring the Petitioner to show that the alleged attorney misconduct - the Batson violation - resulted in an "unfair jury." (Pet. Br. 3). Instead, Petitioner claims, prejudice under Strickland should be presumed because counsel's failure to effectuate Batson 's safeguards is a structural error whose harm cannot be quantified. (See
The Strickland Court provides facial support for Petitioner's claims: The Court allowed that, in certain contexts, the impairment of rights may be so easily identifiable, and resulting prejudice so likely, *348that prejudice must be presumed. See Strickland ,
However, a recent Supreme Court decision indicates that Batson claims could be subject to harmless error analysis. See Davis , --- U.S. ----, 135 S.Ct. at 2202. In Davis , the Supreme Court reviewed the Ninth Circuit's decision to grant a petitioner's writ of habeas corpus on the basis that the trial judge used an impermissible procedure for ruling on the petitioner's Batson challenges. See id. Specifically, following each Batson objection raised by the defense, the trial court allowed the prosecutor to provide race-neutral explanations for the relevant peremptory challenge outside the presence of defense counsel. See Davis , --- U.S. ----, 135 S.Ct. at 2194. Ultimately, the trial court concluded that the prosecutor's race neutral explanations were credible and the government was allowed to use "seven peremptories to strike all of the African-Americans and Hispanics who were available for service." Davis , --- U.S. ----, 135 S.Ct. at 2193-94.
After the Ninth Circuit granted the petition, the Supreme Court reversed, holding that the Ninth Circuit failed to give enough deference to the state court's determination that the Batson -related error was harmless insofar as the petitioner could not prove that he suffered actual prejudice. The dissent, although not generally objecting to the use of harmless error analysis, did note that a future case could give the Court the opportunity to consider more directly whether Batson violations were structural errors. See Davis , --- U.S. ----, 135 S.Ct. at 2214 n.1 (Sotomayor, J., dissenting) ("In a future case arising in a direct review posture, the Court may have occasion to consider whether the error that the Court assumes here gives rise to 'circumstances that are so likely to prejudice the accused that the cost of litigating their effect in a particular case is unjustified.' " (quoting United States v. Cronic ,
When granting the 2014 Petition, this Court previously distinguished Davis from Petitioner's claim. See Carmichael ,
Had we been presiding over jury selection in Carmichael's case in the first instance, we might very well have concluded that Carmichael made out a prima facie showing of race discrimination. However, as we have had occasion to observe before, the fact that numerical evidence may have permitted an inference of discrimination does not establish *349that a contrary conclusion must be an unreasonable application of Batson and its progeny.
Id. at 548-49.
Applying the standard articulated by the Second Circuit in the current instance, this Court must determine not whether the state court was correct in applying harmless error analysis - as opposed to assuming prejudice - but whether it was unreasonable to do so. See Knowles v. Mirzayance ,
This case is one in which fairminded jurists could disagree. Reasonable arguments exist in support of both positions: that Batson claims are structural errors for which prejudice is presumed, and, alternatively, that they are subject to harmless error review. In support of the former, one may argue that Batson claims are structural in nature, and that Davis , a case about presence of counsel, did not overrule Second Circuit precedent. On the other hand, one could argue - and would have a reasonable basis to do so - that Davis indicates that Batson challenges may be evaluated under harmless error, and therefore the state court did not err. Whether Davis conclusively determines that Batson challenges are structural errors, or subject to harmless error analysis, is immaterial. For present purposes, Davis is significant in that it provides a reasonable basis for the state court's analysis, leading this Court to the conclusion that the state court's determination was not objectively unreasonable. See Harrington ,
The standard of review under AEDPA "is difficult to meet, [but] that is because it was meant to be." Harrington ,
2. Even If This Court Were to Review Petitioner's Claim, It Would Fail Under Strickland
As a federal habeas court, reviewing Petitioner's claim with AEDPA deference, this Court cannot grant the Petition simply because it would have reached a different conclusion in the first instance. See Harrington,
As previously discussed, attorney performance - the first step of Strickland - requires the court to presume that counsel is competent. See Cullen ,
Petitioner argues that counsel provided ineffective assistance when he declined to "provide other evidence ... beyond a numerical pattern" to support an inference of discrimination in violation of Batson . (Pet. Br. 6). When objecting to the prosecution's peremptory strikes of black venirepersons, defense counsel pointed to the number of black venirepersons excluded, in relation to the total number of black venirepersons. (See id. at 4). According to Petitioner, it is immaterial whether counsel's failure to draw the court's attention to any additional evidence of discrimination was in violation of New York law. (See Pet. Reply 1-2). Because the trial court directed counsel to supplement his Batson challenges with additional information, counsel's failure to do so rendered his performance deficient "under any standard," regardless of New York law. (See id. at 2).
Moreover, Petitioner argues that supplemental information was "right under [defense counsel's] nose" and should have been readily apparent to him. (See Pet. Reply 2). Specifically, counsel should have highlighted to the court that at least four of the six challenged black jurors had close ties to law enforcement through family or friends. (See Pet. Br. 6). Presumably, their relationships with law enforcement would make those venirepersons more amenable to the prosecution's case, and therefore desirable members of the jury. In Petitioner's estimation, the fact that the prosecution struck those venirepersons despite their pro-prosecution tendencies, combined with the numerical evidence, indicates that the peremptory strikes were motivated by racial intent. Ultimately, Petitioner argues, defense counsel's failure to make this readily available argument to the court renders his performance deficient. (See id. ).
While the combination of numerical evidence and venirepersons with pro-prosecution backgrounds may give rise to a successful Batson challenge under certain circumstances, "there are no fixed rules for determining what evidence will ... establish a prima facie case of discrimination." Brown ,
Therefore, the fact that the prosecution challenged black venirepersons who may have been sympathetic to law enforcement is hardly a smoking gun. This is not the case where counsel "failed to make a 'sure winner' argument." Eze v. Senkowski ,
CONCLUSION
For the foregoing reasons, the petition for a writ of habeas corpus is DENIED and the Court adopts that portion of Magistrate Judge Peck's Report. The Clerk of Court is directed to terminate all pending motions, adjourn all remaining dates, and close this case.
SO ORDERED.
Footnotes
340 F. Supp. 3d 340 (Carmichael v. Chappius) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.