Cargill, Inc. v. United States

173 F.3d 323, 1999 CCH OSHD 31,814, 18 OSHC (BNA) 1685, 1999 U.S. App. LEXIS 7533, 1999 WL 225205
CourtCourt of Appeals for the Fifth Circuit
DecidedApril 19, 1999
DocketNo. 97-31190
StatusPublished
Cited by41 cases

This text of 173 F.3d 323 (Cargill, Inc. v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cargill, Inc. v. United States, 173 F.3d 323, 1999 CCH OSHD 31,814, 18 OSHC (BNA) 1685, 1999 U.S. App. LEXIS 7533, 1999 WL 225205 (5th Cir. 1999).

Opinion

JERRY E. SMITH, Circuit Judge:

Plaintiffs Cargill, Incorporated, General Chemical Corporation, Mississippi Lime Management Company, Morton International, OCI of Wyoming, Lonny Badeaux, Joseph Vendetti, the Methane Awareness Resource Group, and the Diesel Coalition, which we refer to collectively as “MARG,” 1 appeal the denial of injunctive and declaratory relief from alleged violations of the Federal Advisory Committee Act (“FACA”), 5 U.S.C.App. 2. MARG claims that the National Institute for Occupational Safety and Health (“NIOSH”) and the other defendants violated FACA and its implementing regulations by employing NIOSH’s Board of Scientific Counselors (“BSC”) to peer-review the protocol to govern a planned study of the héalth [328]*328effects of exposure to diesel exhaust. We affirm in part, reverse in part, and remand.

I.

In 1992, NIOSH began evaluating the feasibility of a study to determine and quantify the correlation, if any, between exposure to diesel exhaust and adverse health effects in underground miners. In August 1995, NIOSH released a draft protocol and feasibility assessment indicating its intent to study, over seven years, fourteen mines, including some operated by members of MARG.

Because of the complexity of collecting long-term exposure and health data and isolating the effects of past diesel exposure from the effects of exposure to tobacco and other agents, NIOSH realized that it needed experts to provide peer review of the protocol and, in particular, advice from experts in diesel exhaust, diesel exposure assessment, and the mining environment.2 Accordingly, it circulated a letter to interested parties and, on November 27, 1995, convened a public meeting of the peer review panel at which a number of independent scientists, including some representing MARG members, severely criticized the protocol.

Concerned that the diesel study was not being adequately reviewed by a balanced and impartial group, and worried that a flawed protocol would yield misleading results justifying unnecessarily strict regulations, MARG sued for declaratory and in-junctive relief under FACA, averring that the peer review panel was an “advisory committee” for purposes of FACA and was not in compliance with it. Agreeing with MARG, the district court enjoined further meetings of the peer review panel until FACA’s requirements were met. The court stated that complying with FACA “should not be that difficult” and told NIOSH that the agency could either appeal the ruling or “go ahead and proceed with the formalities procedurally and form this committee according to statute.”

Purporting to do the latter, NIOSH called on the BSC to peer-review the study protocol. According to its charter, BSC “provide[s] guidance to the Director, [NIOSH], on [NIOSH] research programs.” NIOSH sent the protocol to members of BSC for review in December 1996, and BSC considered the protocol at a meeting held January 14,1997.

Unconvinced that BSC meets FACA’s requirements, MARG moved on December 30, 1996, to amend its complaint and for the court to enjoin further use of the diesel protocol until the protocol has been reviewed by a properly constituted peer review group. After an evidentiary hearing, the court decided that BSC is “in compliance with all applicable procedural requirements,” that “any past violations of the applicable substantive requirements have been cured,” and that BSC is in “substantial compliance” with “all applicable regulations.”

BSC continued its peer review at subsequent meetings. NIOSH is now in the early stages of using the peer-review work product in a data collection effort that, under the protocol, is projected to last several years.

II.

MARG claims that NIOSH violated FACA’s congressional filing requirements by filing BSC’s charter with the wrong [329]*329congressional committee. Reviewing de novo the district court’s conclusion to the contrary, see Reich v. Lancaster, 55 F.3d 1034, 1045 (5th Cir.1995), we agree and reverse the determination that NIOSH complied with FACA’s filing requirements.

FACA provides that “[n]o advisory committee shall meet or take any action until an advisory committee charter has been filed ... with the head of the agency to whom any advisory committee reports and with the standing committees of the Senate and of the House of Representatives having legislative jurisdiction of such agency.” 5 U.S.C.App. 2 § 9(c)(2). NIOSH filed BSC’s charter with the House Committee on Commerce, the committee having jurisdiction over the Department of Health and Human Services (“HHS”). NIOSH reasoned that because the agency is located within HHS, filing with the committee having jurisdiction over HHS met the requirement of § 9(c)(2). MARG contends that NIOSH should have filed the charter with the House Labor Committee (renamed in 1997 the Committee on Education and Workforce). MARG notes that the agency “to whom [BSC] reports” is NIOSH, and the Labor Committee has jurisdiction over NIOSH.

A.

NIOSH claims that MARG lacks standing to sue for improper filing because it cannot show that it suffered an “injury in fact” as a result of NIOSH’s filing BSC’s charter with the wrong congressional committee. Under Lujan v. Defenders of Wildlife, 504 U.S. 555, 560, 112 S.Ct. 2130, 119 L.Ed.2d 351 (1992), to establish standing a plaintiff must show that he has suffered “an invasion of a legally protected interest” that is both “concrete and particularized” and “actual or imminent, not ‘conjectural’ or ‘hypothetical.’ ”

In addition, NIOSH argues, MARG cannot meet the “prudential” standing requirement “that a plaintiffs grievance must arguably fall within the zone of interests protected or regulated by the statutory provision or constitutional guarantee invoked in the suit.” See Bennett v. Spear, 520 U.S. 154, 162, 117 S.Ct. 1154, 137 L.Ed.2d 281 (1997). NIOSH insists that FACA’s requirement that advisory committees file their charters with the appropriate congressional committees is intended to benefit Congress, not constituents, and that MARG therefore does not arguably fall within the zone of interests of that provision.

1.

MARG meets the jurisprudential standing requirement because it has suffered an injury in fact. FACA is designed to ensure that advisory committees are fairly constituted and properly monitored so that they will provide sound advice.3 The requirement to file with the committee having legislative jurisdiction over the agency to whom the committee reports is central to FACA’s purpose of ensuring accountability, for FACA charges each standing committee with the responsibility to engage in intense monitoring of the advisory committees under it.4 Obviously, [330]*330if the charters of advisory committees are filed with the wrong congressional committees, the monitoring endeavor is thwarted.

Hence, NIOSH’s mistake prevented effective congressional monitoring of BSC. The mines affected by the diesel study have a compelling interest in ensuring that the study’s results are accurate,5 and the alleged FACA violation, which made it harder for Congress to scrutinize BSC’s activities, increased the likelihood that the results of the study will be inaccurate.

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173 F.3d 323, 1999 CCH OSHD 31,814, 18 OSHC (BNA) 1685, 1999 U.S. App. LEXIS 7533, 1999 WL 225205, Counsel Stack Legal Research, https://law.counselstack.com/opinion/cargill-inc-v-united-states-ca5-1999.