Carl Hoffer v. Secretary, Florida Department Corrections

973 F.3d 1263
CourtCourt of Appeals for the Eleventh Circuit
DecidedAugust 31, 2020
Docket19-11921
StatusPublished
Cited by146 cases

This text of 973 F.3d 1263 (Carl Hoffer v. Secretary, Florida Department Corrections) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Carl Hoffer v. Secretary, Florida Department Corrections, 973 F.3d 1263 (11th Cir. 2020).

Opinion

Case: 19-11921 Date Filed: 08/31/2020 Page: 1 of 58

[PUBLISH]

IN THE UNITED STATES COURT OF APPEALS

FOR THE ELEVENTH CIRCUIT __________________

No. 19-11921 ________________________

D.C. Docket No. 4:17-cv-00214-MW-CAS

CARL HOFFER, Individually and on behalf of a class of persons similarly situated, RONALD MCPHERSON, Individually and on behalf of a class of persons similarly situated, ROLAND MOLINA, Individually and on behalf of a class of persons similarly situated,

Plaintiffs - Appellees,

versus

SECRETARY, FLORIDA DEPARTMENT OF CORRECTIONS,

Defendant - Appellant.

________________________

Appeal from the United States District Court for the Northern District of Florida ________________________

(August 31, 2020) Case: 19-11921 Date Filed: 08/31/2020 Page: 2 of 58

Before MARTIN, NEWSOM, and BALDOCK,* Circuit Judges.

NEWSOM, Circuit Judge:

This case principally presents the question whether the Eighth Amendment

requires Florida prison officials to treat all inmates with chronic Hepatitis C—

including those who have only mild (or no) liver fibrosis—with expensive, state-

of-the-art “direct acting antiviral” (DAA) drugs. The district court held that it does

and entered a permanent injunction mandating across-the-board DAA treatment.

We hold, to the contrary, that the officials’ current treatment plan—pursuant to

which they monitor all HCV-positive inmates, including those who have yet to

exhibit serious symptoms, and provide DAAs to anyone who has an exacerbating

condition, shows signs of rapid progression, or develops even moderate fibrosis—

satisfies constitutional requirements. Accordingly, we reverse the district court’s

decision, vacate its injunction, and remand for further proceedings.

I

A

Hepatitis C—here, HCV—is a bloodborne virus that is commonly spread,

among other means, by sharing contaminated needles, utilizing unsterilized tattoo

equipment, and engaging in risky sexual behavior. Only about 1% of the general

* Honorable Bobby R. Baldock, United States Circuit Judge for the Tenth Circuit, sitting by designation.

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population suffers from the disease, but its prevalence among prison inmates is

much higher. Although estimates vary, it’s safe to say that thousands—and quite

possibly tens of thousands—of inmates confined in Florida state prisons have

HCV.

HCV primarily attacks the liver and, in particular, can cause liver scarring,

or “fibrosis.” Liver fibrosis can be measured, or staged, on a five-step scale, in

ascending order of severity, from F0 (no fibrosis) to F1 (mild fibrosis) to F2

(moderate fibrosis) to F3 (severe fibrosis) to F4 (cirrhosis). Fortunately, many

people afflicted with HCV will “spontaneously clear” the virus without treatment.

At least 50% of HCV cases, though, are “chronic,” meaning that they can be cured

only with medication. Among chronic HCV patients, the disease’s rate of

progression varies: 30% are stable, meaning that they aren’t currently moving up

the fibrosis scale; 40% progress slowly, taking several years to advance from one

level to another and more than 20 years to reach full-blown cirrhosis; and 30%

progress rapidly, reaching cirrhosis in fewer than 20 years and possibly as few as

one.

In years past, HCV patients were prescribed Interferon, a weekly injectable

medication that had a number of drawbacks—among them that it required patients

to remain sober, caused several unpleasant side effects, and succeeded in

eradicating the virus only about 30% of the time. In 2013, a new HCV treatment

3 Case: 19-11921 Date Filed: 08/31/2020 Page: 4 of 58

option arrived on the scene—direct acting antivirals. These DAAs brought great

promise—the once- or twice-daily pills were easily administrable, had few side

effects, and boasted a 95% cure rate. Unfortunately, and not surprisingly, they also

came at great cost. Although the parties dispute the exact price tag of a single 12-

week course of DAA treatment—in 2017, the Secretary put it between $25,000 and

$37,000 per inmate, while the plaintiffs insisted that discounts and rebates reduced

that cost—all agree that DAAs are very expensive.

B

In May 2017, Carl Hoffer, Ronald McPherson, and Roland Molina—

chronic-HCV inmates incarcerated in Florida prisons—sued the Secretary of the

Florida Department of Corrections on behalf of a putative class in the United States

District Court for the Northern District of Florida. Among other claims, the

plaintiffs alleged, pursuant to 42 U.S.C. § 1983, that the Secretary’s HCV

treatment plan—or, at the time, the lack thereof—was deliberately indifferent to

inmates’ serious medical needs in violation of the Eighth Amendment. As

particularly relevant here, the plaintiffs sought a class-wide injunction requiring the

FDC to “develop and adhere to a plan to provide direct-acting antiviral medication

to all FDC prisoners with chronic HCV, consistent with the standard of care.”

Not long after the plaintiffs filed, the Secretary hired Dr. Daniel Dewsnup to

formulate a treatment plan for HCV-infected inmates. Dr. Dewsnup, who had

4 Case: 19-11921 Date Filed: 08/31/2020 Page: 5 of 58

earlier developed and implemented a similar HCV-treatment plan for the Oregon

prison system, recommended treating some inmates with DAAs, but not all of

them. In particular, he proposed (1) providing DAAs for all inmates at level F2

and above and (2) monitoring F0- and F1-level inmates and treating them with

DAAs if they (a) have or develop an exacerbating condition like HIV, (b) exhibit

signs of rapid fibrosis progression, or (c) advance to F2. The Secretary adopted

Dr. Dewsnup’s recommendations.

In October 2017, the district court held a five-day evidentiary hearing, which

featured Dr. Dewsnup and the plaintiffs’ expert, Dr. Margaret Koziel. The experts

testified concerning a range of topics, but for present purposes our focus is on their

dueling conclusions regarding the necessity of treating HCV-positive inmates who

show little or no liver scarring—i.e., those at levels F0 and F1 on the fibrosis scale.

Dr. Koziel “advocate[d]” in favor of treating all HCV-positive inmates with

DAAs—even, she said, F0-level inmates, who have “no fibrosis.” Her view, she

said, comports with guidelines published by the American Association for the

Study of Liver Diseases and the Infectious Diseases Society of America, which

recommend DAA treatment for all chronic HCV patients, regardless of staging.

Dr. Koziel further testified that “there are clearcut economic benefits to treating

all-comers with Hepatitis C”—in particular, she reported that one paper she had

5 Case: 19-11921 Date Filed: 08/31/2020 Page: 6 of 58

recently reviewed estimated that “the U.S. health system would save about $13

billion by treating everybody.”

Regarding medical outcomes, though, Dr. Koziel was more circumspect. As

particularly relevant here, the district court judge asked her the following question:

“[I]n terms of scoring, F0 to F4, . . . what’s the tipping point where suddenly [a

patient’s] chance of getting cancer is dramatically much greater [or his] chance of

permanent damage in terms of liver function . . . is greater?” Dr. Koziel began her

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973 F.3d 1263, Counsel Stack Legal Research, https://law.counselstack.com/opinion/carl-hoffer-v-secretary-florida-department-corrections-ca11-2020.