Akzo Nobel Inc. v. United States

478 F. App'x 126
Court of Appeals for the Fifth Circuit·Decided May 24, 2012·No. No. 11-30812·Published

Opinion

PER CURIAM: *

This appeal involves a Diesel Exhaust in Miners Study, commenced two decades ago in 1992 and conducted by the National Institute for Occupational Safety and Health (“NIOSH”)1 and the National Cancer Institute (“NCI”)2 — two components [128] of the United States Department of Health and Human Services (collectively, “HHS”). In this appeal — the third in a series of related appeals spanning thirteen years— HHS challenges the district court’s order granting the motion for injunctive relief, civil contempt, and fees and expenses brought by the plaintiffs-appellees, Methane Awareness Resource Group (“MARG”) and Lonny Badeaux (collectively “Plaintiffs”).3 Once again, HHS’s appeal is successful. We VACATE and REVERSE.

I. FACTUAL AND PROCEDURAL BACKGROUND

A. The Diesel Exhaust in Miners Study

Between 1992 and 1995, NIOSH and NCI developed a draft protocol for the study. In 1996, HHS decided to use a particular advisory committee, the NIOSH’s Board of Scientific Counselors (“BSC”), to provide peer review for the draft protocol. In January, April and July 1997, BSC held public meetings to review the draft protocol, for which BSC provided notice and allowed for public comment. Plaintiffs offered their comments at the meeting. After the meetings, BSC voted to approve the protocol for the study.

Then in 1999, however, Plaintiffs sued, alleging that HHS had violated the Federal Advisory Committee Act (“FACA”) by using BSC to review the draft protocol. Pursuant to FACA, the government must file the charter for an advisory committee (such as BSC) with a certain congressional standing committee, depending on the federal agency that the advisory committee advises. 5 U.S.C. Appx. § 2. HHS had mistakenly filed the charter for BSC with the House Committee on Commerce, rather than the House Committee on Education and the Workforce (“the House Committee”). On appeal, this court held that HHS had indeed made a mistake by filing BSC’s charter with the wrong congressional committee. Cargill, Inc. v. United States, 173 F.3d 323, 334 (5th Cir.1999). Although inadvertent, HHS’s mistake required correction. To ensure proper congressional oversight of BSC, and to ensure that BSC’s review of the draft protocol was valid, the appropriate congressional committee with the requisite expertise needed to be involved. This court further held that Plaintiffs had standing to compel HHS to refile the charter because the validity of the study protocol affected Plaintiffs’ interests. Id. at 342. The study findings would form the basis for new administrative regulations. An invalid study protocol would generate an invalid study, which could lead to unnecessarily restrictive regulations on Plaintiffs. This court ultimately instructed the district court to fashion an injunction that promoted FACA’s goals of ensuring public accountability and of reducing economic waste. Id.

On remand on March 13, 2000, the district court issued an injunctive order to remedy this FACA violation (“2000 Order”), which required HHS to provide study drafts and requested study data to the House Committee, and gave the House Committee veto power over the study. HHS appealed the order as overly broad, [129] and this court agreed with HHS, instructing the district court to enter a narrower order, stating that there was “little reason for future injunctive relief’ beyond refiling the charter with the correct House committee. Akzo-Nobel, Inc. v. United States, 2001 WL 34772206, at *2-*3 (5th Cir.2001). “[A]n order requiring [House Committee] approval before the study can be released is not appropriate for HHS’s inadvertent mistake in filing the [BSC’s] charter with the wrong House committee.” Id. at *2.

HHS did not hide from Congressional oversight. It tried to make itself accountable to the public. It unknowingly filed BSC’s charter with the wrong House committee and filed it with the correct Senate committee. Plaintiffs and other interested parties had actual notice that the BSC was reviewing the study protocol and were informed of and invited to every meeting of the BSC panel.

Id. This court noted concern “that the [House] Committee should have sufficient time to examine the misfiled study data” and become familiar on the validity of the study protocol and BSC’s corresponding advice. Id. at *3. Accordingly, we instructed the district court to “revise its order so that HHS will be barred from publicly releasing any of the information it sends to the [House] Committee until 90 days after its submission.” Id.

On remand again in 2001, the district court issued a new two-part injunctive order (“2001 Order”).4 In the first part of the order, the district court required HHS to submit BSC work product to the House Committee and to Plaintiffs. The last line of the first part states: “Defendants shall provide Plaintiffs with copies of all documents submitted to the Committee in compliance with this Order.” In the second part of the order, the district court required HHS to submit to the House Committee (i) study data requested by the Committee and (ii) study “draft reports, publications, and draft results or risk notification materials.” The district court also barred HHS from publicly releasing information submitted to the House Committee until 90 days after submission. The second part of the order did not mention Plaintiffs.

Nine years passed after the 2001 Order without any controversy. In 2002, BSC finished its oversight of the study protocol. Between 2002 and 2004, in compliance with the 2001 Order, HHS submitted study drafts and data to the House Committee. The submitted materials included final drafts of different parts of the study as they were completed, sample notification letters that were sent to individual miners, and a presentation that the agencies gave at a public meeting regarding the study’s progress. Furthermore, in 2002, the House Committee wrote to HHS (“2002 Letter”) to:

request that [NIOSH] provide all draft copies of all reports, notifications, recommendations, or alerts, related to or based on the [study], prior to the release or publication of such study, or portion thereof. The [House Committee] also requests submission of study data, in a format capable of being analyzed, as the data collection phase of each part of this study is completed, and preceding the drafting of any reports.

In 2003, the House Committee wrote to Defendants (“2003 Letter”), asking several questions about the study and requesting specific data sets. HHS complied with these letters; HHS also provided Plaintiffs with copies of the cover letters sent to the House Committee, but not the actual drafts and data. In 2004, the House Com[130] mittee wrote to Defendants (“2004 Letter”), stating that NIOSH and NCI:

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Akzo Nobel Inc. v. United States, 478 F. App'x 126 (5th Cir. 2012).

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